Kramlich C Richard - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	5	1	59	2	3	2	1	-18	-43	-9
P	%wins				75	73	61	42	22	14	48
S	%ret	6	1	14	-2	-2	2	-13	-14	-23	-8
S	%wins				71	71	54	75	55	64	65

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/11/17 16:48	9/9/17	DZSI	Dasan Zhone Solutions Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	CA	D		M.d	0	0.00	0	1	9	9	D
4/27/15 21:10	4/23/15	SIVB	Svb Financial Group	DE	Financ	StBnk	State Commercial Banks	Kramlich C Richard	CA	D		M.d	0	0.00	33	1	6	18	D	89	15	23	13	2	3	-1	0	2	2	4	12	-10	-16
11/24/14 17:26	11/20/14	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	MD	DT		P	82	1.50	0	55	2	2,556	D
4/28/14 17:22	4/24/14	SIVB	Svb Financial Group		Financ	StBnk	State Commercial Banks	Kramlich C Richard	CA	D		M.d	0	0.00	33	1	9	17	D	72	57	13	-6	-15	-13	-3	-5	0	-1	-1	3	-2	18
12/13/13 11:39	12/11/13	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		S.m	-198	4.54	6	-44	-99	0	D	440	874	427	28	10	-20	-9	-8	0	13	29	-1	-24	-59
12/9/13 13:19	12/5/13	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		M.dm	124	1.82	6	68		44	D	499	999	513	78	18	33	-4	5	-7	-14	19	-23	-40	-64
12/9/13 13:19	12/5/13	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		S.dm	-355	5.19	6	-68	-61	44	D	499	999	513	78	18	33	-4	5	-7	-14	19	-23	-40	-64
12/4/13 15:18	12/2/13	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		M.d	11	1.89	6	6	15	44	D	455	998	455	86	20	22	-11	-9	1	-6	4	-19	-36	-59
12/4/13 15:18	12/2/13	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		S.d	-32	5.48	6	-6	-12	44	D	455	998	455	86	20	22	-11	-9	1	-6	4	-19	-36	-59
12/2/13 12:06	11/27/13	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		M.d	5	1.89	5	3	7	44	D	447	999	516	109	33	42	36	1	-8	-3	0	-25	-41	-61
12/2/13 12:06	11/27/13	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		S.d	-15	5.46	5	-3	-6	44	D	447	999	516	109	33	42	36	1	-8	-3	0	-25	-41	-61
11/27/13 10:57	11/25/13	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		M.dm	76	1.03	5	74		44	D	483	999	496	95	80	42	38	-3	0	-8	-3	-28	-43	-60
11/27/13 10:57	11/25/13	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		S.dm	-616	5.45	5	-113	-72	44	D	483	999	496	95	80	42	38	-3	0	-8	-3	-28	-43	-60
4/29/13 19:59	4/25/13	SIVB	Svb Financial Group		Financ	StBnk	State Commercial Banks	Kramlich C Richard	CA	D		M.d	0	0.00	16	2	12	16	D	18	10	21	9	1	3	5	2	0	0	7	26	35	53
11/14/12 14:34	11/13/12	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	MD	DT		P	43	1.70	0	25	1	2,502	D
10/30/12 14:07	10/29/12	MM	Millennial Media Inc.	DE	BizSv	Ads	Advertising Agencies	Kramlich C Richard	MD	T		S	-21,478	13.44	0	-1,598	-16	8,197	I
9/12/12 17:37	9/6/12	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	MD	DT		P.m	4	1.65	0	2	0	2,477	D
9/6/12 15:12	8/29/12	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	MD	DT		P.m	3	1.65	0	2	0	2,474	D
9/6/12 14:58	9/5/12	FIO	Fusion-Io, Inc.	DE	Tech	CStrg	Computer Storage Devices	Kramlich C Richard	MD	T		S	-2,076	27.69	0	-75	-1	9,047	I
8/29/12 17:53	8/27/12	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	MD	DT		P.m	5	1.63	0	3	0	2,473	D
8/27/12 17:03	8/23/12	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	MD	DT		P.m	5	1.58	0	3	0	2,470	D
8/2/12 14:13	7/31/12	HPTX	Hyperion Therapeutics Inc	DE	Health	Drug	Pharmaceutical Preparations	Kramlich C Richard	MD	T		P.d	5,000	10.00	0	500	21	2,884	I
