Riess Richard K - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	2	5	-2	-1	27	35	-25	7
P	%wins				50	50	50	100	100	0	58
S	%ret	1	1	16	-1	-0	-1	1	-2	14	2
S	%wins				75	50	44	50	56	31	51

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/17/11 11:51	2/15/11	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	S.d	-349	38.83	25	-9	-35	17	D	129	51	56	35	21	8	6	1	0	-5	-8	-11	-31	-9
2/17/11 11:51	2/15/11	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	M.d	274	30.44	25	9	114	17	D	129	51	56	35	21	8	6	1	0	-5	-8	-11	-31	-9
2/2/11 10:07	2/1/11	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	S.d	-138	36.81	24	-4	-18	17	D	100	42	38	30	13	13	3	1	-1	1	4	0	-16	-2
2/2/11 10:07	2/1/11	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	M.d	94	24.97	24	4	28	17	D	100	42	38	30	13	13	3	1	-1	1	4	0	-16	-2
1/27/11 11:57	1/25/11	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	S.d	-401	35.67	21	-11	-40	17	D	106	39	35	27	14	11	6	0	1	2	5	5	-9	-3
1/27/11 11:57	1/25/11	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	M.d	281	24.97	21	11	199	17	D	106	39	35	27	14	11	6	0	1	2	5	5	-9	-3
12/8/10 11:45	12/7/10	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	S.d	-299	30.89	17	-10	-36	17	D	65	34	15	28	9	6	6	0	0	3	6	26	6	2
4/28/10 14:08	4/27/10	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	S.d	-310	30.04	23	-10	-28	27	D	8	104	20	16	9	6	2	-1	1	-1	-9	-9	-5	27
3/10/10 08:51	3/9/10	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	S.d	-62	27.81	16	-2	-5	40	D	33	128	27	15	6	4	7	2	1	1	4	0	-11	44
12/3/09 13:36	12/2/09	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	S.d	-205	24.27	18	-8	-18	39	D	-23	45	48	16	1	-8	-5	2	-3	-4	1	14	15	30
9/16/09 11:25	9/15/09	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	S.d	-1,058	22.90	29	-46	-50	47	M	-30	-20	31	36	4	-3	6	-1	0	8	11	3	24	13
1/30/09 14:37	1/28/09	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	M.d	272	16.80	33	16	21	93	E									-3	4	-32	-20	2	31
1/30/09 14:37	1/28/09	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	S.d	-272	19.96	33	-14	-13	93	E									-3	4	-32	-20	2	31
3/11/08 11:30	3/10/08	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	P.d	210	21.05	33	10	11	99	I	-26	-28	-36	-40	-24	-17	-13	-7	11	1	14	41	52	-28
2/14/08 13:44	2/14/08	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	P.d	257	25.70	33	10	13	89	I	-8	-17	-16	-18	-19	0	-8	0	-2	-5	-16	13	18	-21
1/26/07 10:23	1/26/07	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	M.d	131	14.22	12	9	16	68	D	61	19	13	2	-1	3	0	1	0	2	-2	-2	1	-15
12/4/06 14:10	12/4/06	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	M.d	219	14.53	9	15	42	51	D	57	25	10	9	2	-4	-6	-3	3	3	-1	-6	4	6
11/27/06 14:30	11/27/06	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	S.d	-153	32.07	9	-5	-12	36	D	73	33	13	22	5	7	0	1	-4	-6	-8	-9	-5	-7
2/1/06 13:33	2/1/06	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	S.d	-414	42.50	26	-10	-20	40	S									0	1	3	6	1	14
12/16/05 10:17	12/15/05	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	S.d	-138	37.49	14	-4	-7	50	D	57	23	36	21	7	0	1	2	-1	0	3	19	12	27
1/5/05 12:09	1/4/05	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	M.dm	134	13.75	11	10	25	49	M	52	22	19	21	4	-3	-2	-3	-2	-2	2	1	-6	31
12/6/04 08:41	12/3/04	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	S.d	-379	30.29	14	-13	-22	45	I	44	22	18	25	18	2	4	3	-1	1	-1	4	-9	25
12/2/04 12:21	12/2/04	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	S.d	-115	29.78	15	-4	-6	57	D	44	21	18	24	24	4	4	3	1	0	3	4	-8	22
5/28/04 14:49	5/28/04	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	S.d	-259	25.94	11	-10	-14	61	I	19	34	8	4	4	7	6	4	-3	-2	0	-9	11	3
9/22/03 12:55	7/24/03	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Riess Richard K	FL	O	EVP	S	-175	34.99	13	-5	-10	45	D	53	45	36	15	6	6	4	1	-1	-5	-1	-3	-8	0

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y