Goldstein Phillip - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	3	1	34	-0	-1	1	-1	8	12	3
S	%wins				65	74	41	53	44	21	50

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/21/25 16:14	1/17/25	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-38	8.45	0	-5	-27	12	D
7/1/24 17:01	6/28/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-624	6.93	0	-90	-90	10	D
6/28/24 17:00	6/26/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-991	6.85	0	-145	-59	100	D
12/20/21 17:00	12/16/21	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	DO	CB,Secre	S	-40	15.55	0	-3	-12	19	D
8/18/21 17:01	8/17/21	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-280	9.98	0	-28	-100	0	D
8/17/21 17:00	8/13/21	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-301	9.93	0	-30	-52	28	D
8/13/21 17:01	8/11/21	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-274	9.89	0	-28	-32	58	D
8/11/21 17:02	8/9/21	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-262	9.89	0	-27	-24	86	D
8/9/21 17:01	8/5/21	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-274	9.88	0	-28	-20	113	D
8/5/21 17:02	8/3/21	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-230	9.86	0	-23	-14	140	D
7/6/21 15:51	7/2/21	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-12	9.79	0	-1	-7	17	D
6/8/21 15:28	6/4/21	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	DO	CB,Secre	S.dm	-1,508	15.33	0	-98	-86	16	D
6/8/21 08:18	6/4/21	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-731	9.50	0	-77	-81	18	D
6/4/21 10:21	6/3/21	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-19	9.67	0	-2	-2	95	D
6/3/21 09:49	6/1/21	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-183	9.71	0	-19	-16	97	D
12/28/20 12:35	12/23/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-117	8.54	0	-14	-100	0	D
12/28/20 12:29	12/8/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.a	-3	8.68	0	0	-1	39	D
12/28/20 12:21	12/2/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.a	-3	8.40	0	0	-1	64	D
12/22/20 12:17	12/18/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-45	9.02	0	-5	-26	14	D
12/17/20 14:27	12/15/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-175	8.75	0	-20	-51	19	D
12/10/20 12:38	12/8/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-43	8.66	0	-5	-11	39	D
12/8/20 11:46	12/4/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-105	8.57	0	-12	-22	44	D
12/3/20 18:52	12/1/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-107	8.44	0	-13	-18	57	D
10/23/20 11:49	10/21/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-10	8.15	0	-1	-2	69	D
10/13/20 16:14	10/8/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-164	8.34	0	-20	-22	71	D
10/5/20 16:27	10/1/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-110	8.29	0	-13	-13	90	D
9/23/20 17:22	9/21/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-24	8.37	0	-3	-3	104	D
9/17/20 15:05	9/16/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-101	8.46	0	-12	-10	107	D
9/16/20 15:09	9/14/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-266	8.46	0	-31	-21	119	D
8/18/20 13:39	7/15/20	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	DO	CB,Secre	S.a	-75	11.74	0	-6	-6	105	M
4/21/20 14:33	4/6/20	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	T		S.m	-185	3.33	0	-55	-21	204	D
4/6/20 10:27	3/17/20	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	T		S.m	-414	3.16	0	-131	-34	259	D
10/18/19 10:01	10/16/19	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-1	8.46	0	0	0	150	I
3/27/19 15:31	3/25/19	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-2,035	9.25	0	-220	-59	150	M
10/12/18 17:00	10/10/18	MVC	Mvc Capital, Inc.		Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-4,230	9.41	0	-449	-95	22	I
10/10/18 19:08	10/5/18	MVC	Mvc Capital, Inc.		Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.a	-622	9.43	0	-66	-12	472	I
10/9/18 16:41	10/5/18	MVC	Mvc Capital, Inc.		Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-622	9.43	0	-66	-12	472	I
10/5/18 17:09	10/3/18	MVC	Mvc Capital, Inc.		Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-95	9.51	0	-10	-2	538	I
10/3/18 16:30	10/1/18	MVC	Mvc Capital, Inc.		Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-181	9.59	0	-19	-3	548	I
9/27/18 17:27	9/25/18	MVC	Mvc Capital, Inc.		Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-65	9.75	0	-7	-1	566	I
9/25/18 16:32	9/21/18	MVC	Mvc Capital, Inc.		Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-86	9.76	0	-9	-2	551	I
6/15/17 17:00	6/13/17	MVC	Mvc Capital, Inc.		Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-293	9.82	0	-30	-3	979	I
6/8/17 17:23	6/7/17	XRDC	Crossroads Capital, Inc.		Fund	CEF	Closed-End Funds	Goldstein Phillip	NJ	DT		S	-62	2.17	0	-28	-3	826	I
4/30/13 11:44	4/29/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Goldstein Phillip	WI	D		S	-194	17.16	1	-11	-100	0	I	49	53	32	10	8	2	2	3	1	1	-6	-8	-9	-2