7/3/12 12:31	7/3/12	TSRO	Tesaro, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Kramlich C Richard	MD	T		P.d	15,000	13.50	6	1,111	11	11,499	I									-3	-1	-4	9	28	132
6/19/12 17:31	6/13/12	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	MD	DT		P	14	1.59	0	9	0	2,678	I
5/25/12 11:58	5/23/12	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	MD	DT		P	2	1.60	0	2	0	2,668	I
5/24/12 18:40	4/26/12	SIVB	Svb Financial Group		Financ	StBnk	State Commercial Banks	Kramlich C Richard	CA	D		M.d	0	0.00	20	2	14	14	D	38	3	38	-1	-7	-6	-2	3	-1	-1	-6	-5	-5	26
5/24/12 11:39	5/11/12	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	MD	DT		P.m	29	1.60	0	18	1	2,668	I
5/16/12 15:02	5/11/12	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	MD	DT		P	4	1.60	0	3	0	2,650	I
5/1/12 16:25	4/30/12	FIO	Fusion-Io, Inc.	DE	Tech	CStrg	Computer Storage Devices	Kramlich C Richard	MD	T		S	-427	26.53	0	-16	0	13,609	I
3/9/12 15:53	3/7/12	FOLD	Amicus Therapeutics Inc	DE	Health	Drug	Pharmaceutical Preparations	Kramlich C Richard	MD	T		P	6,498	5.70	1	1,140	25	5,650	I	68	-5	40	63	-14	-15	-7	-2	3	4	-13	-20	-9	-44
3/1/12 16:28	2/29/12	INWK	Innerworkings Inc		Media	Print	Service Industries For The Pr	Kramlich C Richard	MD	T		S	-5,199	11.42	4	-455	-7	6,030	I	103	44	46	34	15	-3	0	0	-2	0	8	6	10	35
2/28/12 12:05	2/24/12	INWK	Innerworkings Inc		Media	Print	Service Industries For The Pr	Kramlich C Richard	MD	T		S	-3,813	11.40	3	-334	-5	6,485	I	100	34	57	35	13	-2	-3	-2	0	-3	3	-1	15	30
2/24/12 12:14	2/22/12	INWK	Innerworkings Inc		Media	Print	Service Industries For The Pr	Kramlich C Richard	MD	T		S.m	-3,628	11.69	3	-310	-4	6,820	I	126	43	59	36	20	5	-3	2	-3	-6	-1	1	10	28
2/14/12 15:22	2/14/12	FIO	Fusion-Io, Inc.	DE	Tech	CStrg	Computer Storage Devices	Kramlich C Richard	MD	T		S	-102	22.84	33	-4	0	20,605	I			-19	-29	-5	-24	-1	-2	5	20
2/6/12 17:51	2/3/12	FIO	Fusion-Io, Inc.	DE	Tech	CStrg	Computer Storage Devices	Kramlich C Richard	MD	T		S.m	-631	22.98	33	-27	0	22,604	I			-6	-30	-9	-20	-13	-4	-7	-4	24
12/8/11 18:19	12/6/11	SRMB	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	MD	DT		P	12	1.20	0	10	0	2,647	I
12/5/11 17:06	12/2/11	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	MD	DT		P	7	1.31	0	6	0	2,637	I
12/2/11 14:53	11/30/11	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	MD	DT		P.m	17	1.30	0	14	1	2,632	I
11/30/11 15:06	11/28/11	FIO	Fusion-Io, Inc.	DE	Tech	CStrg	Computer Storage Devices	Kramlich C Richard	MD	T		S	-41,061	31.68	33	-1,296	-5	24,626	I				34	26	-10	-16	16	-1	-14	-28	-12
11/23/11 16:12	11/22/11	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	MD	DT		P	40	1.29	0	31	1	2,618	I
11/22/11 13:22	11/21/11	CLVS	Clovis Oncology, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Kramlich C Richard	MD	T		P.d	17,112	13.00	8	1,316	63	3,420	I								0	0	2	10	87	50	-4
9/19/11 19:44	9/9/11	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	MD	DT		P	2	1.50	0	1	0	2,587	I
9/14/11 17:54	9/8/11	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	MD	DT		P	4	1.49	0	3	0	2,586	I
9/13/10 15:09	9/10/10	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		P	4	1.25	0	4	0	2,583	I
9/13/10 15:00	9/3/10	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		P.a	3	1.25	0	3	0	2,579	I
9/13/10 14:54	8/25/10	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		P.a	8	1.10	0	7	0	2,577	D
9/13/10 14:45	8/2/10	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		P.a	172	1.20	0	143	6	2,570	D
