CIK: 1181077 - Address: C/o American Capital, Ltd., 2 Bethesda Metro Center, 14Th Floor, Bethesda, MD 20814
112 results

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1/4/17 17:00
12/30/16
ACSFAmerican Capital Senior Floating, Ltd.FundCEFClosed-End FundsErickson John RMDOEVP,CFO,S-13011.811-11-793I20352210311022214
4/26/16 16:09
4/26/16
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-2115.7324-10718D6325141030-111258
4/12/16 16:21
4/12/16
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-85515.5427-55-7720D332291332111229
3/2/16 16:22
3/2/16
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-8913.9027-6-1775D-11-5-1-1119730291520
1/5/16 16:29
1/5/16
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-38214.0933-27-3781D-8-2814-14220-1-271226
11/6/15 16:11
11/5/15
ACSFAmerican Capital Senior Floating, Ltd.FundCEFClosed-End FundsErickson John RMDOEVP,CFO,P3410.61133014I-11-16-14-9-5-4-2-4-9-9-26-611
4/29/15 16:22
4/28/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-2015.1017-10808D64653100-1-3-6-14-164
4/13/15 16:13
4/13/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-29214.9618-20-2808D5061312000-4-10-162
1/27/15 16:22
1/23/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StM.d782.7124294829D11-8-810-121-2-325-10-3
1/27/15 16:22
1/26/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS.d-20814.4124-14-2829D11-8-810-121-2-325-10-3
1/26/15 16:08
1/22/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StM.d1882.8724669815D11-10-71-1-1010-335-9-5
1/26/15 16:08
1/22/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS.dm-74914.4224-52-6815D11-10-71-1-1010-335-9-5
1/23/15 16:06
1/21/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StM.d1693.0624557801D11-11-40-20-120-235-8-4
1/23/15 16:06
1/21/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS.dm-67414.3724-47-6801D11-11-40-20-120-235-8-4
1/21/15 17:31
1/16/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StM.dm1532.4525629793D8-10-52-5-3-411126-6-6
1/21/15 17:31
1/20/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS.d-60814.2525-43-5793D8-10-52-5-3-411126-6-6
1/16/15 17:09
1/14/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StM.dm1992.31268613773D5-13-71-6-6-2-40126-5-7
1/16/15 17:09
1/15/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS.d-95014.1426-67-8773D5-13-71-6-6-2-40126-5-7
1/14/15 17:32
1/13/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StM.d1232.5126497754D9-8-66-3-1-1-3-1126-4-5
1/14/15 17:32
1/13/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS.d-71814.6726-49-6754D9-8-66-3-1-1-3-1126-4-5
1/13/15 16:09
1/9/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StM.d1292.7726467754D11-9-66-2000-2-1-14-5-3
1/13/15 16:09
1/12/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS.d-34214.7126-23-3754D11-9-66-2000-2-1-14-5-3
1/9/15 18:46
1/7/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StM.dm3213.062510517731D16-5-46-1612-2-6-31-9-5
1/9/15 18:46
1/8/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS.d-1,23614.8425-83-10731D16-5-46-1612-2-6-31-9-5
1/8/15 18:12
1/6/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StM.d2223.48256410709D13-6-65-25000-5-31-10-7
1/8/15 18:12
1/6/15
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS.d-91814.4025-64-8709D13-6-65-25000-5-31-10-7
12/9/14 16:10
12/9/14
ACSFAmerican Capital Senior Floating, Ltd.FundCEFClosed-End FundsErickson John RMDOEVP,CFO,P1212.45011011I-5-7-3-3-4-3-3-3279-9
11/12/14 16:16
11/12/14
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-12615.3733-8-1709D36922119500-3-5-5-5-6
11/5/14 16:22
11/5/14
ACSFAmerican Capital Senior Floating, Ltd.FundCEFClosed-End FundsErickson John RMDOEVP,CFO,P1313.18111110I0-4-1501-10-2-56-11
8/18/14 16:40
8/15/14
ACSFAmerican Capital Senior Floating, Ltd.FundCEFClosed-End FundsErickson John RMDOEVP,CFO,P2413.9802259I0700100-1-2-5-60
6/5/14 16:02
6/4/14
ACSFAmerican Capital Senior Floating, Ltd.FundCEFClosed-End FundsErickson John RMDOEVP,CFO,P1413.7811177I-4130-20022-34
5/29/14 16:01
5/28/14
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-2314.6733-20717D605-4-61-9-1-1-1-1151-4
5/7/14 16:51
5/7/14
ACSFAmerican Capital Senior Floating, Ltd.FundCEFClosed-End FundsErickson John RMDOEVP,CFO,P1413.6211206I-1-30000-13428
2/25/14 16:09
2/24/14
ACSFAmerican Capital Senior Floating, Ltd.FundCEFClosed-End FundsErickson John RMDOEVP,CFO,P1514.5321255I51111-3-40-3
2/20/14 16:08
2/18/14
ACSFAmerican Capital Senior Floating, Ltd.FundCEFClosed-End FundsErickson John RMDOEVP,CFO,P.m4314.36333004I13012-3-51-4
2/20/14 16:06
2/6/14
AGNCAmerican Capital Agency CorpRlEstREITReal Estate Investment TrustsErickson John RMDDOEVP,CFOP4321.71332New2I-1-2017812821-11-1111515
