CIK: 1067621 - Address: 60 Heritage Drive, Pleasantville, NY 10570
16 results

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4/8/25 17:02
4/4/25
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsGoldstein PhillipNYDOCB,SecreP4113.8003935D
2/26/25 17:01
2/24/25
PCFHigh Income Securities FundMAFundCEFClosed-End FundsGoldstein PhillipNYDS.m-1806.850-26-990D
1/21/25 16:14
1/17/25
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsGoldstein PhillipNYDS-388.450-5-2712D
8/19/24 17:03
8/16/24
PCFHigh Income Securities FundMAFundCEFClosed-End FundsGoldstein PhillipNYDM1,6196.480250999%260D
7/1/24 17:01
6/28/24
PCFHigh Income Securities FundMAFundCEFClosed-End FundsGoldstein PhillipNYDS-6246.930-90-9010D
6/28/24 17:00
6/26/24
PCFHigh Income Securities FundMAFundCEFClosed-End FundsGoldstein PhillipNYDS.m-9916.850-145-59100D
1/2/24 15:53
12/28/23
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsGoldstein PhillipNYDOCB,SecreP.d1611.7801432D
4/25/23 17:00
4/21/23
PCFHigh Income Securities FundMAFundCEFClosed-End FundsGoldstein PhillipNYDP646.370104244D
4/12/23 15:30
4/10/23
PCFHigh Income Securities FundMAFundCEFClosed-End FundsGoldstein PhillipNYDP646.390104234D
4/10/23 12:26
4/6/23
PCFHigh Income Securities FundMAFundCEFClosed-End FundsGoldstein PhillipNYDP616.410104224D
4/7/23 08:37
4/5/23
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsGoldstein PhillipNYDOCB,SecreP.m8010.85073131D
3/31/23 17:00
3/29/23
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsGoldstein PhillipNYDOCB,SecreP.m2410.82021024D
3/21/23 17:01
3/17/23
PCFHigh Income Securities FundMAFundCEFClosed-End FundsGoldstein PhillipNYDP256.28042215D
3/15/23 17:02
3/13/23
PCFHigh Income Securities FundMAFundCEFClosed-End FundsGoldstein PhillipNYDP56.36010211D
2/7/23 17:00
2/3/23
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsGoldstein PhillipNYDOCB,SecreP2411.85021022D
2/1/23 17:00
1/30/23
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsGoldstein PhillipNYDOCB,SecreP2311.63021120D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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