9/13/10 14:36	3/10/10	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		P.a	16	1.65	0	9	0	2,426	D
9/7/10 13:26	9/3/10	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		P	3	1.25	0	3	0	2,326	I
8/26/10 17:29	8/25/10	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		P	8	1.10	0	7	0	2,323	D
8/3/10 19:06	8/2/10	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		P	172	1.20	0	143	6	2,460	D
3/12/10 13:10	3/10/10	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		P.a	16	1.65	0	9	0	2,316	D
3/11/10 14:28	3/10/10	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		P	17	1.65	0	10	0	2,317	D
10/30/09 17:47	10/28/09	INHX	Inhibitex, Inc.		Health	BioPrd	Biological Products, (No Diag	Kramlich C Richard	MD	T		P.d	3,000	1.28	0	2,344	36	8,840	I
12/23/08 13:40	12/23/08	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		P	88	1.75	0	50	2	2,417	D
8/22/08 11:14	8/20/08	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		P	125	1.45	0	86	4	2,367	D
8/22/08 10:56	6/18/07	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		S.a	-70	1.63	0	-43	-2	2,281	D
3/10/08 17:20	3/6/08	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	292	1.11	0	264	1	23,919	I	-58	-19	-11	-15	17	13	1	7	2	-1	-5	-11	-70	-86
3/5/08 18:44	3/4/08	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	193	1.08	0	180	1	23,654	I	-61	-11	-16	-18	7	-6	-6	-8	0	0	-8	-13	-74	-92
3/3/08 18:40	2/28/08	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	371	1.12	0	332	1	23,475	I	-56	-8	-10	-16	6	-2	0	-5	-6	0	-7	-12	-74	-91
2/27/08 17:35	2/25/08	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	254	1.13	0	224	1	23,143	I	-54	-3	-5	-10	14	6	-3	9	3	-5	-4	-12	-65	-83
2/22/08 18:11	2/20/08	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	248	1.08	0	229	1	22,919	I	-59	-13	-13	-15	0	1	4	8	2	2	-5	-11	-69	-91
2/19/08 21:21	2/14/08	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	338	1.13	0	299	1	22,690	I	-60	-18	-18	-23	-16	1	-9	-11	3	7	1	-13	-69	-93
2/15/08 17:51	11/26/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.a	136	1.25	0	109	1	18,579	I	-49	-1	0	-6	-2	24	8	16	9	11	6	-1	-51	-70
2/13/08 19:15	2/11/08	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	368	1.09	0	339	2	22,337	I	-50	-7	-2	-12	-7	11	1	-3	1	-7	-6	-16	-74	-94
2/8/08 17:18	2/6/08	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	356	1.11	0	322	1	21,998	I	-49	-10	-3	-14	-7	10	6	5	-8	6	-3	-10	-68	-87
12/5/07 18:51	12/3/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	22	1.25	0	17	0	21,676	I	-42	-3	-16	2	-13	2	2	0	6	8	-10	-16	-27	-95
11/29/07 18:08	11/27/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P	13	1.24	0	11	0	21,659	I	-45	-4	-11	7	-15	2	2	2	-2	1	-7	-16	-24	-93
11/26/07 19:12	11/21/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	154	1.25	0	123	1	21,648	I	-47	-12	-5	5	-9	-6	1	2	2	1	-5	-8	-23	-94
11/20/07 18:44	11/19/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	T		P.m	242	1.25	0	194	1	21,525	I	-46	-18	-6	2	-13	-12	1	-2	-2	-2	-8	-19	-25	-96
11/16/07 18:24	11/14/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	373	1.25	0	298	1	21,331	I	-48	-14	-4	2	-6	-15	-5	-1	-2	0	-5	-17	-25	-94
11/13/07 18:30	11/9/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	59	1.25	0	47	0	21,033	I	-48	-7	-3	8	2	-15	-10	0	1	-1	9	-7	-21	-90
9/14/07 17:18	9/12/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	41	1.20	0	34	0	20,985	I	-56	-25	-10	-17	3	2	-5	-1	-2	3	13	11	-14	-79
