Hale David F - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	3	1	5	-1	29	6	26	10	-0	12
P	%wins				40	80	60	60	60	33	56
S	%ret	2	1	2	0	-2	2	-1	-7	-49	-11
S	%wins				50	50	50	50	50	100	58

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/27/24 17:03	2/23/24	ONCT	Oncternal Therapeutics, Inc.	CA	Health	Drug	Pharmaceutical Preparations	Hale David F	CA	D		P	9	9.04	0	1	3	31	M
12/10/21 17:04	12/9/21	BIOC	Biocept Inc	CA	Health	Drug	Pharmaceutical Preparations	Hale David F	CA	D		S	-2	4.06	0	0	-10	4	M
8/17/21 12:49	8/17/21	DRMA	Dermata Therapeutics, Inc.	CA	Health	Drug	Pharmaceutical Preparations	Hale David F	CA	DT		P.d	0	0.00	0	36	7	584	I
7/2/21 17:01	6/30/21	ONCT	Oncternal Therapeutics, Inc.	CA	Health	Drug	Pharmaceutical Preparations	Hale David F	CA	D		S	-17	4.75	0	-4	0	731	I
6/12/20 21:42	6/12/20	BIOC	Biocept Inc	CA	Health	Drug	Pharmaceutical Preparations	Hale David F	CA	D		S	-1	0.5552	0	-1	-21	4	M
5/22/20 17:00	5/21/20	ONCT	Oncternal Therapeutics, Inc.	CA	Health	Drug	Pharmaceutical Preparations	Hale David F	CA	D		P.d	0	0.00	0	17	2	735	I
10/21/16 17:04	10/19/16	BIOC	Biocept Inc	DE	Health	Health	Medical Laboratories	Hale David F	CA	D		P.d	100	1.10	0	91	117	169	I	-89	-87	-76	-48	-46	-39	-29	7	6	7	-3	58	82
5/5/16 20:29	5/4/16	BIOC	Biocept Inc	DE	Health	Health	Medical Laboratories	Hale David F	CA	D		P.d	50	1.00	0	50	27	233	D	-82	-69	-59	-38	-31	-27	-32	-9	-11	-9	-33	-29	-70
11/10/15 16:50	11/9/15	BIOC	Biocept Inc	DE	Health	Health	Medical Laboratories	Hale David F	CA	DO	CB	M.d	0	0.00	0	64	54	183	D		-23	-31	10	-12	-14	5	-11	11	5	-23	-23	-50	-77
8/25/15 17:34	8/24/15	BIOC	Biocept Inc	DE	Health	Health	Medical Laboratories	Hale David F	CA	DO	CB	M.d	0	0.00	0	14	14	119	D		-55	-42	-32	-30	-17	12	-9	-4	5	33	0	-39	-64
2/18/15 14:01	2/13/15	BIOC	Biocept Inc	DE	Health	Health	Medical Laboratories	Hale David F	CA	DO	CB	P.d	50	1.25	0	40	62	105	I		-85	-70	-60	-44	-39	-21	16	10	144	65	116	34	-1
1/10/14 17:07	1/8/14	CNAT	Conatus Pharmaceuticals Inc	DE	Health	Drug	Pharmaceutical Preparations	Hale David F	CA	D		M.d	12	0.9900	2	12	8	168	D				6	61	56	48	61	-16	-29	-38	-68	-65	-79
9/27/13 16:29	9/26/13	CNAT	Conatus Pharmaceuticals Inc	DE	Health	Drug	Pharmaceutical Preparations	Hale David F	CA	D		M.d	28	2.31	0	12	New	12	D					13	20	11	5	-4	-1	-12	-36	-20	-42
8/1/13 19:11	7/30/13	CNAT	Conatus Pharmaceuticals Inc	DE	Health	Drug	Pharmaceutical Preparations	Hale David F	CA	D		P.d	28	11.00	7	3	2	144	I								-5	-2	3	0	0	22	-13
12/13/12 16:35	12/12/12	SNTS	Santarus Inc	CA	Health	Drug	Pharmaceutical Preparations	Hale David F	CA	D		M.d	189	2.25	0	84	38	304	I
3/22/12 16:23	3/21/12	SNTS	Santarus Inc	CA	Health	Drug	Pharmaceutical Preparations	Hale David F	CA	D		M.d	153	1.71	0	90	60	238	M
3/22/12 16:23	3/21/12	SNTS	Santarus Inc	CA	Health	Drug	Pharmaceutical Preparations	Hale David F	CA	D		P.d	96	5.34	0	18	8	238	M
12/3/10 17:48	12/1/10	SOMX	Somaxon Pharmaceuticals, Inc.	CA	Health	Drug	Pharmaceutical Preparations	Hale David F	CA	D		S	-290	2.68	5	-108	-23	360	I	110	-29	-50	-24	-14	-12	0	4	2	3	19	5	-17	-71
6/17/10 16:48	6/16/10	MITI	Micromet, Inc.	CA	Health	Drug	Pharmaceutical Preparations	Hale David F	CA	DH	Chairman	S	-217	7.24	3	-30	-22	109	I	175	68	11	-4	6	22	18	9	-2	-6	-15	-7	3	-26
4/17/08 19:13	4/16/08	MBRX	Metabasis Therapeutics Inc	CA	Health	Drug	Pharmaceutical Preparations	Hale David F	CA	D		P.d	23	2.34	0	10	20	60	I
6/26/07 17:12	6/22/07	MITI	Micromet, Inc.	DE	Health	BioPrd	Biological Products, (No Diag	Hale David F	MD	D		P.d	49	2.69	0	18	8	235	I		-48	-20	-14	-11	-11	-6	-7	-6	0	1	-14	-18	13

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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