Chai Nelson - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	2	1	19	-1	-4	-7	-12	-17	-24	-11
S	%wins				100	89	74	100	95	95	92

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/18/23 18:24	10/16/23	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	8	3	299	D
9/19/23 18:06	9/16/23	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	8	3	296	D
8/22/23 18:50	8/21/23	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	S	-4,505	45.05	0	-100	-26	292	D
8/18/23 19:35	8/16/23	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	8	2	392	D
7/18/23 16:47	7/16/23	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	8	2	388	D
6/21/23 21:40	6/16/23	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	8	2	384	D
5/18/23 18:56	5/16/23	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	8	2	380	D
4/18/23 18:59	4/16/23	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	8	2	377	D
3/21/23 11:53	3/16/23	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	5	1	373	D
2/21/23 21:53	2/16/23	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	5	1	370	D
1/18/23 21:43	1/16/23	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	5	1	368	D
12/20/22 19:52	12/16/22	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	5	1	365	D
11/18/22 17:47	11/16/22	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	5	1	363	D
10/18/22 16:55	10/16/22	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	5	1	360	D
9/20/22 19:20	9/16/22	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	5	1	358	D
8/18/22 18:47	8/16/22	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	5	1	359	D
7/19/22 18:39	7/16/22	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	5	1	359	D
6/21/22 18:24	6/16/22	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	5	1	359	D
5/18/22 18:00	5/16/22	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	5	1	360	D
4/19/22 18:40	4/16/22	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	5	1	360	D
3/18/22 21:54	3/16/22	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	213	144	361	D
3/18/21 19:59	3/16/21	UBER	Uber Technologies, Inc	DE	BizSv	BizSv	Business Services	Chai Nelson	CA	O	CFO	M.d	0	0.00	0	100	78	228	D
7/31/08 16:35	7/29/08	MER	Merrill Lynch & Co Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Chai Nelson	NY	O	EVP,CFO	P	511	22.50	0	23	19	143	D
4/19/07 18:05	4/17/07	NYX	Nyse Euronext	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	CFO,Mgmt	S	-46	92.93	33	-1	-2	32	D	451	27	27	-11	13	-3	-2	0	0	-6	-11	-13	-12	-26
4/19/07 18:05	4/17/07	NYX	Nyse Euronext	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	CFO,Mgmt	M.d	157	15.72	33	10	44	33	D	451	27	27	-11	13	-3	-2	0	0	-6	-11	-13	-12	-26
4/19/07 18:05	4/17/07	NYX	Nyse Euronext	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	CFO,Mgmt	S.d	-883	92.96	33	-10	-23	33	D	451	27	27	-11	13	-3	-2	0	0	-6	-11	-13	-12	-26
4/5/07 19:24	4/3/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	M.d	134	13.41	33	10	45	32	D	476	25	32	4	5	18	6	4	-1	-3	-13	-24	-15	-29
4/5/07 19:24	4/3/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	S.d	-939	95.85	33	-10	-23	32	D	476	25	32	4	5	18	6	4	-1	-3	-13	-24	-15	-29
4/5/07 19:24	4/3/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	S	-19	95.64	33	0	-1	32	D	476	25	32	4	5	18	6	4	-1	-3	-13	-24	-15	-29
3/22/07 17:23	3/20/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	S	-183	83.31	33	-2	-6	32	D	367	2	30	-10	-9	8	5	8	0	10	5	-11	-20	-27
3/22/07 17:22	3/20/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	M.d	134	13.41	33	10	41	34	D	367	2	30	-10	-9	8	5	8	0	10	5	-11	-20	-27
3/22/07 17:22	3/20/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	S.d	-650	83.38	33	-8	-19	34	D	367	2	30	-10	-9	8	5	8	0	10	5	-11	-20	-27
3/9/07 15:59	3/6/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	S	-269	81.48	33	-3	-9	32	D	345	32	39	-12	-15	-2	0	5	0	-2	14	-5	-15	-28
3/8/07 18:20	3/6/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	M.d	134	13.41	33	10	39	35	D	339	24	40	-14	-18	-7	-7	2	0	-3	15	-2	-14	-27
3/8/07 18:20	3/6/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	S.d	-547	81.57	33	-7	-16	35	D	339	24	40	-14	-18	-7	-7	2	0	-3	15	-2	-14	-27
3/8/07 18:19	3/6/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	M.d	134	13.41	33	10	39	35	D	339	24	40	-14	-18	-7	-7	2	0	-3	15	-2	-14	-27
3/8/07 18:19	3/6/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	S.d	-547	81.57	33	-7	-16	35	D	339	24	40	-14	-18	-7	-7	2	0	-3	15	-2	-14	-27
2/22/07 18:36	2/20/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	S	-586	88.78	33	-7	-17	32	D	371	60	62	0	-11	-6	2	8	-2	-9	-6	-7	-21	-28
2/22/07 18:35	2/20/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	M.d	134	13.41	33	10	35	39	D	371	60	62	0	-11	-6	2	8	-2	-9	-6	-7	-21	-28
2/22/07 18:35	2/20/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	S.d	-302	88.87	33	-3	-8	39	D	371	60	62	0	-11	-6	2	8	-2	-9	-6	-7	-21	-28
2/8/07 14:04	2/6/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	S	-468	98.78	33	-5	-13	32	D	417	63	60	19	0	-4	-3	-3	0	-8	-13	-13	-21	-27
2/8/07 14:03	2/6/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	M.d	134	13.41	33	10	37	37	D	417	63	60	19	0	-4	-3	-3	0	-8	-13	-13	-21	-27
2/8/07 14:03	2/6/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	S.d	-517	98.31	33	-5	-13	37	D	417	63	60	19	0	-4	-3	-3	0	-8	-13	-13	-21	-27
1/25/07 15:42	1/23/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	S	-719	97.19	33	-7	-19	32	D	407	96	61	38	6	8	-4	1	-2	-1	-10	-15	-24	-24
1/25/07 15:42	1/23/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	M.d	134	13.41	33	10	34	39	D	407	96	61	38	6	8	-4	1	-2	-1	-10	-15	-24	-24
1/25/07 15:42	1/23/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	S.dm	-253	97.38	33	-3	-6	39	D	407	96	61	38	6	8	-4	1	-2	-1	-10	-15	-24	-24
1/11/07 15:54	1/9/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	M.d	119	11.88	33	10	34	39	D	448	100	66	39	7	7	11	6	-1	-7	-15	-13	-25	-23
1/11/07 15:54	1/9/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	S.d	-272	104.66	33	-3	-6	39	D	448	100	66	39	7	7	11	6	-1	-7	-15	-13	-25	-23
1/11/07 15:54	1/9/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	S	-452	105.07	33	-4	-11	35	D	448	100	66	39	7	7	11	6	-1	-7	-15	-13	-25	-23
1/11/07 15:54	1/9/07	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	S	-327	105.57	33	-3	-9	32	D	448	100	66	39	7	7	11	6	-1	-7	-15	-13	-25	-23
5/12/06 14:59	5/10/06	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	S	-2,836	61.50	33	-46	-59	32										-5	-12	-28	-21	13	12
5/1/06 16:10	4/27/06	NYX	Nyse Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	NY	O	EVP,CFO	M.d	810	8.68	33	93		78										2	7	-8	0	15	29
1/4/06 19:59	12/30/05	AX	Archipelago Holdings Inc		Financ	FinTrd	Security & Commodity Brokers,	Chai Nelson	IL	O	CFO	M.d	0	0.00	0	53		32

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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