9/11/07 17:18	9/7/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	87	1.20	0	72	0	20,952	I	-58	-17	-7	-14	5	1	1	-3	1	0	18	16	-9	-79
8/29/07 17:23	8/29/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P	259	1.19	0	218	1	20,879	I	-57	-13	3	-18	-6	3	-1	2	3	4	3	5	-7	-71
8/28/07 20:17	8/24/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	307	1.20	0	256	1	20,661	I	-58	-14	5	-13	-9	4	1	-1	0	5	1	3	-9	-71
8/23/07 19:15	8/22/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	73	1.20	0	61	0	20,406	I	-57	-14	-1	-9	-15	3	8	-1	2	2	6	9	-7	-68
8/21/07 18:50	8/17/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	178	1.20	0	149	1	20,344	I	-57	-18	-2	-6	-12	0	-1	3	-1	-2	4	4	-11	-72
8/16/07 18:59	8/14/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	842	1.16	0	725	4	20,196	I	-59	-13	-1	-9	-17	2	9	3	2	2	4	6	-1	-69
8/13/07 20:55	8/9/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	768	1.16	0	659	4	19,470	I	-61	-17	-7	-19	-21	-12	-3	0	4	9	8	10	-9	-67
8/8/07 19:23	8/7/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	534	1.12	0	476	3	18,811	I	-61	-19	-7	-21	-20	-11	-2	-2	4	0	7	10	-8	-73
8/6/07 18:06	8/2/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	757	1.15	0	659	4	18,335	I	-63	-24	-9	-26	-22	-18	-2	-8	7	6	17	29	0	-66
8/1/07 19:28	7/31/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	499	1.18	0	421	2	17,676	I	-62	-15	1	-17	-19	-10	-8	4	-2	-3	2	25	-12	-68
7/31/07 17:19	7/27/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	448	1.15	0	390	2	17,254	I	-63	-13	-6	-19	-26	-15	-12	2	-2	-11	0	23	-12	-71
6/27/07 21:17	6/18/07	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		S.a	-70	1.63	0	-43	-2	2,267	D
6/21/07 18:48	6/18/07	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		P	70	1.63	0	43	2	2,267	D
6/7/07 20:27	6/5/07	FOLD	Amicus Therapeutics Inc	DE	Health	Drug	Pharmaceutical Preparations	Kramlich C Richard	MD	T		S.d	-96	15.00	14	-6	0	4,481	I								4	2	-3	-13	-13	9	-25
5/29/07 16:39	5/24/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	586	1.30	0	451	3	16,864	I	-52	-39	-7	13	-9	-9	3	1	7	10	5	-12	-8	-31
5/21/07 20:02	5/17/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	412	1.25	0	329	2	16,414	I	-50	-39	-10	9	2	-9	-12	0	4	5	16	-5	-2	-25
5/18/07 14:53	5/16/07	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		P	102	1.60	0	64	3	2,323	D
3/7/07 19:09	3/6/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	523	1.21	0	432	3	16,085	I	-56	-56	-25	-10	-8	3	3	3	10	7	1	20	2	-12
3/5/07 19:51	3/1/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	703	1.18	0	594	4	15,653	I	-56	-55	-24	-16	-12	-4	-3	4	4	15	4	26	6	-5
3/1/07 21:23	2/27/07	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	502	1.17	0	430	3	15,058	I	-58	-53	-16	-15	-11	-7	-2	-2	0	5	7	25	2	-4
2/8/07 18:06	2/6/07	TRGT	Targacept Inc		Health	Drug	Pharmaceutical Preparations	Kramlich C Richard	MD	T		M.d	0	0.0750	0	1	0	3,266	I			54	22	23	1	5	3	-4	-1	0	4	4	-23
12/13/06 19:57	12/13/06	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		P	63	1.25	0	50	2	2,259	D
11/20/06 21:32	11/20/06	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		P	63	1.25	0	50	2	2,207	D
10/27/06 16:55	10/25/06	IOMI	Iomai Corp		Health	Drug	Pharmaceutical Preparations	Kramlich C Richard	MD	T		P	5,000	4.38	0	1,142	31	4,844	I
8/4/06 08:56	8/2/06	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		P	217	1.45	0	150	1	14,607	I	-50	-51	-34	-37	-26	-23	7	-2	-2	-3	9	-10	-14	-26
8/1/06 18:56	7/28/06	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		P.m	554	1.41	0	393	3	14,457	I	-52	-53	-31	-37	-23	-28	-23	4	6	3	10	-7	-14	-14
8/1/06 18:54	7/25/06	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		P.am	1,041	1.38	0	757	13	6,652	I	-52	-53	-31	-37	-23	-28	-23	4	6	3	10	-7	-14	-14
7/27/06 17:39	7/25/06	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		P.m	1,041	1.38	0	757	6	13,916	I	-55	-56	-32	-42	-24	-33	-25	5	7	10	5	-18	-6	-11
6/15/06 19:14	6/14/06	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		P.m	565	1.91	0	296	2	13,307	I	-46	-31	-16	-32	-20	-15	-12	-8	2	2	-4	-23	-38	-25
5/17/06 15:55	5/15/06	NOVC	Novacea Inc	DE	Health	Drug	Pharmaceutical Preparations	Kramlich C Richard	MD	T		P.d	7,500	6.50	0	1,154	31	4,901	I
5/10/06 16:25	5/8/06	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	DT		P	110	1.05	0	105	5	2,157	D
4/14/06 14:59	4/12/06	TRGT	Targacept Inc		Health	Drug	Pharmaceutical Preparations	Kramlich C Richard	MD	T		P	3,150	9.00	11	350	999%	351	I									1	-10	-13	-22	-28	5
4/7/06 17:12	4/6/06	OCNW	Occam Networks Inc/de	DE	Tech	CNtwk	Computer Communications Equip	Kramlich C Richard	MD	T		S.m	-2,105	21.55	0	-98	-100	0	I
2/15/06 16:59	2/13/06	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		P	205	2.20	1	93	2	5,600	I	-51	-6	-16	3	15	18	12	11	5	3	11	-13	-41	-50
2/13/06 12:19	2/10/06	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		P	801	2.20	1	364	7	5,507	I	-57	-10	-24	-9	9	6	0	0	4	16	22	-2	-38	-47
2/2/06 11:45	2/1/06	IOMI	Iomai Corp		Health	Drug	Pharmaceutical Preparations	Kramlich C Richard	MD	T		P	4,674	7.00	0	668	New	668	I
11/4/05 17:31	11/2/05	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DH	Former 1	P.m	1,012	2.24	0	453	4	10,724	I		-10	4	-13	-4	5	1	8	0	-1	-7	-9	-2	-45
9/13/05 10:31	9/7/05	SRMC	Sierra Monitor Corp /ca/	CA	Electr	LabEq	Measuring & Controlling Devic	Kramlich C Richard	CA	D		P	4	0.7750	0	5	0	2,054	D
6/7/05 18:00	6/3/05	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	438	2.45	0	179	2	10,271	I		-25	-4	-8	34	0	-10	-4	4	8	34	16	-6	-14
5/16/05 18:18	5/13/05	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.dm	222	2.45	0	90	1	10,100	M		-26	-7	-4	11	35	6	1	4	4	8	15	-4	-15
5/10/05 17:22	5/6/05	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	656	2.45	0	268	3	10,002	I		-27	-8	18	-6	28	16	6	2	0	3	13	-2	-6
5/6/05 14:43	5/4/05	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	632	2.37	0	267	3	9,734	I		-28	-11	18	-12	23	18	9	-1	4	4	21	-10	0
5/3/05 16:45	4/29/05	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	901	2.21	0	407	4	9,467	I		-36	-15	5	-17	2	8	-4	4	10	14	39	0	3
4/28/05 18:10	4/26/05	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	908	2.16	0	421	5	9,060	I		-35	-15	13	-14	11	20	22	-1	9	28	43	13	14
3/16/05 19:41	3/10/05	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.am	94	2.45	0	38	0	8,639	I		-28	-18	5	27	-1	-4	6	2	-2	-23	0	2	3
3/14/05 16:58	3/10/05	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	94	2.45	0	38	0	8,639	I		-31	-24	-2	20	-11	-6	-5	2	2	-19	-1	8	-3
2/15/05 18:40	2/10/05	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.a	202	2.42	0	84	1	8,601	I		-48	-2	-4	2	31	29	13	0	-3	-5	-12	5	-13
2/14/05 18:39	2/10/05	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P	202	2.42	0	84	1	8,601	I		-50	0	-4	0	31	26	16	7	8	2	-4	10	-12
2/9/05 20:33	2/7/05	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	DT		P.m	2,758	2.10	0	1,316	18	8,517	I		-58	-19	-15	-15	3	7	11	7	21	9	7	28	-3
