| TC | Stat | Stk | Ins | Fil | +d | +w | +m | +q | +h | +y | avg | 
|---|
| Filing Date | T Date | Ticker | Issuer | Inc | Sector | Ind | Industry | Owner | oSt | Rel | Title | T | TVal | Price | L | Qty | oc | Own | H | r2y | r1y | r6m | r3m | r6w | r3w | r7d | r3d | f1d | f1w | f1m | f3m | f6m | f1y | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 11/20/08 14:50 | 11/19/08 | PCAP | Patriot Capital Funding, Inc. | Fund | CEF | Closed-End Funds | Drogin Steven | CT | D | P | 10 | 2.40 | 0 | 4 | 61 | 11 | I | ||||||||||||||||
| 11/13/08 13:43 | 11/12/08 | PCAP | Patriot Capital Funding, Inc. | Fund | CEF | Closed-End Funds | Drogin Steven | CT | D | P | 10 | 2.61 | 0 | 4 | 200 | 6 | I | ||||||||||||||||
| 3/13/07 10:14 | 3/9/07 | PCAP | Patriot Capital Funding, Inc. | Fund | CEF | Closed-End Funds | Drogin Steven | CT | D | P | 14 | 13.96 | 0 | 1 | 100 | 2 | I | ||||||||||||||||
| 7/29/05 16:36 | 7/28/05 | PCAP | Patriot Capital Funding, Inc. | Fund | CEF | Closed-End Funds | Drogin Steven | CT | D | P | 14 | 14.17 | 0 | 1 | New | 1 | D | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |