Third Point LLC - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	6	3	4	1	-15	-18	-24	-8
P	%wins				83	100	67	50	50	17	61
S	%ret	4	1	15	0	0	-2	-14	-26	-45	-17
S	%wins				67	60	60	93	86	100	78

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/4/20 16:04	8/28/20	FPAC	Far Point Acquisition Corp	DE	BizSv	DocSv	Computer Processing & Data Pr	Third Point LLC	NY	T		P.d	61,000	9.50	0	6,421		0	I
5/17/19 17:08	5/16/19	BAX	Baxter International Inc	DE	Health	MdEq	Surgical & Medical Instrument	Third Point LLC	NY	DH	See Rema	S	-381,850	76.37	0	-5,000	-18	23,008	I
12/4/18 17:12	12/3/18	BAX	Baxter International Inc	DE	Health	MdEq	Surgical & Medical Instrument	Third Point LLC	NY	DH	See Rema	S	-548,960	68.62	0	-8,000	-22	28,008	I
11/7/17 17:04	11/6/17	BAX	Baxter International Inc	DE	Health	MdEq	Surgical & Medical Instrument	Third Point LLC	NY	DH	See Rema	S	-321,150	64.23	0	-5,000	-12	36,002	I
6/2/17 17:13	6/1/17	BAX	Baxter International Inc	DE	Health	MdEq	Surgical & Medical Instrument	Third Point LLC	NY	DH	See Rema	S	-297,500	59.50	0	-5,000	-11	41,002	I
3/1/17 11:25	2/28/17	BAX	Baxter International Inc	DE	Health	MdEq	Surgical & Medical Instrument	Third Point LLC	NY	DH	See Rema	S	-297,154	50.35	33	-5,902	-11	46,002	I	40	30	9	9	9	5	3	1	1	0	2
12/31/08 13:57	12/30/08	BOGA	Baseline Oil & Gas Corp.	NV	Energy	OilPrd	Crude Petroleum & Natural Gas	Third Point LLC	NY	T		S	-175	0.0100	0	-17,500	-17	88,321	I
9/9/08 17:39	7/31/08	FLOW	Flow International Corp	WA	Machn	Mchn	General Industrial Machinery	Third Point LLC	NY	T		S.m	-6,185	5.97	4	-1,036	-21	3,850	I	-59	-27	-37	-45	-12	-19	-19	-17	5	6	-24	-69	-73	-50
9/9/08 17:39	7/31/08	FLOW	Flow International Corp	WA	Machn	Mchn	General Industrial Machinery	Third Point LLC	NY	T		P.m	2,172	6.66	4	326	9	3,850	I	-59	-27	-37	-45	-12	-19	-19	-17	5	6	-24	-69	-73	-50
8/14/08 18:00	8/12/08	BOGA	Baseline Oil & Gas Corp.	NV	Energy	OilPrd	Crude Petroleum & Natural Gas	Third Point LLC	NY	T		S.d	-4,651	0.3975	0	-11,700	-10	105,821	I
7/22/08 21:54	7/9/08	BOGA	Baseline Oil & Gas Corp.	NV	Energy	OilPrd	Crude Petroleum & Natural Gas	Third Point LLC	NY	T		P.dm	231	0.4757	0	486	1	62,505	I
5/16/08 16:40	5/14/08	FLOW	Flow International Corp	WA	Machn	Mchn	General Industrial Machinery	Third Point LLC	NY	T		S	-1,638	10.92	2	-150	-3	4,560	I	-22	-17	35	25	2	3	3	-2	-1	0	-9	-26	-74	-78
4/9/08 17:11	4/7/08	FLOW	Flow International Corp	WA	Machn	Mchn	General Industrial Machinery	Third Point LLC	NY	T		S	-3,588	10.25	2	-350	-7	4,710	I	-21	-8	7	12	26	14	11	3	0	1	-1	-18	-56	-79
6/29/07 17:34	6/27/07	AEPI	Aep Industries Inc	DE	Hshld	PlPrd	Unsupported Plastics Film & S	Third Point LLC	NY	T		S	-28,208	44.00	2	-641	-100	0	I	146	34	-16	7	5	1	-2	4	1	3	-13	-7	-28	-59
5/23/07 16:32	5/21/07	AEPI	Aep Industries Inc	DE	Hshld	PlPrd	Unsupported Plastics Film & S	Third Point LLC	NY	T		S	-478	43.87	2	-11	-2	641	I	192	33	-13	-5	8	2	2	4	-3	-3	-3	-19	-25	-46
