CIK: 1205634 - Address: C/o Saratoga Investment Corp., 535 Madison Avenue, New York, NY 10022
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S%ret111-1-10210216
S%wins10010010000050

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10/21/14 11:40
10/17/14
SARSaratoga Investment Corp.FundCEFClosed-End FundsWilliams George Cabell IIIMDDS-3014.900-2-920D26-71-1-3-4-12-1-1021021

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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