Crystal Richard - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	1	1	-1	0	5	-7	33	6
P	%wins				100	0	100	100	0	100	67
S	%ret	1	1	11	0	-1	-2	-2	4	-13	-2
S	%wins				64	55	64	45	64	73	61

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/29/10 15:00	12/29/10	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	S.d	-54	27.21	1	-2	-26	6	D	156	-14	13	1	12	9	2	2	-1	-6	-7	18	-2	-39
12/29/10 15:00	12/29/10	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	M.d	40	19.99	1	2	53	6	D	156	-14	13	1	12	9	2	2	-1	-6	-7	18	-2	-39
12/22/10 15:34	12/21/10	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	S.dm	-54	26.85	1	-2	-26	6	D	123	-15	7	2	6	13	-1	0	0	2	-6	24	-1	-36
12/22/10 15:34	12/21/10	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	M.d	40	19.99	1	2	53	6	D	123	-15	7	2	6	13	-1	0	0	2	-6	24	-1	-36
9/21/10 15:09	9/21/10	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	S.d	-53	26.39	1	-2	-26	6	D	19	4	6	4	-5	15	9	4	-1	0	2	1	24	-30
9/21/10 15:09	9/21/10	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	M.d	50	19.99	1	3	76	6	D	19	4	6	4	-5	15	9	4	-1	0	2	1	24	-30
8/4/10 16:28	8/3/10	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	S.d	-88	29.24	1	-3	-36	5	D	-2	2	5	-3	11	13	11	3	-1	-6	-14	-12	-7	-14
8/4/10 16:28	8/3/10	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	M.d	80	19.99	1	4	308	5	D	-2	2	5	-3	11	13	11	3	-1	-6	-14	-12	-7	-14
12/23/09 14:18	12/23/09	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	S.d	-83	33.01	2	-3	-37	4	D	-17	188	76	27	16	-1	-1	2	2	3	-7	-21	-21	-15
12/23/09 14:18	12/23/09	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	M.d	50	19.99	2	3	139	4	D	-17	188	76	27	16	-1	-1	2	2	3	-7	-21	-21	-15
11/19/09 16:53	11/18/09	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	S.dm	-60	29.85	2	-2	-32	4	D	-27	163	115	14	19	14	8	6	1	2	2	-17	-13	-18
11/19/09 16:53	11/18/09	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	M.d	40	19.99	2	2	87	4	D	-27	163	115	14	19	14	8	6	1	2	2	-17	-13	-18
8/12/09 15:10	8/11/09	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	S.dm	-71	28.52	2	-3	-37	4	D	-41	0	114	126	33	13	0	4	4	-7	-4	0	-8	-9
8/12/09 15:10	8/11/09	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	M.d	50	19.99	2	3	139	4	D	-41	0	114	126	33	13	0	4	4	-7	-4	0	-8	-9
3/4/08 15:24	3/4/08	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	S.d	-103	44.85	2	-2	-35	4	D	124	39	-1	13	22	0	0	-4	-2	-3	-2	-29	-40	-82
3/4/08 15:24	3/4/08	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	M.d	50	19.99	2	3	139	4	D	124	39	-1	13	22	0	0	-4	-2	-3	-2	-29	-40	-82
12/28/06 15:24	12/28/06	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	S	-20	33.36	0	-1	-13	4	D	31	64	24	9	-3	-6	3	-5	3	3	11	3	60	31
12/22/06 11:02	12/21/06	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	M.d	28	28.30	0	1	27	5	D	35	73	18	15	1	-1	9	7	-3	-2	6	-5	43	23
11/17/06 14:15	11/17/06	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	S	-34	33.55	1	-1	-21	4	D	36	77	24	13	12	-2	3	1	0	0	-6	6	28	29
11/3/06 16:16	11/2/06	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	S.m	-99	33.03	1	-3	-39	5	D	53	75	26	18	13	10	3	-6	0	4	7	10	28	43
11/2/06 12:31	11/1/06	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	M.d	113	28.30	1	4	108	8	D	66	88	32	27	17	14	14	2	-5	-5	-3	0	16	21
4/29/05 12:24	4/29/05	OPY	Oppenheimer Holdings Inc	A6	Financ	FinTrd	Security Brokers, Dealers & F	Crystal Richard	NY	D	P.d	20	20.19	0	1	37	4	D	-16	-34	-5	-16	-13	-12	-10	-3	1	-1	0	5	-7	33

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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