Pendergraft Philip A - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	3	-2	1	-1	-30	-24	-40	-16
P	%wins				33	67	67	33	33	0	39
S	%ret	1	1	8	2	1	-4	-16	-24	-35	-13
S	%wins				25	38	63	88	75	75	60

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/2/12 17:20	5/1/12	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	M.d	0	0.00	0	0	0	884	D
2/2/12 16:25	1/31/12	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	M.d	0	0.00	0	0	0	884	D	-83	-72	-50	14	35	18	-1	-8	2	-2	-15
11/2/11 18:53	10/31/11	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	M.d	0	0.00	0	0	0	872	D	-88	-74	-79	-56	-37	-12	-6	-5	-4	-8	-11	29
8/2/11 18:23	7/31/11	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	M.d	0	0.00	1	0	0	872	D	-74	-43	-37	-49	-15	-14	-11	-5	-2	-29	-23	-51	-45
7/5/11 19:24	5/13/11	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	P.a	52	3.44	2	15	2	871	D	-61	-37	-29	-50	-4	-8	-3	-7	0	-1	-19	-58	-67
5/13/11 16:02	5/13/11	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	P	50	3.33	2	15	2	886	D	-70	-60	-36	-45	-54	-49	-46	-43	-3	5	14	-44	-72
5/3/11 16:57	5/1/11	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	M.d	0	0.00	0	0	0	856	D	-41	-37	16	25	-4	-14	-2	-2	-4	-6	-36	-47	-76
2/2/11 17:34	1/31/11	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	M.d	0	0.00	0	0	0	818	D	-19	-40	-2	-2	3	1	6	4	1	5	30	13	-46	-74
11/2/10 17:34	10/31/10	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	M.d	0	0.00	1	0	0	819	D	-57	-47	-44	-1	9	-3	-2	-2	3	5	7	10	25	-65
8/3/10 16:56	7/31/10	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	M.d	0	0.00	1	0	0	821	D	-71	-55	-38	-44	-16	-9	-11	-1	1	1	-10	0	-8	-41
5/4/10 17:31	4/30/10	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	M.d	0	0.00	1	0	0	823	D	-14	-7	-6	11	-10	-7	-6	-2	-3	-12	-26	-41	-43	-34
2/3/10 18:42	1/30/10	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	M.ad	0	0.00	2	0	0	849	M	-14	36	-28	-13	-3	-11	-4	-2	-1	-3	21	10	-38	-39
2/2/10 18:39	1/30/10	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	M.d	0	0.00	2	0	0	859	D	-12	43	-27	-15	0	-12	-5	-3	-1	-5	17	11	-37	-43
11/3/09 17:19	10/30/09	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	M.d	0	0.00	2	0	0	859	D	-39	36	-14	-15	-6	-3	-8	-2	-1	-1	-3	-9	-4	-48
8/3/09 17:32	7/30/09	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	M.d	0	0.00	3	0	0	858	D	-33	-37	95	15	14	35	18	2	-2	-8	-13	-15	-27	-55
5/4/09 16:13	4/30/09	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	M.d	0	0.00	1	0	0	858	D	-64	-8	-11	70	87	27	33	15	3	9	-1	7	-10	-15
2/2/09 19:17	1/30/09	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	M.d	0	0.00	1	0	0	857	B									2	16	-32	66	91	39
11/3/08 17:49	10/30/08	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	M.d	0	0.00	3	0	0	826	D	-71	-55	-34	-62	-52	-37	-29	-35	-3	-9	-14	-18	51	30
2/13/08 20:32	2/12/08	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	P	55	11.00	4	5	1	850	M		-61	-41	-36	-24	1	10	-3	-3	0	1	11	67	-40
6/18/07 19:24	6/15/07	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	S	-61	27.19	5	-2	0	875	I		49	17	-1	-3	4	-2	1	0	-1	-24	-36	-46	-48
5/17/07 17:28	5/15/07	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	S	-60	26.71	6	-2	0	882	I			18	-8	-15	-9	-3	-3	1	3	3	-37	-35	-52
4/17/07 18:22	4/16/07	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	S	-32	31.56	4	-1	0	1,724	I			69	14	26	11	4	8	0	-10	-25	-43	-46	-75
3/16/07 17:36	3/15/07	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	S	-27	26.83	8	-1	0	1,736	I			45	20	1	-11	3	-2	2	5	19	-1	-40	-61
2/16/07 17:58	2/15/07	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	S	-29	28.68	3	-1	0	1,737	I			75	31	10	15	4	6	4	7	-4	-9	-40	-63
1/18/07 18:17	1/16/07	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	S	-29	28.87	5	-1	0	1,739	I			70	38	24	15	5	3	3	1	11	29	-23	-50
5/26/06 18:37	5/24/06	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	S	-269	17.00	29	-16	-2	934	P									2	5	-8	-13	16	35
5/18/06 21:14	5/17/06	PNSN	Penson Worldwide Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	S.d	-1,793	17.00	33	-105	-10	949	P									1	-2	-3	-18	22	33

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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