Sussman Bernard - Insider Stock Trading - OpenInsider

CIK: 1189662 - Address: 4 High Ridge Park, Stanford, CT 06905

9 results

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	6	1	9	1	6	19	-1	35	51	18
P	%wins				56	67	78	44	67	67	63

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/2/08 16:41	12/1/08	JHP	Nuveen Quality Preferred Income Fund 3		Fund	CEF	Closed-End Funds	Sussman Bernard	CT	H	Portfoli	P	5	4.05	0	1	17	9	D	-69	-64	-63	-55	-27	-20	11	10	2	12	38	-10	64	100
12/2/08 16:36	12/1/08	JPS	Nuveen Quality Preferred Income Fund 2		Fund	CEF	Closed-End Funds	Sussman Bernard	CT	H	Portfoli	P	5	4.60	2	1	13	9	D	-66	-59	-60	-53	-25	-19	10	7	-3	-1	17	-19	47	84
11/25/08 17:11	11/25/08	JPS	Nuveen Quality Preferred Income Fund 2		Fund	CEF	Closed-End Funds	Sussman Bernard	CT	H	Portfoli	P	19	3.82	2	5	200	8	D	-69	-61	-64	-57	-39	-32	-23	-2	6	13	18	4	63	102
11/25/08 15:34	11/24/08	JHP	Nuveen Quality Preferred Income Fund 3		Fund	CEF	Closed-End Funds	Sussman Bernard	CT	H	Portfoli	P	15	3.04	0	5	200	8	D	-73	-66	-68	-60	-46	-34	-23	-4	6	15	57	22	82	129
11/20/08 17:09	11/19/08	JQC	Nuveen Multi-Strategy Income & Growth Fund 2		Fund	CEF	Closed-End Funds	Sussman Bernard	CT	H	Portfoli	P	59	3.93	2	15	New	15	D	-68	-62	-64	-57	-3	-25	-27	-19	-3	20	28	9	65	142
12/13/07 11:57	12/11/07	JPC	Nuveen Multi-Strategy Income & Growth Fund		Fund	CEF	Closed-End Funds	Sussman Bernard	CT	H	Portfoli	P	171	11.40	4	15	New	15	D	12	-16	-13	-5	-5	6	0	-1	-1	-3	3	-6	-2	-61
12/13/07 11:54	12/11/07	JTP	Nuveen Quality Preferred Income Fund		Fund	CEF	Closed-End Funds	Sussman Bernard	CT	H	Portfoli	P	143	11.24	3	13	195	19	D	6	-20	-14	-8	-5	4	-3	-2	-1	-5	10	-7	-4	-62
11/14/05 17:22	11/14/05	JQC	Nuveen Preferred Convertible Income Fund 2		Fund	CEF	Closed-End Funds	Sussman Bernard	CT	H	Portfoli	P	119	11.87	4	10	New	10	D	-2	-7	-3	-7	-4	1	1	0	0	1	-1	8	9	27
5/5/05 11:02	5/4/05	JFP	Nuveen Tax-Advantaged Floating Rate Fund		Fund	CEF	Closed-End Funds	Sussman Bernard	CT	H	Portfoli	P	36	14.54	0	3	New	3	D						-3	-2	-1	0	0	-1	-7	-10	-4

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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