5/18/07 17:28	5/16/07	AEPI	Aep Industries Inc	DE	Hshld	PlPrd	Unsupported Plastics Film & S	Third Point LLC	NY	T		S.m	-1,976	43.91	2	-45	-6	652	I	191	33	-17	-6	0	2	-1	-1	-1	0	7	-18	-16	-39
5/11/07 11:25	5/8/07	NABI	Nabi Biopharmaceuticals	DE	Health	BioPrd	Biological Products, (No Diag	Third Point LLC	NY	H	See Rema	P.m	5,922	5.20	4	1,140	20	6,890	I	-53	-24	-16	-8	1	-2	2	2	2	0	-7	-38	-33	-23
5/9/07 10:36	5/4/07	AEPI	Aep Industries Inc	DE	Hshld	PlPrd	Unsupported Plastics Film & S	Third Point LLC	NY	T		S.m	-13,333	44.00	2	-303	-30	697	I	177	27	-15	-1	-1	1	3	-2	0	0	1	-17	-14	-39
3/9/07 16:41	3/7/07	AEPI	Aep Industries Inc	DE	Hshld	PlPrd	Unsupported Plastics Film & S	Third Point LLC	NY	T		S	-4,667	42.50	2	-110	-10	1,000	I	125	71	4	-12	0	-1	4	6	-1	-2	-9	-5	-21	-40
2/26/07 16:56	2/22/07	AEPI	Aep Industries Inc	DE	Hshld	PlPrd	Unsupported Plastics Film & S	Third Point LLC	NY	T		S.m	-487	46.87	2	-10	-1	1,110	I	130	70	5	-12	-6	0	-1	-4	-4	-6	-1	-3	-17	-30
2/14/07 18:07	2/12/07	AEPI	Aep Industries Inc	DE	Hshld	PlPrd	Unsupported Plastics Film & S	Third Point LLC	NY	T		S.m	-400	47.05	2	-9	-1	1,120	I	146	89	13	-11	-12	5	2	0	0	3	-1	-5	-20	-29
1/23/07 18:16	1/19/07	AEPI	Aep Industries Inc	DE	Hshld	PlPrd	Unsupported Plastics Film & S	Third Point LLC	NY	T		S	-473	47.34	2	-10	-1	1,129	I	149	66	18	-10	-14	-17	-9	-4	-1	2	7	-5	2	-35
1/5/07 18:36	1/3/07	AEPI	Aep Industries Inc	DE	Hshld	PlPrd	Unsupported Plastics Film & S	Third Point LLC	NY	T		S	-609	53.91	3	-11	-1	1,139	I	240	97	49	25	-4	-6	-4	-8	0	-1	-8	-12	-6	-39
11/7/06 21:36	11/3/06	NABI	Nabi Biopharmaceuticals	DE	Health	BioPrd	Biological Products, (No Diag	Third Point LLC	NY	H	See Rema	P	171	6.25	4	27	0	5,750	I	-56	84	-9	26	11	-7	-6	-2	2	2	12	-12	-19	-47
11/7/06 21:36	11/3/06	NABI	Nabi Biopharmaceuticals	DE	Health	BioPrd	Biological Products, (No Diag	Third Point LLC	NY	H	See Rema	S	-170	6.22	4	-27	0	5,750	I	-56	84	-9	26	11	-7	-6	-2	2	2	12	-12	-19	-47
8/4/06 17:39	8/2/06	AEPI	Aep Industries Inc	DE	Hshld	PlPrd	Unsupported Plastics Film & S	Third Point LLC	NY	T		S.m	-30,600	36.00	5	-850	-43	1,150	I	306	117	63	21	27	18	1	-5	2	-2	4	21	7	-15
3/23/06 11:52	3/21/06	FLOW	Flow International Corp	WA	Machn	Mchn	General Industrial Machinery	Third Point LLC	NY	H	See foot	P	1,298	12.98	8	100	2	4,483	S									-1	2	8	12	6	-13
3/21/06 16:13	3/17/06	FLOW	Flow International Corp	WA	Machn	Mchn	General Industrial Machinery	Third Point LLC	NY	H	See foot	P.m	3,214	12.85	8	250	6	4,383	S									0	2	3	8	3	-16
2/23/06 21:31	2/22/06	FLOW	Flow International Corp	WA	Machn	Mchn	General Industrial Machinery	Third Point LLC	NY	H	See foot	P	1,097	10.97	2	100	2	4,133	S									9	12	11	10	7	8
8/19/04 16:53	7/30/04	SELA	Seitel Inc	DE	Energy	OilSv	Oil & Gas Field Exploration S	Third Point Management Co LLC	NY	T		P.dm	560	0.6000	0	934	16	6,860	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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