CIK: 1400143 - Address: Confluence Investment Management LLC, 20 Allen Avenue, Suite 300, St. Louis, MO 63119
1 results

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

S%ret111110-11-11-17-3
S%wins0100100010010067

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y

12/30/14 14:17
12/29/14
FGBFirst Trust Specialty Finance & Financial Opportunities FundFundCEFClosed-End FundsWinter Daniel T.MOHOfficer-S-117.580-1-780M174-2-7-5-551110-11-11-17

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
Return to top

Contact