Kramlich C Richard - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	6	1	14	-2	-2	2	-13	-14	-23	-8
S	%wins				71	71	54	75	55	64	65

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/13/13 11:39	12/11/13	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D	S.m	-198	4.54	6	-44	-99	0	D	440	874	427	28	10	-20	-9	-8	0	13	29	-1	-24	-59
12/9/13 13:19	12/5/13	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D	S.dm	-355	5.19	6	-68	-61	44	D	499	999	513	78	18	33	-4	5	-7	-14	19	-23	-40	-64
12/4/13 15:18	12/2/13	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D	S.d	-32	5.48	6	-6	-12	44	D	455	998	455	86	20	22	-11	-9	1	-6	4	-19	-36	-59
12/2/13 12:06	11/27/13	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D	S.d	-15	5.46	5	-3	-6	44	D	447	999	516	109	33	42	36	1	-8	-3	0	-25	-41	-61
11/27/13 10:57	11/25/13	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D	S.dm	-616	5.45	5	-113	-72	44	D	483	999	496	95	80	42	38	-3	0	-8	-3	-28	-43	-60
10/30/12 14:07	10/29/12	MM	Millennial Media Inc.	DE	BizSv	Ads	Advertising Agencies	Kramlich C Richard	MD	T	S	-21,478	13.44	0	-1,598	-16	8,197	I
9/6/12 14:58	9/5/12	FIO	Fusion-Io, Inc.	DE	Tech	CStrg	Computer Storage Devices	Kramlich C Richard	MD	T	S	-2,076	27.69	0	-75	-1	9,047	I
5/1/12 16:25	4/30/12	FIO	Fusion-Io, Inc.	DE	Tech	CStrg	Computer Storage Devices	Kramlich C Richard	MD	T	S	-427	26.53	0	-16	0	13,609	I
3/1/12 16:28	2/29/12	INWK	Innerworkings Inc		Media	Print	Service Industries For The Pr	Kramlich C Richard	MD	T	S	-5,199	11.42	4	-455	-7	6,030	I	103	44	46	34	15	-3	0	0	-2	0	8	6	10	35
2/28/12 12:05	2/24/12	INWK	Innerworkings Inc		Media	Print	Service Industries For The Pr	Kramlich C Richard	MD	T	S	-3,813	11.40	3	-334	-5	6,485	I	100	34	57	35	13	-2	-3	-2	0	-3	3	-1	15	30
2/24/12 12:14	2/22/12	INWK	Innerworkings Inc		Media	Print	Service Industries For The Pr	Kramlich C Richard	MD	T	S.m	-3,628	11.69	3	-310	-4	6,820	I	126	43	59	36	20	5	-3	2	-3	-6	-1	1	10	28
2/14/12 15:22	2/14/12	FIO	Fusion-Io, Inc.	DE	Tech	CStrg	Computer Storage Devices	Kramlich C Richard	MD	T	S	-102	22.84	33	-4	0	20,605	I			-19	-29	-5	-24	-1	-2	5	20
2/6/12 17:51	2/3/12	FIO	Fusion-Io, Inc.	DE	Tech	CStrg	Computer Storage Devices	Kramlich C Richard	MD	T	S.m	-631	22.98	33	-27	0	22,604	I			-6	-30	-9	-20	-13	-4	-7	-4	24
11/30/11 15:06	11/28/11	FIO	Fusion-Io, Inc.	DE	Tech	CStrg	Computer Storage Devices	Kramlich C Richard	MD	T	S	-41,061	31.68	33	-1,296	-5	24,626	I				34	26	-10	-16	16	-1	-14	-28	-12
8/22/08 10:56	6/18/07	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT	S.a	-70	1.63	0	-43	-2	2,281	D
6/27/07 21:17	6/18/07	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT	S.a	-70	1.63	0	-43	-2	2,267	D
6/7/07 20:27	6/5/07	FOLD	Amicus Therapeutics Inc	DE	Health	Drug	Pharmaceutical Preparations	Kramlich C Richard	MD	T	S.d	-96	15.00	14	-6	0	4,481	I								4	2	-3	-13	-13	9	-25
4/7/06 17:12	4/6/06	OCNW	Occam Networks Inc/de	DE	Tech	CNtwk	Computer Communications Equip	Kramlich C Richard	MD	T	S.m	-2,105	21.55	0	-98	-100	0	I
3/26/04 18:07	3/24/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T	S.m	-303	1.78	0	-170	-17	854	I
3/18/04 18:35	3/16/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T	S	-18	1.75	0	-10	-1	1,024	I
3/8/04 19:57	3/4/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T	S	-18	1.75	0	-10	-1	1,034	I
2/24/04 21:35	2/20/04	ARDM	Aradigm Corp	CA	Health	ElcMd	Electromedical & Electrothera	Kramlich C Richard	MD	T	S	-24	2.35	0	-10	-100	0	I	-54	167	47	21	5	-1	-9	-5	-2	4	-1	-50	-66	-46
2/23/04 19:25	2/19/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T	S.m	-67	2.04	0	-33	-3	1,044	I
2/18/04 19:59	2/13/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T	S.m	-85	2.11	0	-40	-4	1,077	I
2/12/04 18:55	2/10/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T	S.m	-104	2.11	0	-49	-4	1,117	I
2/9/04 20:06	2/5/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T	S.m	-168	2.07	0	-81	-6	1,166	I
2/3/04 19:55	2/2/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T	S.am	-88	2.14	0	-41	-3	1,247	I
2/3/04 19:36	2/2/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T	S.m	-88	2.14	0	-41	-3	1,272	I
1/30/04 17:37	1/28/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T	S.m	-177	2.11	0	-84	-6	1,288	I
1/27/04 20:27	1/23/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T	S.m	-296	2.19	0	-135	-9	1,372	I
1/26/04 18:45	1/23/04	NTSL	Netsolve Inc	DE	Tech	Softw	Computer Integrated Systems D	Kramlich C Richard	MD	T	S	-85	10.00	0	-9	-1	1,149	M
1/22/04 18:15	1/20/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T	S.m	-314	2.41	0	-130	-8	1,507	I
10/22/03 16:09	10/21/03	NTSL	Netsolve Inc	DE	Tech	Softw	Computer Integrated Systems D	Kramlich C Richard	MD	T	S	-1,201	7.70	0	-156	-8	1,729	I
8/29/03 18:25	8/29/03	JNPR	Juniper Networks Inc	DE	Tech	CNtwk	Computer Communications Equip	Kramlich C Richard	MD	D	S	-173	17.27	33	-10	-2	448	D	7	149	94	26	27	30	19	10	1	1	-10	8	50	30

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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