TC |
Stat |
Stk |
Ins |
Fil |
+d |
+w |
+m |
+q |
+h |
+y |
avg |
|---|---|---|---|---|---|---|---|---|---|---|---|
| S | %ret | 3 | 1 | 3 | 0 | -1 | 2 | 8 | 10 | 6 | 5 |
| S | %wins | 100 | 67 | 33 | 0 | 0 | 33 | 39 |
Filing Date |
T Date |
Ticker |
Issuer | Inc | Sector |
Ind | Industry |
Owner |
oSt |
Rel |
Title |
T |
TVal |
Price |
L |
Qty |
oc |
Own |
H |
r2y |
r1y |
r6m |
r3m |
r6w |
r3w |
r7d |
r3d |
f1d |
f1w |
f1m |
f3m |
f6m |
f1y |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
3/20/14 13:55 | 12/26/13 | FMO | Fiduciary/claymore Mlp Opportunity Fund | Fund | CEF | Closed-End Funds | Friedrich Roman III | CA | DH | Trustee | S | -7 | 25.30 | 2 | 0 | -100 | 0 | D | 30 | 15 | 11 | 7 | 3 | 2 | 0 | 0 | 0 | -2 | 4 | 10 | 12 | -3 | |
3/20/14 13:53 | 12/26/13 | GGE | Guggenheim Enhanced Equity Strategy Fund | Fund | CEF | Closed-End Funds | Friedrich Roman III | CA | DH | Trustee | S | -3 | 18.47 | 0 | 0 | -100 | 0 | D | 31 | 12 | 12 | 10 | 7 | 0 | 0 | 0 | 0 | -1 | -1 | 4 | 12 | 4 | |
3/20/14 13:50 | 12/26/13 | GBAB | Guggenheim Build America Bonds Managed Duration Trust | Fund | CEF | Closed-End Funds | Friedrich Roman III | CA | DH | Trustee | S | -7 | 19.66 | 1 | 0 | -100 | 0 | D | 12 | -2 | 5 | 9 | 1 | -1 | 1 | -1 | 0 | 1 | 3 | 9 | 7 | 17 |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |