Erickson John R - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	2	1	62	-1	-1	1	6	6	18	5
S	%wins				73	55	45	29	51	43	49

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/4/17 17:00	12/30/16	ACSF	American Capital Senior Floating, Ltd.	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO,	S	-130	11.81	1	-11	-79	3	I	20	35	22	10	3	1	1	0	2	2	2	14
4/26/16 16:09	4/26/16	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-21	15.73	24	-1	0	718	D	6	3	25	14	10	3	0	-1	1	1	2	5	8
4/12/16 16:21	4/12/16	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-855	15.54	27	-55	-7	720	D	3	3	22	9	13	3	2	1	1	1	2	2	9
3/2/16 16:22	3/2/16	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-89	13.90	27	-6	-1	775	D	-11	-5	-1	-11	1	9	7	3	0	2	9	15	20
1/5/16 16:29	1/5/16	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-382	14.09	33	-27	-3	781	D	-8	-2	8	14	-1	4	2	2	0	-1	-2	7	12	26
4/29/15 16:22	4/28/15	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-20	15.10	17	-1	0	808	D	6	4	6	5	3	1	0	0	-1	-3	-6	-14	-16	4
4/13/15 16:13	4/13/15	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-292	14.96	18	-20	-2	808	D	5	0	6	1	3	1	2	0	0	0	-4	-10	-16	2
1/27/15 16:22	1/26/15	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S.d	-208	14.41	24	-14	-2	829	D	11	-8	-8	1	0	-1	2	1	-2	-3	2	5	-10	-3
1/26/15 16:08	1/22/15	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S.dm	-749	14.42	24	-52	-6	815	D	11	-10	-7	1	-1	-1	0	1	0	-3	3	5	-9	-5
1/23/15 16:06	1/21/15	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S.dm	-674	14.37	24	-47	-6	801	D	11	-11	-4	0	-2	0	-1	2	0	-2	3	5	-8	-4
1/21/15 17:31	1/20/15	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S.d	-608	14.25	25	-43	-5	793	D	8	-10	-5	2	-5	-3	-4	1	1	1	2	6	-6	-6
1/16/15 17:09	1/15/15	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S.d	-950	14.14	26	-67	-8	773	D	5	-13	-7	1	-6	-6	-2	-4	0	1	2	6	-5	-7
1/14/15 17:32	1/13/15	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S.d	-718	14.67	26	-49	-6	754	D	9	-8	-6	6	-3	-1	-1	-3	-1	1	2	6	-4	-5
1/13/15 16:09	1/12/15	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S.d	-342	14.71	26	-23	-3	754	D	11	-9	-6	6	-2	0	0	0	-2	-1	-1	4	-5	-3
1/9/15 18:46	1/8/15	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S.d	-1,236	14.84	25	-83	-10	731	D	16	-5	-4	6	-1	6	1	2	-2	-6	-3	1	-9	-5
1/8/15 18:12	1/6/15	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S.d	-918	14.40	25	-64	-8	709	D	13	-6	-6	5	-2	5	0	0	0	-5	-3	1	-10	-7
11/12/14 16:16	11/12/14	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-126	15.37	33	-8	-1	709	D	36	9	2	2	11	9	5	0	0	-3	-5	-5	-5	-6
5/29/14 16:01	5/28/14	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-23	14.67	33	-2	0	717	D	60	5	-4	-6	1	-9	-1	-1	-1	-1	1	5	1	-4
11/13/13 16:08	11/12/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-115	14.01	28	-8	-1	719	D	93	21	0	8	3	-1	0	3	1	2	4	5	5	8
3/25/13 16:05	3/25/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-154	14.76	33	-10	-1	711	D	63	61	26	20	11	5	-2	0	0	-2	-5	-17	-10	-1
2/28/13 16:09	2/27/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-74	13.78	33	-5	-1	722	D	52	58	24	17	4	6	0	0	0	3	4	-4	-10	10
1/11/13 16:06	1/10/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-82	13.02	33	-6	-1	727	D	67	82	32	11	11	7	9	1	0	-1	0	9	1	21
11/14/12 16:22	11/13/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-84	11.49	33	-7	-1	733	D	58	57	21	6	0	-2	-2	1	2	4	8	23	25	26
9/25/12 16:07	9/25/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-79	11.73	32	-7	-1	741	D	98	51	31	24	8	5	-1	0	-2	0	2	5	26	15
8/1/12 16:16	7/30/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-90	9.80	22	-9	-1	748	D	87	-1	21	3	4	1	1	2	2	5	9	16	31	33
6/27/12 15:58	6/25/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-63	9.34	29	-7	-1	757	D	79	5	35	10	3	7	3	4	1	5	1	19	24	31
3/28/12 15:46	3/28/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-77	8.76	25	-9	-1	763	D	81	-7	13	23	-2	0	-4	-1	-1	1	8	10	31	65
3/23/12 16:22	3/23/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-59	8.86	26	-7	-1	772	D	86	-2	10	30	4	0	-1	-3	0	-3	0	4	33	66
2/29/12 11:55	2/28/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-56	8.90	30	-6	-1	779	D	107	-4	10	37	21	5	1	1	-1	-5	-3	4	25	56
1/10/12 14:24	1/10/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-46	7.24	27	-6	-1	785	D	136	-8	-26	11	10	6	5	-2	1	2	18	13	38	82
11/15/11 14:29	11/14/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-53	7.29	29	-7	-1	792	D	158	2	-24	-14	17	4	-3	1	1	-6	-11	21	26	56
