CIK: 1251972 - Address: C/o Schroders, 7 Bryant Park, New York, NY 10018
7 results

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

P%ret313-0240-12-10-3
P%wins6710067670050
S%ret2125-2183285418
S%wins05000505025

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

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3/17/11 16:34
3/17/11
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsBock DavidNYDP5713.3104New4D6715111-3-4-7-30369-8-1
12/8/08 14:40
12/5/08
PHTPioneer High Income TrustFundCEFClosed-End FundsBock DavidPAHTrusteeS-106.951-2-1000D-51-47-49-44-15-142108-728572135
4/1/08 11:50
3/31/08
MAVPioneer Municipal High Income Advantage TrustFundCEFClosed-End FundsBock DavidPAHTrusteeS-2813.801-2-1000D3-7-83-20301471-16-28
3/28/08 17:22
3/28/08
MAVPioneer Municipal High Income Advantage TrustFundCEFClosed-End FundsBock DavidPAHTrusteeP2713.6912New2D3-7-81-7-1320281-16-27
12/5/05 11:05
11/14/05
PBFPioneer Tax Advantaged Balanced TrustFundCEFClosed-End FundsBock DavidPAHTrusteeP2412.18020D
12/5/05 10:50
11/14/05
PHHPioneer High Income TrustFundCEFClosed-End FundsBock DavidPAHTrusteeP2416.20920D20-49-2-31-10-2-10-12-2
3/8/05 12:09
3/4/05
DMXI Trax IncDEHealthHealthHealth ServicesBock DavidPAOSVP,CFOS-701.550-45-27120M

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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