Cline Roland - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	68	-0	0	-4	2	5	18	4
S	%wins				54	49	50	37	40	29	43

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/13/13 17:20	2/12/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S.d	-1,867	13.66	33	-137	-95	7	D	60	60	26	20	14	4	3	5	1	2	10	4	-4	8
2/4/13 15:51	2/4/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-8	13.22	33	-1	-2	26	D	63	62	34	13	8	0	2	2	-1	0	7	9	1	15
1/11/13 16:05	1/10/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-24	13.02	33	-2	-6	27	D	67	82	32	11	11	7	9	1	0	-1	0	9	1	21
11/14/12 16:17	11/13/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-20	11.49	33	-2	-6	29	D	58	57	21	6	0	-2	-2	1	2	4	8	23	25	26
11/1/12 16:46	10/31/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-34	11.80	28	-3	-9	30	D	69	47	22	18	1	1	-2	0	0	-1	2	13	23	19
9/7/12 17:50	9/6/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S.d	-1,329	11.36	33	-117	-78	33	D	104	33	25	25	15	1	1	2	0	4	4	4	31	18
8/9/12 16:12	8/7/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S.d	-723	10.80	32	-67	-67	33	D	102	30	27	12	10	10	10	2	0	1	5	5	22	22
8/1/12 16:15	7/30/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-25	9.80	22	-3	-7	33	D	87	-1	21	3	4	1	1	2	2	5	9	16	31	33
6/27/12 15:57	6/25/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-14	9.34	29	-1	-4	36	D	79	5	35	10	3	7	3	4	1	5	1	19	24	31
5/14/12 16:40	5/10/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-19	9.64	33	-2	-5	37	D	65	-5	33	12	12	9	-1	1	-1	-8	-3	14	22	48
5/9/12 14:57	5/8/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-433	9.61	33	-45	-54	39	D	65	-7	27	13	10	12	0	-1	1	-2	-6	12	21	46
2/2/12 15:08	2/2/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S.d	-5	8.28	27	-1	-1	84	D	137	-2	-16	6	27	13	2	1	1	3	8	19	24	59
1/10/12 14:20	1/10/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-11	7.24	27	-2	-2	85	D	136	-8	-26	11	10	6	5	-2	1	2	18	13	38	82
11/15/11 14:03	11/14/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-10	7.29	29	-1	-2	86	D	158	2	-24	-14	17	4	-3	1	1	-6	-11	21	26	56
11/8/11 14:34	11/4/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S.m	-565	7.43	29	-76	-46	88	D	155	-1	-29	-10	-1	7	-6	4	-1	-2	-6	13	29	53
11/7/11 14:01	11/3/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-95	7.57	29	-13	-7	164	I	151	-1	-27	-2	-2	11	1	2	-1	-1	-7	13	27	54
10/28/11 13:28	10/27/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-18	7.82	32	-2	-1	179	D	199	16	-22	-17	-9	23	14	9	0	-5	-18	2	24	48
9/8/11 17:12	9/7/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-24	8.39	33	-3	-2	179	I	272	54	-8	-5	-13	-1	4	1	-3	3	-18	-15	8	34
7/29/11 17:44	7/28/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-25	9.69	33	-3	-1	181	D	210	85	19	-3	11	-2	0	-3	4	-9	-15	-22	-15	2
6/24/11 11:40	6/23/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-9	8.91	33	-1	-1	184	D	241	78	14	0	-10	0	1	4	-1	7	10	-15	-26	3
5/12/11 14:44	5/11/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S.m	-712	10.45	33	-68	-27	185	M	200	72	39	21	6	6	0	0	0	-3	-15	-22	-28	-5
2/8/11 16:34	2/4/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-4	8.37	29	0	0	253	D	210	163	53	10	5	-1	2	1	0	3	8	22	-9	0
1/14/11 14:15	1/13/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-2	8.45	25	0	0	254	D	77	112	70	34	10	5	7	5	0	-3	4	14	17	-12
