7/2/13 15:12 | 6/28/13 | JPW | Nuveen Flexible Investment Income Fund | | Fund | CEF | Closed-End Funds | Amboian John P | IL | H | Trustee | P | 200 | 20.00 | 2 | 10 | New | 10 | D | | | | | | | | 0 | 0 | 0 | -1 | -16 | -15 | 2 |
3/5/10 16:29 | 2/16/10 | NEA | Nuveen Insured Tax Free Advantage Municipal Fund | | Fund | CEF | Closed-End Funds | Amboian John P | IL | H | Trustee | P.a | 45 | 10.06 | 1 | 5 | New | 5 | I | 16 | 29 | 8 | 6 | 1 | 1 | 0 | -1 | 0 | 1 | 1 | 7 | 13 | -1 |
3/5/10 16:19 | 2/16/10 | NVG | Nuveen Insured Dividend Advantage Municipal Fund | MA | Fund | CEF | Closed-End Funds | Amboian John P | IL | H | Trustee | P.a | 46 | 10.16 | 1 | 5 | New | 5 | I | 21 | 29 | 9 | 4 | 2 | 0 | 1 | 0 | 0 | 0 | 0 | 3 | 10 | -1 |
2/19/10 16:07 | 2/17/10 | NEA | Nuveen Insured Tax Free Advantage Municipal Fund | | Fund | CEF | Closed-End Funds | Amboian John P | IL | H | Trustee | P | 181 | 10.07 | 1 | 18 | 400 | 23 | I | 11 | 30 | 11 | 9 | 3 | 1 | -1 | 0 | -1 | 1 | 1 | 3 | 13 | -4 |
2/19/10 16:01 | 2/17/10 | NVG | Nuveen Insured Dividend Advantage Municipal Fund | MA | Fund | CEF | Closed-End Funds | Amboian John P | IL | H | Trustee | P | 183 | 10.17 | 1 | 18 | 400 | 23 | I | 18 | 27 | 9 | 5 | 2 | 0 | 1 | 0 | -2 | -1 | 0 | 2 | 9 | -1 |
2/18/10 16:45 | 2/16/10 | NEA | Nuveen Insured Tax Free Advantage Municipal Fund | | Fund | CEF | Closed-End Funds | Amboian John P | IL | H | Trustee | P | 45 | 10.06 | 1 | 5 | New | 5 | I | 14 | 30 | 12 | 9 | 3 | 1 | -1 | 1 | 0 | 0 | 1 | 3 | 11 | -4 |
2/18/10 16:44 | 2/16/10 | NVG | Nuveen Insured Dividend Advantage Municipal Fund | MA | Fund | CEF | Closed-End Funds | Amboian John P | IL | H | Trustee | P | 46 | 10.16 | 1 | 5 | New | 5 | I | 21 | 27 | 11 | 7 | 2 | 1 | 1 | 1 | 0 | -1 | -1 | 2 | 10 | -1 |
5/13/08 17:21 | 5/13/08 | JLA | Nuveen Equity Premium Advantage Fund | | Fund | CEF | Closed-End Funds | Amboian John P | IL | H | CEO of I | P | 100 | 16.22 | 1 | 6 | New | 6 | D | 5 | -5 | 7 | 2 | 4 | 3 | 1 | 2 | 0 | 2 | 1 | -4 | -26 | -26 |
8/6/07 14:34 | 8/6/07 | JGV | Nuveen Global Value Opportunities Fund | | Fund | CEF | Closed-End Funds | Amboian John P | IL | H | CEO of I | P | 205 | 18.60 | 1 | 11 | New | 11 | D | | -2 | -4 | -6 | -3 | -5 | -2 | 0 | -1 | -1 | 3 | 4 | 10 | 1 |
8/6/07 14:31 | 8/3/07 | JCE | Nuveen Core Equity Alpha Fund | | Fund | CEF | Closed-End Funds | Amboian John P | IL | H | CEO of I | P | 150 | 13.05 | 1 | 12 | New | 12 | D | | | | -14 | -8 | -8 | -4 | -1 | -1 | 0 | 4 | -1 | 0 | -9 |
8/6/07 14:29 | 8/3/07 | JQC | Nuveen Multi-Strategy Income & Growth Fund 2 | | Fund | CEF | Closed-End Funds | Amboian John P | IL | H | CEO of I | P | 196 | 12.26 | 4 | 16 | New | 16 | D | 7 | 2 | -11 | -11 | -7 | -6 | -3 | -3 | -2 | -5 | 3 | -2 | 0 | -16 |
8/6/07 14:24 | 8/3/07 | JFP | Nuveen Tax-Advantaged Floating Rate Fund | | Fund | CEF | Closed-End Funds | Amboian John P | IL | H | CEO of I | P | 203 | 13.54 | 1 | 15 | New | 15 | D | 19 | 9 | -4 | -4 | -7 | -7 | -2 | -2 | -2 | 0 | 1 | -8 | -10 | -54 |
8/6/07 14:17 | 8/3/07 | JRS | Nuveen Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Amboian John P | IL | H | CEO of I | P | 206 | 20.60 | 2 | 10 | New | 10 | D | 16 | -7 | -29 | -21 | -13 | -14 | -4 | 0 | 1 | 3 | 10 | 11 | -3 | -22 |