Erickson Richard E - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	7	1	17	1	2	4	5	4	11	4
P	%wins				82	88	94	88	71	71	82

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/23/07 13:50	3/22/07	FAM	First Trust/aberdeen Global Opportunity Income Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	6	18.67	1	0	64	1	D	21	9	7	-1	1	1	0	1	1	1	3	3	-4	-3
3/23/07 13:48	3/22/07	MFD	Macquarie/first Trust Global Infrastr/util Div & Inc Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	5	26.69	1	0	79	0	D	58	33	26	5	1	1	1	2	3	4	9	3	6	-17
9/19/06 17:34	9/18/06	FVL	First Trust Value Line R 100 Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	15	14.67	1	1	161	2	D	29	10	-6	0	-1	1	2	0	1	1	5	9	21	34
12/30/05 17:52	12/28/05	MFD	Macquarie/first Trust Global Infrastr/util Div & Inc Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	3	22.15	0	0	133	0	D		12	10	0	10	6	1	0	1	1	4	3	-3	32
12/30/05 17:50	12/28/05	FVI	First Trust Value Line R & Ibbotson Equity Allocation Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	2	20.02	0	0	91	0	D
12/30/05 17:50	12/28/05	FVL	First Trust Value Line R 100 Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	5	15.61	2	0	101	1	D	19	12	18	11	12	7	1	0	1	5	5	7	4	6
12/30/05 17:49	12/28/05	FVD	First Trust Value Line Dividend Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	3	14.04	2	0	207	0	D	22	7	8	6	5	3	0	0	1	4	4	6	10	37
12/30/05 17:48	12/28/05	FFA	First Trust/fiduciary Asset Management Covered Call Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	2	16.99	2	0	112	0	D		-11	-10	-9	-3	-4	-1	-2	1	5	5	10	5	18
12/30/05 17:48	12/28/05	FEN	Energy Income & Growth Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	4	21.88	0	0	177	0	D		3	-2	-7	3	4	1	-2	1	2	3	-3	-3	24
12/30/05 17:47	12/28/05	FCT	First Trust Four Corners Senior Floating Rate Income Fund II	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	2	16.69	3	0	114	0	D		-1	2	0	2	2	1	2	1	3	4	8	10	16
12/30/05 17:46	12/28/05	FCM	First Trust/four Corners Senior Floating Rate Income Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	3	16.66	0	0	174	0	D
12/30/05 17:46	12/28/05	FAM	First Trust/aberdeen Global Opportunity Income Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	4	16.77	2	0	115	0	D		-8	-5	-6	1	-1	1	1	2	4	9	12	5	25
12/23/04 11:57	12/23/04	FAM	First Trust/aberdeen Global Opportunity Income Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	4	19.50	1	0	New	0	D						0	0	0	-3	-3	-5	-13	-8	-12
12/7/04 16:10	12/7/04	FFA	First Trust/fiduciary Asset Management Covered Call Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	2	19.59	1	0	New	0	D				-3	0	-2	-1	0	1	3	5	8	6	-1
12/7/04 16:00	12/7/04	MFD	Macquarie/first Trust Global Infrastr/util Div & Inc Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	2	20.43	1	0	New	0	D			16	11	8	6	3	1	-1	1	7	9	10	11
12/7/04 15:52	12/7/04	FVI	First Trust Value Line R & Ibbotson Equity Allocation Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	2	19.54	0	0	New	0	D
12/7/04 15:45	12/7/04	FCT	First Trust Four Corners Senior Floating Rate Income Fund II	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	2	18.15	2	0	New	0	D			-7	-5	-3	-4	-2	-1	0	1	3	8	0	-2
12/7/04 15:36	12/7/04	FCM	First Trust/four Corners Senior Floating Rate Income Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	2	18.82	0	0	New	0	D
12/7/04 15:24	12/7/04	FVD	First Trust Value Line Dividend Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	2	15.44	2	0	New	0	D		11	10	6	7	1	1	-1	0	0	2	4	3	9
12/7/04 15:17	12/7/04	FEN	Energy Income & Growth Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	2	21.99	0	0	New	0	D				6	5	1	-4	0	-1	-1	3	10	9	1
12/31/03 16:00	12/30/03	FVL	First Trust Value Line R 100 Fund	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D	P	5	16.42	2	0	New	0	D				17	9	9	7	3	1	2	4	2	-7	5

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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