2/10/14 16:18
2/6/14
ACSFAmerican Capital Senior Floating, Ltd.FundCEFClosed-End FundsErickson John RMDOEVP,CFO,P1413.89101New1D1-20110-41-7
11/13/13 16:08
11/12/13
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-11514.0128-8-1719D9321083-103124558
6/5/13 15:15
6/4/13
MTGEAmerican Capital Mortgage Investment Corp.MDRlEstREITReal Estate Investment TrustsErickson John RMDDP6220.723331006D2-12-18-19-12-6-30-3-120-512
3/25/13 16:05
3/25/13
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-15414.7633-10-1711D63612620115-200-2-5-17-10-1
2/28/13 16:09
2/27/13
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-7413.7833-5-1722D525824174600034-4-1010
2/15/13 15:28
2/15/13
MTGEAmerican Capital Mortgage Investment Corp.MDRlEstREITReal Estate Investment TrustsErickson John RMDDP7825.95333New3D40151643-1-20-22-5-18-11
1/11/13 16:06
1/10/13
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-8213.0233-6-1727D67823211117910-109121
11/14/12 16:22
11/13/12
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-8411.4933-7-1733D58572160-2-21248232526
9/25/12 16:07
9/25/12
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-7911.7332-7-1741D9851312485-10-20252615
8/1/12 16:16
7/30/12
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-909.8022-9-1748D87-12134112259163133
6/27/12 15:58
6/25/12
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-639.3429-7-1757D79535103734151192431
3/28/12 15:46
3/28/12
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-778.7625-9-1763D81-71323-20-4-1-118103165
3/23/12 16:22
3/23/12
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-598.8626-7-1772D86-2103040-1-30-3043366
2/29/12 11:55
2/28/12
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-568.9030-6-1779D107-4103721511-1-5-342556
1/10/12 14:24
1/10/12
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-467.2427-6-1785D136-8-26111065-21218133882
11/15/11 14:29
11/14/11
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-537.2929-7-1792D1582-24-14174-311-6-11212656
3/30/11 15:57
3/29/11
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-689.4533-7-1799D42691622110494276-3-20-9
3/2/11 14:26
3/1/11
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-1139.3531-12-1806D666117802567-401179-5-2
1/12/11 15:40
1/11/11
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-508.0422-6-1818D591475932132844051722-10
12/16/10 14:30
12/14/10
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-577.7921-7-1824D1521713835531-22591216-16
3/2/10 12:31
3/1/10
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-544.3520-12-1832D-8722177441235206-36152319115
1/13/10 16:21
1/11/10
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOCFO,P,StS-213.0815-7-1844D-89-3615312383514619-85541133
3/3/09 14:51
2/27/09
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS-51.2311-4-1481E-37-4757144109253
2/12/09 10:34
2/10/09
ACASAmerican Capital, LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS-133.0515-4-1485E-17-43-64111029
5/17/07 15:44
5/16/07
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d50534.2233156249D624912-12-510021-18-8-21
5/17/07 15:44
5/16/07
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-68046.0833-15-6249D624912-12-510021-18-8-21
5/16/07 15:49
5/15/07
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d17334.513352249D60461221-50-1141-11-13-21
5/16/07 15:49
5/15/07
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-22945.8233-5-2249D60461221-50-1141-11-13-21
2/23/07 13:03
2/22/07
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d17334.513352249D60392991-55-20-4-32-10-17
2/23/07 13:03
2/22/07
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-23547.0733-5-2249D60392991-55-20-4-32-10-17
2/23/07 13:02
2/21/07
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d15835.203352249D60392991-55-20-4-32-10-17
2/23/07 13:02
2/21/07
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-21347.4133-5-2249D60392991-55-20-4-32-10-17
2/22/07 16:30
2/20/07
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d71735.8333209249D59382780-43-20-4-33-10-16
2/22/07 16:30
2/20/07
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-95847.9033-20-7249D59382780-43-20-4-33-10-16
12/8/06 14:16
12/6/06
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d91228.23333216236D662938236320015-34-6
12/8/06 14:16
12/6/06
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-1,45945.1833-32-12236D662938236320015-34-6
11/16/06 14:25
11/10/06
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.ad54736.4833157232D6425351773420241111-4
11/16/06 10:48
11/14/06
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d23022.9633105221D6425351773420241111-4
