Erikson Dana - Insider Stock Trading - OpenInsider

CIK: 1343866 - Address: Hyperion Brookfield Asset Mgmt., Inc., 3 Wfc, 200 Vesey Street, 10Th Floor, New York, NY 10281-1010

18 results

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	6	1	14	1	2	5	12	22	33	12
P	%wins				93	93	100	100	100	100	98

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/10/10 12:13	12/6/10	HHY	Helios High Yield Fund		Fund	CEF	Closed-End Funds	Erikson Dana	NY	O	VP	P	10	9.07	0	1	New	1	D	108	29	15	2	-3	-1	-1	-1	0	3	2	6	18	18
9/22/09 09:44	9/18/09	HIH	Helios High Income Fund, Inc		Fund	CEF	Closed-End Funds	Erikson Dana	NY	O	VP	P.a	6	6.37	0	1	37	4	D	-78	32	37	12	-4	4	5	3	1	0	1	4	14	23
9/22/09 09:35	9/18/09	HSA	Helios Strategic Income Fund, Inc		Fund	CEF	Closed-End Funds	Erikson Dana	NY	O	VP	P.a	5	4.96	0	1	42	3	D	-82	28	28	-1	-14	-3	1	1	1	2	5	7	14	21
9/22/09 09:25	9/18/09	HMH	Helios Multi-Sector High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Erikson Dana	NY	O	VP	P.a	5	4.40	0	1	48	4	D	-85	41	42	11	-2	1	3	1	0	2	5	6	17	25
9/22/09 08:57	9/21/09	HAV	Helios Advantage Income Fund, Inc.		Fund	CEF	Closed-End Funds	Erikson Dana	NY	O	VP	P.a	6	6.25	0	1	48	3	D	-78	26	34	8	-4	3	2	0	3	4	5	6	17	25
9/21/09 15:09	9/18/09	HSA	Helios Strategic Income Fund, Inc		Fund	CEF	Closed-End Funds	Erikson Dana	NY	O	VP	P	5	4.96	0	1	8	13	D	-82	54	44	-2	-14	-5	2	3	0	1	4	7	13	22
9/21/09 15:03	9/18/09	HMH	Helios Multi-Sector High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Erikson Dana	NY	O	VP	P	5	4.40	0	1	10	14	D	-86	51	48	6	1	0	2	1	0	2	6	6	15	27
9/21/09 14:40	9/18/09	HIH	Helios High Income Fund, Inc		Fund	CEF	Closed-End Funds	Erikson Dana	NY	O	VP	P	6	6.37	0	1	7	14	D	-78	65	47	8	-5	0	4	2	2	2	2	6	18	26
9/21/09 14:34	9/18/09	HAV	Helios Advantage Income Fund, Inc.		Fund	CEF	Closed-End Funds	Erikson Dana	NY	O	VP	P	6	6.25	0	1	10	12	D	-79	49	48	10	-2	2	3	1	0	3	4	6	16	27
3/25/09 15:04	3/25/09	HMH	Helios Multi-Sector High Income Fund Inc		Fund	CEF	Closed-End Funds	Erikson Dana	NY	O	VP	P	5	0.6992	0	7	126	13										3	3	6	26	38	63
3/25/09 14:59	3/25/09	HIH	Helios High Income Fund Inc		Fund	CEF	Closed-End Funds	Erikson Dana	NY	O	VP	P	5	0.9985	0	5	60	13										3	0	8	27	43	62
3/25/09 14:54	3/25/09	HSA	Helios Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	Erikson Dana	NY	O	VP	P	6	0.8883	0	6	110	12										-1	-3	5	30	27	45
3/25/09 14:48	3/25/09	HAV	Helios Advantage Income Fund, Inc.		Fund	CEF	Closed-End Funds	Erikson Dana	NY	O	VP	P	5	0.9990	0	5	91	11										3	2	9	30	41	62
10/10/08 09:02	10/9/08	RSF	Rmk Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	Erikson Dana	NY	O	VP	P	5	0.8699	0	6	New	6	D
10/10/08 08:56	10/9/08	RMH	Rmk Multi-Sector High Income Fund Inc		Fund	CEF	Closed-End Funds	Erikson Dana	NY	O	VP	P	5	0.8710	0	6	New	6	D
10/10/08 08:50	10/9/08	RHY	Rmk High Income Fund Inc		Fund	CEF	Closed-End Funds	Erikson Dana	NY	O	VP	P	5	0.5865	0	8	New	8	D
10/10/08 08:44	10/9/08	RMA	Rmk Advantage Income Fund, Inc.		Fund	CEF	Closed-End Funds	Erikson Dana	NY	O	VP	P	5	0.9100	0	6	New	6	D
7/24/06 11:23	7/24/06	ERC	Evergreen Managed Income Fund		Fund	CEF	Closed-End Funds	Erikson Dana	MA	H	Portfoli	P	12	16.20	1	1	New	1	D	9	2	3	2	1	1	0	1	0	0	2	6	11	11

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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