Walther Roger O - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	3	3	7	11	26	15	15	13
P	%wins				100	100	100	100	100	67	94
S	%ret	1	1	2	-1	-1	-5	-6	-17	4	-4
S	%wins				100	100	50	100	100	50	83

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/19/20 10:20	11/18/20	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	S	-1,383	49.23	0	-28	-10	266	I
11/18/20 10:23	11/17/20	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	S	-2,443	48.85	0	-50	-15	295	I
11/16/20 17:46	11/16/20	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	S	-922	46.11	0	-20	-5	345	I
3/16/20 17:08	3/13/20	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	M.d	475	18.51	0	26	8	357	I
3/21/19 15:24	3/19/19	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	M.d	552	15.36	0	36	12	327	I
4/6/18 12:06	4/5/18	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	M.d	168	22.39	0	7	3	287	I
4/7/17 15:53	4/6/17	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	M.d	158	20.14	33	8	3	276	I	35	53	23	-2	-3	-7	-1	-1	0	-6	1
8/6/15 13:09	8/5/15	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	M.d	80	15.17	33	5	2	263	I	59	30	29	14	7	2	4	2	-1	-4	-16	-11	-29	-19
7/31/15 12:17	7/29/15	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	S	-1,218	34.79	33	-35	-12	257	I	62	25	34	16	6	7	1	3	-1	0	-13	-12	-27	-19
4/22/15 11:42	4/21/15	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	M.d	58	11.04	33	5	2	290	I	88	12	17	13	0	-1	-2	-1	1	1	5	16	-5	-3
8/1/14 13:20	7/31/14	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	S	-704	28.13	33	-25	-8	283	I	120	27	10	5	2	2	1	-1	-1	-2	3	0	-6	27
12/21/12 12:29	12/20/12	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	M.d	33	11.71	33	3	1	294	I	-11	37	15	6	10	10	6	4	-1	-2	8	22	44	79
5/14/12 13:05	5/11/12	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	M.d	150	11.62	33	13	5	284	I	-23	-26	11	8	-8	-5	-4	-1	-2	-6	-7	-1	0	47
4/6/12 12:03	4/4/12	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	M.d	35	11.71	33	3	1	271	I	-23	-23	22	20	5	-7	-4	-2	-1	-3	-5	-11	-7	24
1/30/12 17:38	1/27/12	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	P	32	11.60	33	3	1	267	I	-35	-35	-21	-4	6	-3	-3	-6	0	10	19	23	12	44
11/30/11 12:27	11/29/11	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	P	17	11.10	33	2	1	264	I	-38	-25	-35	-10	-9	-14	-3	3	8	10	2	26	14	21
8/23/11 11:13	8/19/11	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	M.d	158	9.28	33	17	7	261	I	-36	-19	-40	-34	-26	-22	-7	-10	6	11	0	0	14	19
6/17/11 13:55	6/16/11	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	M.d	35	14.38	33	2	1	244	I	-7	5	-5	-9	-11	-9	-1	-1	0	1	-6	-23	-30	-19
3/16/11 14:06	3/15/11	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	M.d	37	14.58	33	3	1	237	I	33	-2	30	7	-3	-5	-4	-3	-4	0	2	-8	-34	-17
11/12/10 06:00	11/10/10	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	P	41	15.30	33	3	1	233	I	-6	-15	-10	4	7	1	-1	-4	0	0	11	28	18	-19
3/5/04 18:54	3/5/04	SCH	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Walther Roger O	CA	D	M.d	170	5.04	0	34	98	68	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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