11/16/06 10:48
11/14/06
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-43343.3033-10-4221D6425351773420241111-4
11/14/06 15:32
11/10/06
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d83923.44333619221D61223518934111612111
11/14/06 15:32
11/10/06
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-1,54243.0833-36-14221D61223518934111612111
11/9/06 15:00
11/8/06
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d1,84620.29339170221D602131189303-136712-3
11/9/06 15:00
11/8/06
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-3,90542.9133-91-29221D602131189303-136712-3
11/9/06 14:58
11/7/06
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d88617.72335029221D602131189303-136712-3
11/9/06 14:58
11/7/06
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-2,11842.3533-50-18221D602131189303-136712-3
12/5/05 14:53
12/2/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d43328.8733153360D613015360120-1-4-6-828
12/5/05 14:53
12/2/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-58338.8633-15-2060D613015360120-1-4-6-828
12/2/05 11:56
12/1/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d43328.8733153360D613014270110-1-4-4-727
12/2/05 11:56
12/1/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-58438.9233-15-2060D613014270110-1-4-4-727
12/2/05 10:49
11/30/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d28928.8733102060D613014270110-1-4-4-727
12/2/05 10:49
11/30/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-38938.8833-10-1460D613014270110-1-4-4-727
11/30/05 15:00
11/29/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d28928.8733102060D59281246-10-100-3-3-528
11/30/05 15:00
11/29/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-38438.4033-10-1460D59281246-10-100-3-3-528
11/10/05 19:11
11/3/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.a34529.8722122460D743420277320-20-4-819
11/10/05 19:11
11/3/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.a-43938.0622-12-1660D743420277320-20-4-819
11/7/05 14:47
11/3/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d34529.8724122656D71311624542021-4-721
11/7/05 14:47
11/3/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-43938.0624-12-1756D71311624542021-4-721
9/29/05 14:29
9/27/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d17929.872961162D7526203-1-4-3-30213119
8/16/05 17:56
8/4/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.ad1,19529.87254024456D9933161553-1-1-3-1-13-17
8/16/05 17:56
8/4/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.ad-1,56139.0425-40-4156D9933161553-1-1-3-1-13-17
8/9/05 14:22
8/5/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.dm25729.872591856D92381714721-20112-34
5/11/05 11:10
5/10/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d34426.1026133056D67441228771013151710
5/11/05 11:10
5/10/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-44934.0526-13-1956D67441228771013151710
3/16/05 11:59
3/8/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.ad10129.81243656D731311810-1-1-3-7-751516
3/9/05 11:51
3/4/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d10129.81253656D7811161172-12-1-3-92149
3/4/05 16:58
3/3/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d34226.1025133352D7410138611-200-851514
3/4/05 16:58
3/3/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-45234.5425-13-2052D7410138611-200-851514
3/4/05 16:57
3/2/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOM.d44426.1025174852D7410138611-200-851514
3/4/05 16:57
3/2/05
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFOS.d-58734.5525-17-2552D7410138611-200-851514
2/19/04 16:34
2/19/04
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFO,M.d31429.8722112552D5364572716573100-20015
2/19/04 10:59
2/17/04
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFO,M.d2,26226.10228741D5364572716573-1-2-1-22-114
2/19/04 10:59
2/17/04
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFO,S.d-2,97434.3222-87-6841D5364572716573-1-2-1-22-114
2/18/04 16:01
2/13/04
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFO,M.d1,77823.87227441D53696030186115-100-23-212
2/18/04 16:01
2/13/04
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFO,S.d-2,48933.4222-74-6541D53696030186115-100-23-212
2/17/04 17:27
2/12/04
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFO,M.d1,11323.05224841D4967532915395-1-2-2-23-410
2/17/04 17:27
2/12/04
ACASAmerican Capital Strategies LtdFundCEFClosed-End FundsErickson John RMDOEVP,CFO,S.d-1,33733.4222-40-4941D4967532915395-1-2-2-23-410

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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