12/22/04 15:46	12/22/04	CHLN	Chalone Wine Group Ltd	CA	FdBev	Bev	Beverages	Kramlich C Richard	CA	D		M.d	11	7.73	0	1	3	47	D
11/12/04 14:10	11/10/04	INHX	Inhibitex Inc		Health	BioPrd	Biological Products, (No Diag	Kramlich C Richard	MD	T		P.d	14,225	7.34	0	1,938	43	6,496	I
10/1/04 14:51	9/29/04	MYOG	Myogen Inc	DE	Health	Drug	Pharmaceutical Preparations	Kramlich C Richard	MD	T		P.d	5,579	6.50	0	858	26	4,204	M
7/30/04 16:40	7/28/04	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		P.m	862	3.14	0	275	10	2,940	I			-48	-7	-6	-2	22	8	0	-6	-1	-13	-30	2
7/26/04 17:06	7/22/04	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		P.m	3,016	2.81	0	1,075	68	2,665	I			-57	-27	-19	-20	-14	7	5	3	0	-9	-32	9
6/7/04 10:32	6/3/04	INHX	Inhibitex Inc		Health	BioPrd	Biological Products, (No Diag	Kramlich C Richard	MD	T		P	7,490	7.00	0	1,070	New	1,070	I
5/7/04 17:37	5/5/04	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		P.m	2,411	3.30	0	730	85	1,590	I				-35	-3	-9	-4	0	-2	0	-2	-21	-20	-30
4/30/04 19:26	4/28/04	ZHNE	Zhone Technologies Inc	DE	Electr	TelEq	Telephone & Telegraph Apparat	Kramlich C Richard	MD	D		P.m	2,669	3.47	0	770	855	860	I				-41	-9	-15	-5	-2	-1	-1	-3	-9	-23	-37
3/26/04 18:07	3/24/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T		S.m	-303	1.78	0	-170	-17	854	I
3/18/04 18:35	3/16/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T		S	-18	1.75	0	-10	-1	1,024	I
3/8/04 19:57	3/4/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T		S	-18	1.75	0	-10	-1	1,034	I
2/24/04 21:35	2/20/04	ARDM	Aradigm Corp	CA	Health	ElcMd	Electromedical & Electrothera	Kramlich C Richard	MD	T		S	-24	2.35	0	-10	-100	0	I	-54	167	47	21	5	-1	-9	-5	-2	4	-1	-50	-66	-46
2/23/04 19:25	2/19/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T		S.m	-67	2.04	0	-33	-3	1,044	I
2/18/04 19:59	2/13/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T		S.m	-85	2.11	0	-40	-4	1,077	I
2/12/04 18:55	2/10/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T		S.m	-104	2.11	0	-49	-4	1,117	I
2/9/04 20:06	2/5/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T		S.m	-168	2.07	0	-81	-6	1,166	I
2/3/04 19:55	2/2/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T		S.am	-88	2.14	0	-41	-3	1,247	I
2/3/04 19:36	2/2/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T		S.m	-88	2.14	0	-41	-3	1,272	I
1/30/04 17:37	1/28/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T		S.m	-177	2.11	0	-84	-6	1,288	I
1/27/04 20:27	1/23/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T		S.m	-296	2.19	0	-135	-9	1,372	I
1/26/04 18:45	1/23/04	NTSL	Netsolve Inc	DE	Tech	Softw	Computer Integrated Systems D	Kramlich C Richard	MD	T		S	-85	10.00	0	-9	-1	1,149	M
1/22/04 18:15	1/20/04	AICX	Applied Imaging Corp	DE	Health	MdEq	Surgical & Medical Instrument	Kramlich C Richard	MD	T		S.m	-314	2.41	0	-130	-8	1,507	I
11/7/03 17:50	11/5/03	PHRM	Pharmion Corp		Health	Drug	Pharmaceutical Preparations	Kramlich C Richard	MD	T		P	5,600	14.00	0	400	10	4,341	I
10/22/03 16:09	10/21/03	NTSL	Netsolve Inc	DE	Tech	Softw	Computer Integrated Systems D	Kramlich C Richard	MD	T		S	-1,201	7.70	0	-156	-8	1,729	I
8/29/03 18:25	8/29/03	JNPR	Juniper Networks Inc	DE	Tech	CNtwk	Computer Communications Equip	Kramlich C Richard	MD	D		S	-173	17.27	33	-10	-2	448	D	7	149	94	26	27	30	19	10	1	1	-10	8	50	30

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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