1/2/24 15:53 | 12/28/23 | SPE | Special Opportunities Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DO | CB,Secre | P.d | 16 | 11.78 | 0 | 1 | 4 | 32 | D | | | | | | | | | | | | | | |
4/25/23 17:00 | 4/21/23 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | P | 64 | 6.37 | 0 | 10 | 4 | 244 | D | | | | | | | | | | | | | | |
4/12/23 15:30 | 4/10/23 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | P | 64 | 6.39 | 0 | 10 | 4 | 234 | D | | | | | | | | | | | | | | |
4/10/23 12:26 | 4/6/23 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | P | 61 | 6.41 | 0 | 10 | 4 | 224 | D | | | | | | | | | | | | | | |
4/7/23 08:37 | 4/5/23 | SPE | Special Opportunities Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DO | CB,Secre | P.m | 80 | 10.85 | 0 | 7 | 31 | 31 | D | | | | | | | | | | | | | | |
3/31/23 17:00 | 3/29/23 | SPE | Special Opportunities Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DO | CB,Secre | P.m | 24 | 10.82 | 0 | 2 | 10 | 24 | D | | | | | | | | | | | | | | |
3/21/23 17:01 | 3/17/23 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | P | 25 | 6.28 | 0 | 4 | 2 | 215 | D | | | | | | | | | | | | | | |
3/15/23 17:02 | 3/13/23 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | P | 5 | 6.36 | 0 | 1 | 0 | 211 | D | | | | | | | | | | | | | | |
2/7/23 17:00 | 2/3/23 | SPE | Special Opportunities Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DO | CB,Secre | P | 24 | 11.85 | 0 | 2 | 10 | 22 | D | | | | | | | | | | | | | | |
2/1/23 17:00 | 1/30/23 | SPE | Special Opportunities Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DO | CB,Secre | P | 23 | 11.63 | 0 | 2 | 11 | 20 | D | | | | | | | | | | | | | | |
2/9/22 17:00 | 2/7/22 | SPE | Special Opportunities Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DO | CB,Secre | P.d | 30 | 14.76 | 0 | 2 | 10 | 21 | D | | | | | | | | | | | | | | |
12/20/21 17:00 | 12/16/21 | SPE | Special Opportunities Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DO | CB,Secre | S | -40 | 15.55 | 0 | -3 | -12 | 19 | D | | | | | | | | | | | | | | |
11/3/21 17:01 | 11/1/21 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | M | 1,755 | 8.36 | 0 | 210 | 999% | 210 | D | | | | | | | | | | | | | | |
10/18/21 17:02 | 10/15/21 | MXE | Mexico Equity & Income Fund Inc | | Fund | CEF | Closed-End Funds | Goldstein Phillip | WI | D | | M | 89 | 8.90 | 0 | 10 | 999% | 10 | D | | | | | | | | | | | | | | |