CIK: 1240474 - Address: 620 Eighth Avenue, 49Th Floor, New York, NY 10018
12 results

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S%ret414-113-10-711-0
S%wins100505050505058

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1/7/22 11:26
1/5/22
CTRClearbridge Mlp & Midstream Total Return Fund Inc.FundCEFClosed-End FundsColman Carol LNYDS-2025.510-1-571D
1/7/22 10:32
1/5/22
HIOWestern Asset High Income Opportunity Fund Inc.FundCEFClosed-End FundsColman Carol LNYDS-55.140-1-519D
8/30/21 10:34
8/27/21
HIOWestern Asset High Income Opportunity Fund Inc.FundCEFClosed-End FundsColman Carol LNYDS-135.240-3-1119D
6/9/21 18:51
6/7/21
HIOWestern Asset High Income Opportunity Fund Inc.FundCEFClosed-End FundsColman Carol LNYDS-335.230-6-2222D
6/9/21 12:39
6/7/21
EMOClearbridge Energy Midstream Opportunity Fund Inc.FundCEFClosed-End FundsColman Carol LNYDS-1424.020-1-600D
9/9/20 16:39
9/8/20
HIOWestern Asset High Income Opportunity Fund Inc.FundCEFClosed-End FundsColman Carol LNYDS-104.960-2-539D
7/30/20 18:41
7/27/20
HIOWestern Asset High Income Opportunity Fund Inc.FundCEFClosed-End FundsColman Carol LNYDS-84.810-2-441D
7/14/20 15:12
7/10/20
HIOWestern Asset High Income Opportunity Fund Inc.FundCEFClosed-End FundsColman Carol LNYDS-34.670-1-326D
9/14/15 17:22
9/10/15
CBAClearbridge American Energy Mlp Fund Inc.FundCEFClosed-End FundsColman Carol LNYDS-2311.554-2-1000D-31-35-25-23-12-2-7-7037-27-35-11
9/14/15 17:21
9/10/15
CEMClearbridge Energy Mlp Fund Inc.FundCEFClosed-End FundsColman Carol LNYDS-4221.066-2-641D-12-23-14-12-6-5-2-501-1-30-31-13
9/10/13 15:29
9/6/13
DMOWestern Asset Mortgage Defined Opportunity Fund Inc.FundCEFClosed-End FundsColman Carol LNYDS-3321.911-2-521D34-1-14-7022100041222
6/28/10 21:57
6/24/10
SCDLmp Capital & Income Fund Inc.FundCEFClosed-End FundsColman Carol LNYDS-259.821-3-1000D-2724-1-6-34-2-2-3-24152846

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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