Riepe James S - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	4	0	2	0	-26	-28	-28	-20
P	%wins				50	75	75	25	25	25	46
S	%ret	1	1	11	0	-0	3	3	11	27	7
S	%wins				73	55	45	45	18	0	39

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/14/18 20:07	12/12/18	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MA	D		M.d	274	20.27	0	14	12	128	D
12/14/18 20:07	12/12/18	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MA	D		S.d	-274	60.69	0	-5	-3	128	D
3/2/18 17:44	3/2/18	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MA	D		M.d	353	26.15	0	14	13	115	D
3/2/18 17:44	3/2/18	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MA	D		S.d	-354	62.77	0	-6	-5	115	D
1/9/18 17:17	1/8/18	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MA	D		M.d	125	27.80	0	5	4	107	D
5/22/12 10:19	5/21/12	GNW	Genworth Financial Inc	DE	Insur	LfIns	Life Insurance	Riepe James S	VA	D		P	225	5.01	33	45	196	68	D	-65	-54	-16	-47	-30	-17	-10	0	3	7	7	5	10	106
8/25/08 14:59	8/22/08	GNW	Genworth Financial Inc	DE	Insur	LfIns	Life Insurance	Riepe James S	VA	D		P	152	15.23	33	10	77	23	D	-54	-48	-34	-30	-3	-6	4	3	-3	4	-19	-93	-90	-44
3/11/08 16:49	3/10/08	GNW	Genworth Financial Inc	DE	Insur	LfIns	Life Insurance	Riepe James S	VA	D		P	217	21.70	33	10	333	13	D	-36	-39	-25	-23	-7	-6	-9	-7	-2	-7	6	-7	-23	-98
11/6/07 10:51	11/2/07	GNW	Genworth Financial Inc	DE	Insur	LfIns	Life Insurance	Riepe James S	VA	D		P	61	25.38	33	2	400	3	D	-20	-23	-28	-10	-16	-14	-1	-8	2	2	6	-8	-8	-76
3/21/06 11:23	3/20/06	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	D		M.d	4,780	35.18	33	136	9	1,722	b									0	-2	9	-3	22	30
3/21/06 11:23	3/20/06	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	D		S.d	-10,440	76.82	33	-136	-7	1,722	b									0	-2	9	-3	22	30
2/23/06 13:57	2/21/06	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	D		S.m	-7,591	75.91	33	-100	-5	1,722	b									0	1	-1	2	15	28
11/23/05 12:24	11/21/05	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	DO	Vice CB,	M.d	495	35.09	33	14	1	1,822	D	83	24	24	12	17	7	3	1	1	0	1	7	10	26
11/4/05 13:33	11/3/05	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	DO	Vice CB,	S	-2,009	66.97	33	-30	-2	1,815	D	68	19	18	3	7	8	4	2	0	4	9	14	25	37
11/3/05 16:03	11/2/05	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	DO	Vice CB,	S	-4,685	66.93	33	-70	-4	1,845	D	68	20	17	1	6	10	3	3	0	1	9	14	26	38
8/4/05 13:31	8/2/05	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	DO	Vice CB,	M.d	2,414	39.98	33	60	3	1,915	M	75	46	13	19	11	3	2	2	-2	-3	-7	-2	14	22
8/4/05 13:31	8/2/05	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	DO	Vice CB,	S.d	-10,818	67.45	33	-160	-8	1,915	M	75	46	13	19	11	3	2	2	-2	-3	-7	-2	14	22
4/8/05 11:54	4/6/05	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	DO	Vice CB,	M.d	1,306	13.06	33	100	5	2,028	I	112	9	15	-1	-1	-3	0	-1	-1	-4	-3	8	9	41
4/8/05 11:54	4/6/05	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	DO	Vice CB,	S.d	-5,922	59.22	33	-100	-5	2,028	I	112	9	15	-1	-1	-3	0	-1	-1	-4	-3	8	9	41
3/11/05 16:01	3/10/05	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	DO	Vice CB,	M.d	1,306	13.06	33	100	5	2,028	I	166	16	27	3	6	2	0	-1	2	0	-5	0	4	26
3/11/05 16:01	3/10/05	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	DO	Vice CB,	S.d	-6,242	62.42	33	-100	-5	2,028	I	166	16	27	3	6	2	0	-1	2	0	-5	0	4	26
11/19/04 10:07	11/17/04	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	DO	Vice CB,	S	-1,189	59.45	33	-20	-1	2,043	I	119	45	28	22	17	6	-1	0	-2	0	4	3	1	21
3/9/04 14:59	3/8/04	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	DO	Vice CB,	M.d	980	13.06	33	75	4	2,100	D	39	115	32	29	3	4	7	1	0	-5	0	-9	-7	16
3/9/04 14:59	3/9/04	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	DO	Vice CB,	S.d	-2,075	54.95	33	-38	-2	2,100	D	39	115	32	29	3	4	7	1	0	-5	0	-9	-7	16
2/6/04 10:46	2/4/04	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	DO	Vice CB,	S.m	-6,615	50.89	33	-130	-6	2,100	M	37	96	27	22	9	-1	-5	-3	2	4	10	0	-10	21
10/16/03 13:29	10/15/03	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	DO	Vice CB,	M	842	30.73	33	27	1	2,230	D	53	59	52	10	1	0	3	1	-1	-5	2	19	21	19
9/16/03 09:38	9/12/03	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	DO	Vice CB,	S	-945	41.65	33	-23	-1	2,223	D	26	60	55	10	6	0	-1	2	2	3	3	4	26	22
9/12/03 14:16	9/11/03	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Riepe James S	MD	DO	Vice CB,	M	653	13.06	33	50	2	2,246	D	16	53	64	11	3	-3	-4	-1	1	7	1	3	29	24

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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