CIK: 1280303 - Address: 1290 Broadway, Suite 1100, Denver, CO 80203
15 results

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P%ret315-0053383
P%wins606010080808077

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12/2/20 21:58
12/2/20
USALiberty All Star Equity FundFundCEFClosed-End FundsBrock Thomas WCOHTrusteeP336.6805685D
11/9/20 16:38
11/9/20
USALiberty All Star Equity FundFundCEFClosed-End FundsBrock Thomas WCOHTrusteeP1616.450254580D
9/1/20 10:29
8/31/20
USALiberty All Star Equity FundFundCEFClosed-End FundsBrock Thomas WCOHTrusteeP396.19061355D
3/31/20 17:40
3/31/20
ASGLiberty All Star Growth Fund Inc.FundCEFClosed-End FundsBrock Thomas WCODP444.340102060D
4/23/19 15:11
4/23/19
USALiberty All Star Equity FundFundCEFClosed-End FundsBrock Thomas WCOHTrusteeP46.4201393I
2/20/19 16:41
2/20/19
USALiberty All Star Equity FundFundCEFClosed-End FundsBrock Thomas WCOHTrusteeP56.0901802I
11/14/18 10:09
11/13/18
USALiberty All Star Equity FundFundCEFClosed-End FundsBrock Thomas WCOHTrusteeP66.1901New1I
11/6/18 15:20
11/6/18
USALiberty All Star Equity FundFundCEFClosed-End FundsBrock Thomas WCOHTrusteeP926.120154449D
3/11/13 16:16
3/7/13
SBYSilver Bay Realty Trust Corp.MDRlEstREITReal Estate Investment TrustsBrock Thomas WMNDP9719.38851858D-4-8-611-29-12-18-19
8/10/11 15:43
8/8/11
EDFStone Harbor Emerging Markets Income FundFundCEFClosed-End FundsBrock Thomas WNYHTrusteeP4123.5722347D1-2-3-3-3-2-3231711
3/16/11 16:46
3/15/11
EDFStone Harbor Emerging Markets Income FundFundCEFClosed-End FundsBrock Thomas WNYHTrusteeP6922.99131505D-1-1-101159612
3/11/11 12:52
3/10/11
EDFStone Harbor Emerging Markets Income FundFundCEFClosed-End FundsBrock Thomas WCOHTrusteeP4823.9912New2D-3-1-12-1-22459
1/10/08 16:23
1/8/08
USALiberty All Star Equity FundFundCEFClosed-End FundsBrock Thomas WCODP85.61011017D
9/12/06 19:07
9/11/06
ASGLiberty All Star Growth Fund Inc /md/FundCEFClosed-End FundsBrock Thomas WMADP.m1004.87021New21D-2-8-5463-10124131428
9/12/06 18:57
9/11/06
USALiberty All Star Equity FundFundCEFClosed-End FundsBrock Thomas WMADP1007.42014New14D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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