1/12/11 15:29	1/11/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-9	8.04	22	-1	0	254	D	59	147	59	32	13	2	8	4	4	0	5	17	22	-10
12/16/10 15:10	12/14/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-8	7.80	21	-1	0	255	D	152	171	38	35	5	3	1	-2	2	5	9	12	16	-16
11/10/10 15:46	11/8/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S.dm	-350	7.50	28	-47	-15	256	D	-46	149	24	48	27	14	6	-1	1	-6	5	15	39	1
7/29/10 16:39	7/28/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-10	5.27	19	-2	-1	277	D	-72	62	38	-11	-8	5	6	1	-3	3	-7	28	55	83
6/25/10 15:16	6/23/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-6	5.65	33	-1	0	279	D	-80	92	118	9	-12	12	-7	-8	4	-9	2	9	55	78
5/13/10 16:07	5/11/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-9	5.85	33	-1	-1	280	D	-80	74	101	77	18	0	-4	17	-6	-15	-9	-15	25	74
2/19/10 14:57	1/19/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S.e	-12	3.80	21	-3	-1	282	D	-89	112	26	25	37	-4	13	5	4	19	28	38	41	160
2/3/10 14:55	2/1/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-2	3.66	33	0	0	285	D	-89	31	-2	30	38	6	-11	-8	4	-7	23	74	52	143
1/13/10 16:20	1/11/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-4	3.09	15	-1	0	286	D	-89	-36	15	3	12	38	35	14	6	19	-8	55	41	133
10/28/09 15:26	10/26/09	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-5	3.22	15	-2	-1	172	D	-92	-70	9	-4	-11	-3	-6	-3	-12	-11	-1	24	112	128
7/28/09 16:55	7/27/09	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-4	3.13	8	-1	-1	174	D	-90	-84	-19	22	-24	10	8	11	-3	9	-23	-7	15	62
6/24/09 11:06	6/22/09	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-2	3.07	25	-1	0	175	D	-93	-90	-21	35	-24	-3	-30	-20	3	23	18	21	-9	111
5/12/09 11:58	5/11/09	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-11	3.32	23	-3	-2	176	D	-91	-88	-72	10	101	40	18	11	-5	-5	-24	-12	-19	60
2/12/09 10:28	2/10/09	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-3	3.07	15	-1	-1	179	E									-17	-43	-64	11	10	29
2/3/09 14:25	2/2/09	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-1	2.84	29	0	0	180	E									-8	25	-72	74	34	31
1/21/09 15:07	1/20/09	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	O	SVP	S	-10	4.16	29	-2	-1	180	E									5	12	-58	-29	-25	19
12/1/08 14:50	11/26/08	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	DO	SVP	S	0	3.96	33	0	0	183	D	-88	-87	-86	-80	-72	-69	-33	-8	-10	-26	-31	-82	-31	-31
10/29/08 12:22	10/27/08	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	MD	DO	SVP	S	-5	10.26	33	0	0	183	D	-63	-65	-56	-35	-28	-14	-14	12	0	22	-70	-76	-76	-79
8/29/08 11:53	8/27/08	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S	-28	20.77	33	-1	-1	183	D	-30	-39	-36	-29	4	1	4	5	-1	-2	3	-81	-94	-88
8/8/08 16:12	8/7/08	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S	-1	21.32	33	0	0	127	D	-30	-46	-35	-31	-19	-1	2	5	4	5	5	-32	-90	-88
7/31/08 11:43	7/29/08	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S	-9	19.94	33	0	0	127	D	-29	-40	-36	-33	-27	-7	-4	-3	-1	10	7	-35	-84	-83
7/24/08 15:55	7/23/08	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S	-22	22.78	33	-1	-1	128	D	-18	-36	-19	-20	-19	1	22	11	-8	-13	-12	-33	-83	-86
1/23/08 17:10	1/22/08	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S	-42	26.25	33	-2	-1	115	D	0	-33	-30	-29	-22	-13	-10	-7	3	11	18	2	-27	-92
