Johnson Thomas Richard - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	7	-0	-2	-7	-25	-26	-21	-13
S	%wins				57	71	86	100	71	71	76

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
4/1/11 17:36	3/31/11	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		M.d	0	0.00	0	1	0	534	D	0	-34	34	37	3	12	6	5	5	3	-13	-49	-75
1/3/11 19:53	12/31/10	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		M.d	0	0.00	0	1	0	533	D	-36	-46	-10	-5	5	-5	0	3	-1	0	1	38	-31	-78
10/4/10 19:07	9/30/10	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		M.d	0	0.00	0	1	0	532	D	-62	-47	-50	-6	9	9	8	3	1	3	0	-5	33	-72
7/7/10 16:38	6/30/10	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		M.ad	0	0.00	1	1	0	531	D	-52	-37	-41	-46	-18	-14	-7	-1	2	3	-8	-9	-12	-39
7/2/10 17:59	6/30/10	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		M.d	0	0.00	1	1	3	31	D	-53	-38	-39	-45	-18	-13	-10	-6	3	4	-3	-8	-10	-34
5/3/10 18:35	4/29/10	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		M.d	0	0.00	1	1	0	520	D	-14	-7	-5	12	-8	-7	-8	-1	-3	-17	-29	-43	-46	-36
4/1/10 18:30	3/31/10	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		M.d	0	0.00	1	1	0	520	M	3	57	1	11	12	-2	-4	-3	0	0	-8	-45	-53	-37
4/1/10 18:30	3/31/10	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		S.d	0	0.00	1	-407	-44	520	M	3	57	1	11	12	-2	-4	-3	0	0	-8	-45	-53	-37
3/2/10 17:17	3/2/10	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		S	0	0.00	1	-93	-9	926	I	-8	104	-6	7	2	22	8	3	-1	3	5	-33	-52	-35
2/2/10 18:31	1/29/10	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		M.d	0	0.00	2	1	0	1,019	D	-12	43	-27	-15	0	-12	-5	-3	-1	-5	17	11	-37	-43
1/4/10 18:51	12/31/09	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		M.d	0	0.00	2	1	0	1,018	D	-36	19	2	-6	-1	3	0	0	-2	5	-10	9	-44	-50
10/30/09 18:57	10/29/09	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		M.d	0	0.00	2	1	0	1,017	D	-39	-12	-1	-14	-2	4	-9	-7	0	-5	-8	-12	-3	-46
10/1/09 18:54	9/30/09	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		M.d	0	0.00	1	1	0	1,016	D	-50	-30	45	8	-3	-8	-3	-1	-1	-2	3	-5	6	-48
8/4/09 17:59	8/4/09	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		S	-145	11.52	3	-13	-1	1,016	I	-34	-39	88	7	19	34	11	2	-4	-7	-13	-14	-25	-54
8/3/09 17:13	7/30/09	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		S.m	-1,026	11.73	3	-87	-8	1,028	I	-33	-37	95	15	14	35	18	2	-2	-8	-13	-15	-27	-55
7/31/09 17:39	7/29/09	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		M.d	0	0.00	3	1	0	1,116	D	-33	-35	83	16	14	40	21	7	0	-9	-12	-15	-28	-54
7/5/09 16:08	6/30/09	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		M.d	0	0.00	5	1	0	1,115	D	-65	-26	16	13	-22	-23	-8	-5	-3	-5	32	9	2	-38
5/1/09 16:14	4/29/09	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		M.d	0	0.00	1	1	0	1,114	D	-62	-7	-8	58	83	28	29	21	8	10	1	16	-2	-7
2/2/09 19:18	1/29/09	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		M.d	0	0.00	1	1	0	1,113	B									2	16	-32	66	91	39
10/30/08 18:45	10/29/08	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		M.d	0	0.00	2	1	0	1,112	D	-46	-31	3	-38	-14	11	22	21	-40	-43	-46	-52	-15	-16
8/4/08 16:02	8/1/08	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		S	-549	18.30	6	-30	-3	1,112	I	14	7	93	86	48	79	49	5	3	-2	-8	-35	-65	-36
7/31/08 19:17	7/29/08	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		M.d	0	0.00	6	1	0	1,142	D	7	2	84	65	41	62	54	1	4	2	-7	-41	-67	-37
11/16/06 13:08	11/16/06	CLNW	Call Now Inc	FL	PerSv	Entert	Racing, Including Track Opera	Johnson Thomas Richard	TX	DO	P CEO	M.d	53	1.59	0	33	55	94	D
5/26/06 18:34	5/24/06	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		S	-349	17.00	29	-21	-2	1,141	B									2	5	-8	-13	16	35
5/18/06 20:51	5/17/06	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		S.d	-2,326	17.00	33	-137	-11	1,161	B									1	-2	-3	-18	22	33
5/24/05 17:10	5/24/05	CLNW	Call Now Inc	FL	PerSv	Entert	Racing, Including Track Opera	Johnson Thomas Richard	TX	DO	P,CEO	P	25	7.25	0	4	15	27	D
1/14/05 17:37	1/14/05	CLNW	Call Now Inc	FL	PerSv	Entert	Racing, Including Track Opera	Johnson Thomas Richard	TX	DO	P,CEO	P	13	7.00	0	2	8	24	D
10/13/04 09:59	10/12/04	CLNW	Call Now Inc	FL	PerSv	Entert	Racing, Including Track Opera	Johnson Thomas Richard	TX	DO	P,CEO	P	16	7.90	0	2	10	22	D
9/22/04 11:15	9/22/04	CLNW	Call Now Inc	FL	PerSv	Entert	Racing, Including Track Opera	Johnson Thomas Richard	TX	DO	P,CEO	P	26	8.00	0	3	19	20	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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