Neel Carlton - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	27	0	1	3	5	9	18	6
P	%wins				70	70	78	81	85	78	77

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
4/16/15 11:16	4/15/15	ZF	Zweig Fund Inc /md/	MD	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	12	15.34	1	1	1	67	D	39	13	14	5	0	1	1	1	0	1	0	-4	-12	-9
4/15/15 14:22	4/14/15	ZTR	Zweig Total Return Fund Inc		Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	96	13.69	1	7	10	77	D	23	7	6	1	-1	0	1	0	0	0	-1	-4	-10	-3
10/29/14 10:04	10/28/14	ZTR	Zweig Total Return Fund Inc		Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	31	13.72	1	2	3	69	D	28	10	2	-2	-2	1	4	1	0	1	3	2	3	-4
10/29/14 10:04	10/28/14	ZF	Zweig Fund Inc /md/	MD	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	3	14.88	1	0	0	66	D	38	13	2	-3	-3	1	6	1	0	2	4	2	5	-2
10/20/14 10:57	10/17/14	ZF	Zweig Fund Inc /md/	MD	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	156	14.17	1	11	20	66	D	28	10	-3	-9	-8	-6	-5	2	1	6	8	7	13	2
10/20/14 10:57	10/17/14	ZTR	Zweig Total Return Fund Inc		Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	66	13.19	1	5	8	67	D	22	7	-2	-7	-6	-4	-3	0	1	3	6	6	8	-3
5/7/13 11:44	5/6/13	ZF	Zweig Fund Inc /md/	MD	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	91	13.04	1	7	15	55	D	12	11	9	5	3	2	2	1	1	2	0	6	12	23
4/30/13 13:52	4/29/13	ZTR	Zweig Total Return Fund Inc		Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	65	12.97	1	5	9	61	D	15	11	8	4	2	1	3	1	0	1	1	3	7	16
4/30/13 13:50	4/29/13	ZF	Zweig Fund Inc /md/	MD	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	26	12.72	1	2	4	48	D	8	9	7	3	1	1	3	1	1	2	4	6	13	26
4/15/13 11:57	4/12/13	ZTR	Zweig Total Return Fund Inc		Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	65	12.96	1	5	10	56	D	15	13	7	5	3	2	1	1	-1	-2	2	2	5	14
4/15/13 11:57	4/12/13	ZF	Zweig Fund Inc /md/	MD	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	64	12.85	1	5	12	46	D	11	12	5	5	3	1	2	1	-1	-3	3	4	7	22
4/12/13 09:44	4/11/13	ZF	Zweig Fund Inc /md/	MD	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	3	12.88	1	0	0	41	D	12	12	5	6	3	2	1	2	0	-4	2	3	6	24
4/11/13 15:24	4/10/13	ZTR	Zweig Total Return Fund Inc		Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	193	12.87	1	15	42	51	D	14	11	6	5	3	1	0	1	1	-2	3	2	4	17
4/10/13 10:27	4/9/13	ZTR	Zweig Total Return Fund Inc		Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	39	12.87	1	3	9	36	D	13	11	6	5	3	1	-1	0	1	0	3	3	5	17
4/8/13 11:44	4/5/13	ZF	Zweig Fund Inc /md/	MD	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	1	12.80	1	0	0	40	D	5	5	3	3	1	-1	-1	-1	1	3	4	3	10	28
4/5/13 11:42	4/4/13	ZTR	Zweig Total Return Fund Inc		Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	65	12.94	1	5	18	33	D	13	9	6	5	2	1	0	0	0	1	2	2	6	18
4/5/13 09:35	4/3/13	ZTR	Zweig Total Return Fund Inc		Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	130	12.99	1	10	56	28	D	13	9	6	5	2	1	0	0	0	1	2	2	6	18
4/5/13 09:29	4/3/13	ZF	Zweig Fund Inc /md/	MD	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	323	12.90	1	25	163	40	D	7	7	5	5	2	-1	0	0	-1	2	2	2	10	28
12/19/12 12:53	12/17/12	ZF	Zweig Fund Inc /md/	MD	Fund	CEF	Closed-End Funds	Neel Carlton	NY	O	Portfoli	P	73	12.00	1	6	66	15	D	11	13	5	-3	-2	0	1	1	0	0	6	8	8	28
1/8/10 11:28	3/10/09	ZTR	Zweig Total Return Fund Inc		Fund	CEF	Closed-End Funds	Neel Carlton	NY	O	EVP	P.a	10	2.68	0	4	10	39	I	10	28	26	7	4	3	1	1	1	0	-4	2	-2	-1
1/8/10 11:16	3/10/09	ZF	Zweig Fund Inc /md/	MD	Fund	CEF	Closed-End Funds	Neel Carlton	NY	O	EVP	P.a	53	2.16	0	25		22	I	-10	32	36	11	7	4	2	3	-1	-1	-9	4	-6	10
3/11/09 11:14	3/10/09	ZTR	Zweig Total Return Fund Inc		Fund	CEF	Closed-End Funds	Neel Carlton	NY	O	EVP	P	10	2.68	0	4	10	39	O									6	11	17	28	45	58
3/11/09 11:04	3/10/09	ZF	Zweig Fund Inc /md/	MD	Fund	CEF	Closed-End Funds	Neel Carlton	NY	O	EVP	P	53	2.16	0	25	999%	27	O									7	10	19	40	52	76
10/10/08 11:43	10/8/08	ZTR	Zweig Total Return Fund Inc		Fund	CEF	Closed-End Funds	Neel Carlton	NY	O	EVP	P	49	3.06	1	16	194	24	I	-36	-35	-34	-31	-31	-25	-21	-15	-4	10	22	22	20	48
5/7/04 15:30	5/6/04	ZTR	Zweig Total Return Fund Inc		Fund	CEF	Closed-End Funds	Neel Carlton	NY	O	SVP	P	51	5.14	0	10	New	10	D	-16	-8	6	1	-1	-2	-3	0	-1	-4	-1	-1	8	11
5/7/04 15:22	5/6/04	ZF	Zweig Fund Inc /md/	MD	Fund	CEF	Closed-End Funds	Neel Carlton	NY	O	EVP	P.a	50	4.97	0	10	New	10	D	-29	4	7	1	1	-2	-2	-1	-3	-4	-2	-6	13	14
5/7/04 14:50	5/6/04	ZF	Zweig Fund Inc /md/	MD	Fund	CEF	Closed-End Funds	Neel Carlton	NY	O	EVP	P	51	5.14	0	10	New	10	D	-29	4	7	1	1	-2	-2	-1	-3	-4	-2	-6	13	14

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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