Ettinger Robert M - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	5	1	20	-0	2	1	3	7	2	2
P	%wins				65	65	50	65	70	60	63

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/30/15 14:27	6/29/15	FFC	Flaherty & Crumrine Preferred Securities Income Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	H	Affiliat	P	275	18.35	3	15	32	62	D	19	2	-7	-7	-10	-7	-7	-6	1	4	0	1	13	27
6/23/15 14:13	6/22/15	DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	H	Aff. Per	P	299	21.88	2	14	55	39	D	4	3	0	-5	-6	-3	-1	0	0	0	1	6	6	19
9/16/14 17:38	9/16/14	DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	103	22.85	2	5	22	25	D		24	9	0	3	0	-1	0	0	0	-1	2	6	7
3/10/14 17:05	3/10/14	DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	144	21.82	2	7	51	20	D			11	13	6	2	0	-1	0	0	1	8	10	16
11/20/13 16:51	11/20/13	DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	159	19.94	2	8	160	13	D				-1	-2	-4	0	-1	0	1	3	11	21	28
8/16/13 14:40	8/16/13	DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	105	20.90	1	5	New	5	D					-12	-5	-2	-1	-2	-1	-5	-3	7	16
8/10/11 12:57	8/9/11	FLC	Flaherty & Crumrine/claymore Total Return Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	159	15.94	1	10	35	38	D	70	2	0	-11	-12	-11	-6	-8	3	9	9	11	19	37
8/9/11 10:20	8/8/11	FLC	Flaherty & Crumrine/claymore Total Return Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	306	16.62	1	18	186	28	D	57	-5	-7	-16	-19	-17	-14	-16	7	18	17	19	28	47
5/26/10 14:38	5/25/10	FFC	Flaherty & Crumrine/claymore Preferred Securities Income Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	142	14.20	4	10	39	35	D	20	79	18	-2	-5	-7	-6	1	3	5	8	19	23	43
12/17/07 17:07	12/17/07	PFO	Flaherty & Crumrine Preferred Income Opportunity Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	72	9.00	0	8	67	20	D	-6	-20	-17	-12	-12	-8	-10	-5	-1	3	17	3	8	-56
11/7/07 13:25	11/7/07	PFD	Flaherty & Crumrine Preferred Income Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	63	12.55	0	5	94	10	D	-7	-18	-20	-14	-11	-6	-8	-5	-5	-2	-3	3	-9	-50
11/7/07 10:03	11/6/07	PFD	Flaherty & Crumrine Preferred Income Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	17	12.66	0	1	33	5	D	-7	-18	-20	-14	-11	-6	-8	-5	-5	-2	-3	3	-9	-50
8/2/07 09:51	8/1/07	FLC	Flaherty & Crumrine/claymore Total Return Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	65	19.05	0	3	52	10	D	2	5	-8	-9	-5	-4	-3	-1	0	-1	-3	-2	-2	-24
8/2/07 09:36	8/1/07	FFC	Flaherty & Crumrine/claymore Preferred Securities Income Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	95	18.97	2	5	36	19	D	-7	2	-9	-12	-7	-5	-4	-1	1	0	-3	-3	-2	-25
10/11/05 17:16	10/11/05	FFC	Flaherty & Crumrine/claymore Preferred Securities Income Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	152	20.50	3	7	113	14	D	-1	-12	-1	-10	-10	-9	-3	-3	2	-1	3	2	-2	8
9/28/05 10:42	9/27/05	FLC	Flaherty & Crumrine/claymore Total Return Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	32	21.51	1	2	30	7	D		-2	4	0	0	-2	-2	-1	-2	-2	-3	-8	-3	2
4/26/04 15:21	4/26/04	PFO	Preferred Income Opportunity Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	DO	P	P	62	12.35	1	5	71	12	D	28	5	7	-10	-13	-9	-5	-6	-3	1	4	2	10	1
4/20/04 15:44	4/20/04	FLC	Flaherty & Crumrine/claymore Total Return Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	78	24.34	1	3	178	5	D			0	-6	-5	-5	-4	0	0	-3	-7	-3	3	-5
4/15/04 16:06	4/14/04	FLC	Flaherty & Crumrine/claymore Total Return Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	44	24.68	1	2	New	2	D			1	-4	-5	-5	-7	-4	1	1	-9	-4	2	-5
4/13/04 16:54	4/13/04	FFC	F&c/claymore Preferred Securities Income Fund Inc	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	102	25.49	4	4	155	7	D		15	9	-2	-4	-6	-7	-2	-1	0	-8	-1	6	-6

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y