12/21/21 18:51 | 12/17/21 | GAB.M | Gabelli Equity Trust Inc | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | DH | Control | P | 300 | 100.00 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
8/13/21 16:45 | 5/19/21 | GLU | Gabelli Global Utility & Income Trust | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 25 | 22.30 | 0 | 1 | 999% | 1 | D | | | | | | | | | | | | | | |
7/16/19 13:51 | 7/12/19 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 6 | 10.40 | 0 | 1 | 11 | 6 | I | | | | | | | | | | | | | | |
7/12/19 15:57 | 7/10/19 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P.m | 19 | 10.36 | 0 | 2 | 48 | 6 | I | | | | | | | | | | | | | | |
5/30/18 14:37 | 5/25/18 | GDV | Gabelli Dividend & Income Trust | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 25 | 22.52 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
5/30/18 14:28 | 5/25/16 | GAB | Gabelli Equity Trust Inc | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 25 | 6.31 | 0 | 4 | New | 4 | D | | | | | | | | | | | | | | |
11/8/17 14:40 | 6/8/16 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 25 | 10.86 | 0 | 2 | 37 | 9 | I | | | | | | | | | | | | | | |
10/5/17 18:24 | 6/22/17 | BCV | Bancroft Fund Ltd | DE | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P.m | 38 | 22.00 | 0 | 2 | 116 | 3 | I | | | | | | | | | | | | | | |
9/19/17 14:32 | 9/18/17 | ECF.A | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 6 | 25.00 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
9/15/16 17:48 | 9/13/16 | GCV | Gabelli Convertible & Income Securities Fund Inc | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P.m | 20 | 4.69 | 0 | 4 | New | 4 | D | -8 | 4 | 11 | 7 | -1 | -3 | -2 | -1 | 0 | 1 | 2 | 1 | 9 | |
9/9/16 18:11 | 5/27/16 | BCV | Bancroft Fund Ltd | DE | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 25 | 18.43 | 0 | 1 | New | 1 | D | 13 | 13 | 23 | 12 | 5 | 2 | 2 | 2 | 0 | 3 | 1 | 2 | 6 | |
9/9/16 17:06 | 5/27/16 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 10 | 10.45 | 0 | 1 | 68 | 2 | D | 5 | 9 | 7 | 2 | 2 | 1 | 1 | 1 | 0 | -1 | -1 | -2 | 5 | |
9/9/16 16:56 | 5/27/16 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 25 | 7.75 | 0 | 3 | New | 3 | D | 15 | 14 | 17 | 8 | 2 | 1 | 0 | 0 | 0 | 0 | -1 | 0 | 6 | |
9/8/16 16:32 | 9/6/16 | GGO.G | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 30 | 24.25 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
1/8/15 16:49 | 9/3/14 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 15 | 10.50 | 0 | 1 | New | 1 | D | | | -2 | 2 | -1 | 3 | -2 | -1 | -1 | -2 | 0 | 5 | 0 | -3 |
5/21/14 19:40 | 5/19/14 | GNT | Gamco Natural Resources, Gold & Income Trust | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 12 | 10.83 | 1 | 1 | 100 | 2 | D | -6 | -2 | 1 | 4 | 3 | 2 | 0 | -1 | 1 | -2 | 6 | 10 | -16 | -15 |
5/21/14 11:08 | 5/19/14 | GGT | Gabelli Multimedia Trust Inc. | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 12 | 10.38 | 1 | 1 | 44 | 4 | D | 86 | 14 | 4 | -3 | -2 | 3 | 1 | 1 | 0 | 3 | 1 | 0 | 0 | 5 |
5/21/14 10:18 | 5/19/14 | GUT | Gabelli Utility Trust | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 12 | 7.04 | 1 | 2 | 77 | 4 | D | 5 | 11 | 13 | 8 | 5 | 3 | 1 | 1 | 0 | 3 | 5 | 4 | 7 | 10 |
7/30/13 11:46 | 7/29/13 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 8 | 9.00 | 1 | 1 | 33 | 3 | D | 41 | 29 | 14 | 3 | -4 | -1 | -3 | -3 | 1 | 4 | 1 | 5 | 10 | 14 |
3/12/13 17:32 | 3/8/13 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 15 | 9.47 | 0 | 2 | 160 | 3 | D | 35 | 27 | 10 | 4 | 4 | 1 | 3 | 1 | 1 | 0 | 6 | 11 | 9 | 27 |
3/8/13 13:42 | 3/6/13 | GGT | Gabelli Multimedia Trust Inc. | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 15 | 8.86 | 1 | 2 | 170 | 3 | D | 27 | 37 | 25 | 17 | 4 | 1 | 2 | 1 | 1 | 1 | 2 | 8 | 13 | 39 |
3/7/13 14:41 | 3/5/13 | GNT | Gamco Natural Resources, Gold & Income Trust by Gabelli | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 15 | 13.55 | 2 | 1 | New | 1 | D | -18 | -7 | -2 | -1 | -7 | -5 | 1 | 0 | 0 | 0 | -3 | -5 | -7 | -8 |
3/7/13 14:38 | 3/5/13 | GUT | Gabelli Utility Trust | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 15 | 6.78 | 1 | 2 | New | 2 | D | 22 | -8 | -15 | 1 | 1 | 0 | 4 | 1 | 0 | -1 | 3 | -4 | -3 | 8 |
8/31/12 11:11 | 8/30/12 | GGT | Gabelli Multimedia Trust Inc. | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 7 | 7.35 | 0 | 1 | New | 1 | D | 30 | 17 | 8 | 17 | 4 | 1 | 0 | 1 | 1 | 3 | 8 | 8 | 27 | 41 |
8/31/12 11:00 | 8/30/12 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Nakamura Kuni | NY | D | | P | 9 | 8.77 | 0 | 1 | New | 1 | D | 47 | 26 | 14 | 13 | 2 | 2 | 2 | 1 | 0 | 2 | 5 | 7 | 10 | 21 |
4/17/07 19:27 | 4/13/07 | LGL | Lgl Group Inc | IN | Electr | ElcPrt | Electronic Components | Nakamura Kuni | CT | D | | P | 12 | 12.06 | 0 | 1 | New | 1 | D | 46 | 58 | 67 | 64 | 72 | 37 | 35 | 11 | 1 | 4 | 0 | -1 | -20 | -37 |