11/28/07 16:19	11/27/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S	-13	35.39	33	0	0	102	D	8	-15	-23	-8	-18	-15	-12	-5	-2	-2	-9	2	-10	-93
11/6/07 15:33	11/2/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S	-1,092	40.99	33	-27	-21	103	D	28	8	-6	2	1	-4	1	-4	0	-8	-9	-17	-20	-57
8/30/07 17:03	8/27/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S	-16	40.73	33	0	0	96	D	25	15	-7	-15	-9	-6	2	-1	3	2	9	-4	-5	-39
5/15/07 11:25	5/11/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S.d	-724	46.25	33	-16	-10	141	D	61	47	12	4	3	-3	-1	-1	0	2	-1	-10	-13	-23
2/16/07 17:05	2/15/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S.d	-700	47.94	33	-15	-9	141	D	63	42	32	12	3	0	-1	6	0	-2	-5	-1	-18	-22
11/22/06 15:24	11/21/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S.d	-228	44.03	33	-5	-4	127	D	65	26	36	20	8	4	3	1	1	2	3	6	9	-8
11/22/06 15:22	11/20/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S.ad	-684	44.13	33	-15	-16	82	D	65	26	36	20	8	4	3	1	1	2	3	6	9	-8
11/21/06 17:00	11/20/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S.d	-684	44.13	33	-15	-11	127	D	64	26	36	18	6	2	4	0	1	0	3	8	9	-9
11/14/06 15:29	11/13/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S.d	-223	43.25	33	-5	-4	127	D	61	22	35	18	9	3	4	1	1	1	6	12	11	1
11/6/06 15:46	11/2/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S.d	-455	41.72	33	-11	-8	127	D	58	20	29	17	7	-1	-2	-4	2	4	10	16	16	9
8/8/06 10:47	8/4/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S.d	-952	36.22	33	-26	-17	127	D	46	1	6	10	10	8	5	3	0	2	5	17	35	28
2/21/06 16:49	2/21/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S	-15	36.77	33	0	-1	45	E									2	0	-2	-5	9	38
2/21/06 16:48	2/17/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S	-305	36.35	33	-8	-16	45	E									2	0	-2	-5	9	38
11/29/05 16:05	11/25/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S.d	-199	38.65	33	-5	-9	54	D	61	29	12	3	6	1	1	-1	0	2	-3	-3	-5	26
11/7/05 17:48	11/4/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S.d	-60	37.70	24	-2	-3	45	D	71	31	16	2	4	5	4	2	1	2	1	-5	-8	21
11/7/05 17:38	11/3/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S.dm	-2,378	37.97	24	-63	-58	45	D	71	31	16	2	4	5	4	2	1	2	1	-5	-8	21
8/16/05 17:45	8/15/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S.d	-105	38.49	25	-3	-5	49	D	99	33	16	15	5	3	-1	-1	-3	-1	-1	3	-1	7
8/15/05 17:02	8/11/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S.d	-166	38.90	25	-4	-8	49	D	88	35	16	16	7	3	-1	1	0	-2	-1	3	-2	5
2/22/05 16:19	2/17/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S.d	-814	35.02	25	-23	-34	44	D	83	13	16	11	6	3	3	0	0	3	-7	5	14	16
12/1/04 10:52	11/29/04	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Cline Roland	CA	O	SVP	S.d	-1,556	31.81	22	-49	-54	42	D	90	24	28	5	9	2	1	1	1	0	5	11	15	28
3/3/04 14:52	3/1/04	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Roland Cline	CA	O	SVP	S.d	-1,163	33.28	22	-35	-45	42	D	50	56	48	24	13	8	2	3	0	-2	-3	-21	-4	11
3/2/04 17:06	2/27/04	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Roland Cline	CA	O	SVP	S.d	-2,714	33.18	22	-82	-66	42	D	48	55	45	23	10	7	2	2	0	1	-2	-20	-2	12

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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