Smith Sarah G - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	23	0	1	4	6	11	6	5
S	%wins				65	52	35	35	25	35	41

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/7/17 14:00	2/3/17	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S.d	-2,511	234.89	33	-11	-19	47	D	37	56	49	37	0	2	0	4	0	3	5	-6
11/22/16 14:31	11/18/16	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S.d	-46	211.47	33	0	-1	40	D	14	12	35	28	25	19	5	2	0	1	15	19
11/17/16 17:32	11/15/16	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S.dm	-81	206.36	33	0	-1	40	D	12	10	34	25	23	16	14	1	0	1	15	20
11/9/16 14:29	11/7/16	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S	-480	180.00	33	-3	-6	40	I	-2	-6	15	13	11	4	3	3	6	16	33	33	24
9/2/16 12:01	8/31/16	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S	-453	170.00	33	-3	-6	43	I	-3	-7	8	9	5	4	2	1	0	0	-4	35	50
4/22/16 13:12	4/20/16	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S	-432	162.00	33	-3	-6	46	I	6	-15	-10	9	9	3	7	4	1	-1	-7	-3	6
6/19/15 17:51	6/18/15	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S	-1,003	215.00	33	-5	-12	33	M	34	28	18	13	9	4	3	1	2	0	0	-12	-12	-30
6/5/15 14:00	6/3/15	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S	-979	210.00	33	-5	-11	38	M	33	30	11	10	5	3	2	1	1	2	0	-11	-8	-24
4/27/15 14:00	4/23/15	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S	-1,866	200.00	33	-9	-18	42	M	41	25	13	10	5	3	-2	1	-1	0	4	5	-7	-15
10/23/14 16:31	10/21/14	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S.dm	-1,651	178.51	33	-9	-19	39	D	45	13	11	1	-2	-3	-1	0	2	3	5	1	11	3
10/21/14 16:30	10/17/14	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S.dm	-6,253	176.93	33	-35	-47	40	D	48	14	12	2	0	-3	-2	0	-2	2	5	-1	11	4
1/29/14 16:44	1/27/14	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S.d	-1,475	166.82	33	-9	-17	43	D	58	17	3	3	-1	-7	-5	-3	1	-1	1	-3	8	7
1/22/14 14:49	1/17/14	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S.m	-2,934	174.79	33	-17	-34	32	D	71	21	5	10	4	-1	-2	-3	0	-4	-5	-7	2	4
10/19/12 18:16	10/17/12	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S.d	-510	124.08	33	-4	-10	37	D	-20	26	12	33	8	10	5	1	-1	-3	-4	18	17	30
8/13/10 17:34	8/11/10	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S.d	-545	150.01	33	-4	-26	10	D	-9	-8	-3	4	14	1	-2	-4	0	-1	4	13	12	-19
10/20/09 16:27	10/16/09	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S	-3,009	186.57	33	-16	-80	4	D	-17	64	55	16	11	1	-1	-4	-3	-3	-5	-9	-14	-14
1/10/07 15:58	1/8/07	GS	Goldman Sachs Group Inc/	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S	-700	199.05	33	-4	-66	2	D	97	60	38	16	1	2	1	3	2	4	5	2	7	-5
1/5/07 14:43	1/3/07	GS	Goldman Sachs Group Inc/	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S	-2,272	200.50	33	-11	-95	1	D	93	56	32	14	1	-1	0	-1	0	7	7	5	13	1
10/3/05 12:10	9/29/05	GS	Goldman Sachs Group Inc/	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S.d	-1,586	121.00	33	-13	-53	11	D	44	31	10	19	9	3	5	2	0	-3	4	5	31	42
9/29/05 11:46	9/27/05	GS	Goldman Sachs Group Inc/	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S.d	-1,200	120.00	33	-10	-47	11	D	44	30	10	17	8	4	2	1	1	-2	2	7	31	43
9/26/05 15:41	9/22/05	GS	Goldman Sachs Group Inc/	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S.dm	-2,607	118.50	33	-22	-66	11	D	42	29	9	16	5	6	3	1	0	2	3	7	30	42
9/24/04 15:08	9/22/04	GS	Goldman Sachs Group Inc/	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	Principa	S	-1,388	92.55	33	-15	-56	12	D	45	6	-6	0	11	2	-1	2	0	0	0	12	17	29
12/23/03 13:02	12/19/03	GS	Goldman Sachs Group Inc/	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sarah G	NY	O	VP - Pri	S	-966	96.57	33	-10	-24	32	D	8	38	14	11	2	1	0	0	0	1	2	1	-5	7

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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