Simon Ronald I - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	14	0	2	7	19	20	17	11
P	%wins				86	57	79	86	71	50	71
S	%ret	1	1	2	7	3	-4	-2	-6	-9	-2
S	%wins				50	50	100	50	100	100	75

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/18/23 17:08	9/14/23	EFC	Ellington Financial Inc.	DE	RlEst	RlEst	Real Estate	Simon Ronald I	CT	D		M.d	0	0.00	0	6	14	49	I
9/15/22 16:06	9/13/22	EFC	Ellington Financial Inc.	DE	RlEst	RlEst	Real Estate	Simon Ronald I	CT	D		M.d	0	0.00	0	4	10	43	I
9/15/21 16:07	9/13/21	EFC	Ellington Financial Inc.	DE	RlEst	RlEst	Real Estate	Simon Ronald I	CT	D		M.d	0	0.00	0	6	17	39	I
9/14/20 16:04	9/10/20	EFC	Ellington Financial Inc.	DE	RlEst	RlEst	Real Estate	Simon Ronald I	CT	D		M.d	0	0.00	0	4	12	33	I
11/18/19 17:12	11/14/19	IHC	Independence Holding Co	DE	Insur	LfIns	Life Insurance	Simon Ronald I	CT	D		S	-40	40.16	0	-1	-2	49	I
9/13/19 14:09	9/12/19	EFC	Ellington Financial Inc.	DE	RlEst	RlEst	Real Estate	Simon Ronald I	CT	D		M.d	0	0.00	0	4	14	30	I
9/14/18 16:05	9/13/18	EFC	Ellington Financial LLC	DE	RlEst	RlEst	Real Estate	Simon Ronald I	CT	D		M.d	0	0.00	0	3	15	26	I
5/24/18 16:13	5/22/18	EARN	Ellington Residential Mortgage Reit	MD	RlEst	REIT	Real Estate Investment Trusts	Simon Ronald I	CT	D		P.m	43	11.44	0	4	18	25	D
5/24/18 16:07	5/23/18	EFC	Ellington Financial LLC	DE	RlEst	RlEst	Real Estate	Simon Ronald I	CT	D		P	30	16.20	0	2	9	23	I
5/10/18 18:12	5/9/18	EARN	Ellington Residential Mortgage Reit	MD	RlEst	REIT	Real Estate Investment Trusts	Simon Ronald I	CT	D		P	27	10.81	0	3	13	21	D
9/14/17 16:22	9/13/17	EFC	Ellington Financial LLC	DE	RlEst	RlEst	Real Estate	Simon Ronald I	CT	D		M.d	0	0.00	0	3	16	21	I
9/15/16 16:35	9/14/16	EFC	Ellington Financial LLC	DE	RlEst	RlEst	Real Estate	Simon Ronald I	CT	D		M.d	0	0.00	1	2	16	18	I	-5	5	3	0	1	-2	-2	0	0	1	-6	-4	-1
3/21/16 17:37	3/17/16	EARN	Ellington Residential Mortgage Reit	MD	RlEst	REIT	Real Estate Investment Trusts	Simon Ronald I	CT	D		P	30	12.17	0	3	22	14	D	-6	-15	-1	3	6	1	-1	2	1	0	5	12	17	36
1/8/16 17:24	1/6/16	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		M.ad	81	10.43	0	8	87	17	D	33	41	47	49	59	60	69	72	0	0	35	44	72
1/7/16 15:11	1/6/16	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		M.d	81	10.43	0	8	350	10	D	14	20	25	27	36	37	27	45	17	16	53	68	98
9/17/15 16:09	9/15/15	EFC	Ellington Financial LLC	DE	RlEst	RlEst	Real Estate	Simon Ronald I	CT	D		M.d	0	0.00	3	2	14	16	I	6	-9	-3	-3	2	2	2	0	1	1	1	-7	3	5
8/27/15 16:06	8/27/15	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		M.d	52	5.81	0	9	New	9	D	24	-9	-4	1	-4	-6	-1	0	0	0	-2	-9	99	148
9/15/14 16:36	9/11/14	EFC	Ellington Financial LLC	DE	RlEst	RlEst	Real Estate	Simon Ronald I	CT	D		M.d	0	0.00	14	2	15	14	I	36	18	0	-1	-1	-7	-3	-1	0	0	-4	-9	-6	-9
9/12/13 16:33	9/11/13	EFC	Ellington Financial LLC	DE	RlEst	RlEst	Real Estate	Simon Ronald I	CT	D		M.d	0	0.00	3	2	18	12	I	67	16	-5	1	0	1	1	3	0	2	4	9	16	19
8/29/13 16:58	8/29/13	EARN	Ellington Residential Mortgage Reit	MD	RlEst	REIT	Real Estate Investment Trusts	Simon Ronald I	CT	D		P	23	15.03	1	2	43	5	D				-23	-4	0	2	2	0	-3	7	8	20	32
5/10/13 07:43	5/8/13	EARN	Ellington Residential Mortgage Reit	MD	RlEst	REIT	Real Estate Investment Trusts	Simon Ronald I	CT	D		P	68	19.46	20	4	New	4	D								0	0	-1	-6	-23	-20	-3
10/2/12 16:19	10/1/12	EFC	Ellington Financial LLC	DE	RlEst	RlEst	Real Estate	Simon Ronald I	CT	D		M.d	0	0.00	3	1	14	10	I		48	25	11	5	2	1	1	0	1	-2	5	18	17