3/30/11 15:57	3/29/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-68	9.45	33	-7	-1	799	D	426	91	62	21	10	4	9	4	2	7	6	-3	-20	-9
3/2/11 14:26	3/1/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-113	9.35	31	-12	-1	806	D	666	117	80	25	6	7	-4	0	1	1	7	9	-5	-2
1/12/11 15:40	1/11/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-50	8.04	22	-6	-1	818	D	59	147	59	32	13	2	8	4	4	0	5	17	22	-10
12/16/10 14:30	12/14/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-57	7.79	21	-7	-1	824	D	152	171	38	35	5	3	1	-2	2	5	9	12	16	-16
3/2/10 12:31	3/1/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-54	4.35	20	-12	-1	832	D	-87	221	77	44	12	35	20	6	-3	6	15	23	19	115
1/13/10 16:21	1/11/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	CFO,P,St	S	-21	3.08	15	-7	-1	844	D	-89	-36	15	3	12	38	35	14	6	19	-8	55	41	133
3/3/09 14:51	2/27/09	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S	-5	1.23	11	-4	-1	481	E									-37	-47	57	144	109	253
2/12/09 10:34	2/10/09	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S	-13	3.05	15	-4	-1	485	E									-17	-43	-64	11	10	29
5/17/07 15:44	5/16/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-680	46.08	33	-15	-6	249	D	62	49	12	-1	2	-5	1	0	0	2	1	-18	-8	-21
5/16/07 15:49	5/15/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-229	45.82	33	-5	-2	249	D	60	46	12	2	1	-5	0	-1	1	4	1	-11	-13	-21
2/23/07 13:03	2/22/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-235	47.07	33	-5	-2	249	D	60	39	29	9	1	-5	5	-2	0	-4	-3	2	-10	-17
2/23/07 13:02	2/21/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-213	47.41	33	-5	-2	249	D	60	39	29	9	1	-5	5	-2	0	-4	-3	2	-10	-17
2/22/07 16:30	2/20/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-958	47.90	33	-20	-7	249	D	59	38	27	8	0	-4	3	-2	0	-4	-3	3	-10	-16
12/8/06 14:16	12/6/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-1,459	45.18	33	-32	-12	236	D	66	29	38	23	6	3	2	0	0	1	5	-3	4	-6
11/16/06 10:48	11/14/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-433	43.30	33	-10	-4	221	D	64	25	35	17	7	3	4	2	0	2	4	11	11	-4
11/14/06 15:32	11/10/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-1,542	43.08	33	-36	-14	221	D	61	22	35	18	9	3	4	1	1	1	6	12	11	1
11/9/06 15:00	11/8/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-3,905	42.91	33	-91	-29	221	D	60	21	31	18	9	3	0	3	-1	3	6	7	12	-3
11/9/06 14:58	11/7/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-2,118	42.35	33	-50	-18	221	D	60	21	31	18	9	3	0	3	-1	3	6	7	12	-3
12/5/05 14:53	12/2/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-583	38.86	33	-15	-20	60	D	61	30	15	3	6	0	1	2	0	-1	-4	-6	-8	28
12/2/05 11:56	12/1/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-584	38.92	33	-15	-20	60	D	61	30	14	2	7	0	1	1	0	-1	-4	-4	-7	27
12/2/05 10:49	11/30/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-389	38.88	33	-10	-14	60	D	61	30	14	2	7	0	1	1	0	-1	-4	-4	-7	27
11/30/05 15:00	11/29/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-384	38.40	33	-10	-14	60	D	59	28	12	4	6	-1	0	-1	0	0	-3	-3	-5	28
11/10/05 19:11	11/3/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.a	-439	38.06	22	-12	-16	60	D	74	34	20	2	7	7	3	2	0	-2	0	-4	-8	19
11/7/05 14:47	11/3/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-439	38.06	24	-12	-17	56	D	71	31	16	2	4	5	4	2	0	2	1	-4	-7	21
8/16/05 17:56	8/4/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.ad	-1,561	39.04	25	-40	-41	56	D	99	33	16	15	5	3	-1	-1	-3	-1	-1	3	-1	7
5/11/05 11:10	5/10/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-449	34.05	26	-13	-19	56	D	67	44	12	2	8	7	7	1	0	1	3	15	17	10
3/4/05 16:58	3/3/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-452	34.54	25	-13	-20	52	D	74	10	13	8	6	1	1	-2	0	0	-8	5	15	14
3/4/05 16:57	3/2/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO	S.d	-587	34.55	25	-17	-25	52	D	74	10	13	8	6	1	1	-2	0	0	-8	5	15	14
2/19/04 10:59	2/17/04	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO,	S.d	-2,974	34.32	22	-87	-68	41	D	53	64	57	27	16	5	7	3	-1	-2	-1	-22	-1	14
2/18/04 16:01	2/13/04	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO,	S.d	-2,489	33.42	22	-74	-65	41	D	53	69	60	30	18	6	11	5	-1	0	0	-23	-2	12
2/17/04 17:27	2/12/04	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Erickson John R	MD	O	EVP,CFO,	S.d	-1,337	33.42	22	-40	-49	41	D	49	67	53	29	15	3	9	5	-1	-2	-2	-23	-4	10

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y