4/26/13 10:13	4/25/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Goldstein Phillip	WI	D		S	-18	17.16	1	-1	-48	1	I	49	54	29	10	8	4	0	1	0	0	-4	-7	-9	-3
4/23/13 09:57	4/19/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Goldstein Phillip	WI	D		S	-403	17.00	1	-24	-95	1	I	51	51	27	8	9	2	-3	1	1	1	-2	-8	-7	0
4/17/13 11:40	4/15/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Goldstein Phillip	WI	D		S	-450	17.22	1	-26	-88	4	I	50	53	34	10	11	4	4	-2	-2	0	1	-10	-9	-4
4/16/13 10:02	4/12/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Goldstein Phillip	WI	D		S	-167	17.42	0	-10	-61	6	I	46	52	30	8	10	4	2	-1	2	1	2	-8	-8	-1
4/15/13 12:28	2/7/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Goldstein Phillip	WI	D		S.a	-25	15.74	0	-2	-6	25	I	51	56	33	12	13	7	5	4	-3	-2	-1	-12	-12	-4
2/11/13 14:50	2/7/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Goldstein Phillip	WI	D		S	-73	15.74	0	-5	-39	7	I	34	40	28	21	12	-1	-2	-2	0	-1	1	11	9	5
2/7/13 17:05	2/5/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Goldstein Phillip	WI	D		S.m	-232	15.79	0	-15	-36	26	I	38	42	30	21	11	2	1	0	1	-2	0	13	6	6
2/5/13 10:42	2/1/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Goldstein Phillip	WI	D		S	-178	15.83	0	-11	-55	9	I	38	44	32	21	11	2	2	0	0	-2	-2	10	4	2
1/9/13 15:13	1/8/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-120	15.00	0	-8	-7	102	I	34	53	33	18	19	8	10	2	1	2	1	12	-2	11
1/26/10 17:39	1/22/10	PIF	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-2,289	14.18	0	-161	-100	0	M
9/14/07 12:13	8/31/07	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.a	-219	36.45	1	-6	-10	57	I	152	89	26	-4	-18	-8	-3	1	-1	-2	2	-11	-14	-23
5/14/07 10:30	5/11/07	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-46	20.75	1	-2	0	710	I	118	47	21	11	10	0	0	1	0	2	3	-5	18	13
5/14/07 10:16	5/10/07	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-66	20.75	1	-3	0	712	I	118	47	21	11	10	0	0	1	0	2	3	-5	18	13
5/14/07 09:58	5/9/07	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-201	20.75	1	-10	-1	715	I	118	47	21	11	10	0	0	1	0	2	3	-5	18	13
5/14/07 09:40	5/8/07	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-41	20.65	1	-2	0	725	I	118	47	21	11	10	0	0	1	0	2	3	-5	18	13
5/8/07 08:51	5/7/07	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-15	20.80	1	-1	0	727	I	118	42	26	11	11	1	-4	0	0	1	2	0	31	16
5/7/07 08:41	5/4/07	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-220	20.97	1	-11	-1	728	I	125	46	31	13	13	4	-3	1	-1	-1	3	-1	29	14
5/4/07 09:06	5/3/07	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-124	21.00	1	-6	-1	738	I	124	41	31	15	13	5	-2	1	0	-1	5	3	34	14
5/3/07 09:05	5/2/07	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-17	20.72	1	-1	0	744	I	120	47	30	14	13	5	-1	-4	1	0	6	2	34	15
5/1/07 08:43	4/27/07	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-17	21.75	0	-1	0	745	I	120	52	33	13	18	5	2	-4	0	0	8	3	32	10
4/27/07 08:39	4/26/07	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-131	21.80	0	-6	-26	17	I	131	59	41	19	28	11	6	4	0	-3	2	1	22	11
4/26/07 08:42	4/25/07	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-108	21.50	0	-5	-1	752	I	132	59	42	17	29	9	7	5	0	-4	0	7	23	10
4/25/07 10:06	4/24/07	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-210	21.00	0	-10	-1	757	I	125	58	37	15	27	10	7	5	1	-2	4	6	18	11
1/25/07 08:36	1/24/07	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-4	18.75	1	0	0	767	I	98	48	49	21	-3	-1	2	1	-1	-1	7	17	25	26
1/19/07 09:01	1/18/07	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-33	18.50	1	-2	0	767	I	92	45	58	26	3	3	2	2	-1	-1	3	11	25	20
3/7/06 16:49	3/3/06	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-106	13.25	0	-8	-1	714	A									-3	0	3	-2	7	34
1/31/06 20:49	1/25/06	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-60	12.94	0	-5	-1	722	A									-1	-1	1	9	0	41
1/17/06 11:23	1/13/06	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-6	12.85	0	-1	0	726	A									-4	-3	-1	1	-7	42
1/13/06 15:57	1/12/06	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-36	12.85	0	-3	0	727	A									0	-3	0	1	-9	43
1/12/06 16:09	1/11/06	ETF	Emerging Markets Telecommunications Fund Inc/new	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-102	12.80	0	-8	-1	729	A									1	0	0	1	-5	42
8/18/05 17:58	8/17/05	ISL	First Israel Fund Inc	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-220	16.63	0	-13	-100	0	I	56	37	-4	0	14	4	4	5	1	0	0	-7	7	4
4/18/05 20:19	4/14/05	ISL	First Israel Fund Inc	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.am	-165	17.15	0	-10	-42	13	I	91	36	43	9	-1	4	4	2	1	0	-2	-9	-3	6
4/18/05 19:55	4/15/05	ISL	First Israel Fund Inc	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-62	17.16	0	-4	-16	19	I	91	36	43	9	-1	4	4	2	1	0	-2	-9	-3	6
4/13/05 19:03	4/13/05	ISL	First Israel Fund Inc	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-103	17.10	0	-6	-21	23	I	91	33	35	9	-2	-2	2	1	1	-4	-7	-13	-7	2

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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