10/6/11 16:38	10/5/11	EFC	Ellington Financial LLC	DE	RlEst	RlEst	Real Estate	Simon Ronald I	CT	D		M.d	0	0.00	1	1	17	9	I			-24	-22	-6	-7	-4	-4	4	6	10	8	22	53
8/24/11 09:47	8/22/11	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		S	0	0.00	0	-7	-100	0	D	16	8	2	-16	-16	-14	0	0	13	10	0	-15	-9	-1
7/6/11 17:01	7/1/11	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		M.d	10	4.60	0	2	47	7	D	23	21	17	16	-5	-3	-1	-2	5	4	4	-16	-29	-5
3/2/11 16:52	3/1/11	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		S	0	0.00	0	-70	-94	5	D	27	11	14	5	7	7	3	5	0	-4	-7	12	-2	-17
2/10/11 14:25	2/8/11	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		M.d	21	4.50	0	5	7	75	D	39	5	2	4	1	-4	-3	1	0	2	1	4	18	-9
1/4/11 16:33	12/31/10	EFC	Ellington Financial LLC	DE	RlEst	RlEst	Real Estate	Simon Ronald I	CT	D		M.d	0	0.00	1	1	20	8	I					3	0	0	0	0	0	-1	9	2	-11
6/17/10 14:35	6/15/10	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		M.d	45	4.50	0	10	17	70	D	-27	6	12	-23	-6	1	2	6	3	6	-4	2	1	22
12/23/08 15:54	12/22/08	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		P.m	44	2.22	0	20	50	60	D	-80	-78	-70	-68	-54	-45	-34	-5	3	29	54	60	100	110
5/17/07 15:56	5/15/07	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		P.m	41	10.24	0	4	11	40	D	-22	-6	-4	0	-2	0	-2	1	0	2	4	3	-10	-31
12/19/06 09:31	12/15/06	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		P	10	10.20	0	1	3	36	D	-31	-11	-8	-6	-7	-7	-3	0	0	2	5	7	10	-8
12/8/06 16:35	12/7/06	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		P	17	10.28	0	2	5	35	D	-30	-6	-4	-2	-2	-5	-4	-3	0	0	4	7	5	-10
11/29/06 13:32	11/27/06	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		P.m	4	10.30	0	0	1	33	D	-28	-1	-2	-1	-1	0	-1	1	-1	-3	-3	-1	0	-14
12/15/05 14:19	12/13/05	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		P.m	22	11.14	0	2	6	33	D	2	-23	-13	-12	-6	4	3	2	0	-3	1	13	-4	-10
12/13/05 14:43	12/12/05	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		P.m	39	11.06	0	4	13	31	D	2	-24	-14	-14	-8	-1	0	0	1	0	6	15	-4	-9
11/18/05 16:46	11/17/05	WFSI	Wfs Financial Inc	CA	Financ	Loan	Personal Credit Institutions	Simon Ronald I	CA	D		S	-141	74.90	0	-2	-100	0	D
11/18/05 16:44	11/17/05	WES	Westcorp /ca/	CA	Financ	SvBnk	Savings Institution, Federall	Simon Ronald I	CA	H	Director	S.m	-158	65.85	0	-2	-100	0	D
11/16/05 19:04	11/15/05	WFSI	Wfs Financial Inc	CA	Financ	Loan	Personal Credit Institutions	Simon Ronald I	CA	D		S	-9	74.96	0	0	-6	2	D
11/16/05 19:01	11/15/05	WES	Westcorp /ca/	CA	Financ	SvBnk	Savings Institution, Federall	Simon Ronald I	CA	H	Director	S	-7	65.50	0	0	-4	2	D
12/3/04 13:51	12/1/04	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		M.d	10	4.00	0	3	10	28	D		35	-9	-5	2	-1	-1	0	0	-2	0	-4	-13	-26
12/30/03 10:15	12/26/03	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		M.d	23	4.50	0	5	25	25	D			10	3	6	9	7	2	1	2	20	30	42	24
12/5/03 10:49	12/5/03	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		P	11	10.75	0	1	5	20	D			21	0	-2	-1	5	1	0	-2	8	49	45	34
12/1/03 15:14	12/1/03	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	NY	D		P	16	10.59	0	2	9	19	D			20	-5	-2	-6	-2	3	1	1	10	48	42	36
11/25/03 17:01	11/25/03	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	CA	D		P	27	10.60	0	3	17	18	D			17	-12	-4	-9	-5	-4	6	8	14	47	50	46
11/4/03 16:41	11/4/03	AMIC	American Independence Corp	DE	Insur	Insur	Accident & Health Insurance	Simon Ronald I	CA	D		P	7	11.88	0	1	4	15	D			38	8	-1	9	6	3	-5	-3	-6	21	34	28

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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