Godshall Douglas Evan - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	3	-3	2	3	59	29	16	18
P	%wins				67	67	67	100	67	33	67
S	%ret	1	1	42	1	0	1	5	13	12	5
S	%wins				64	57	43	45	39	42	48

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/16/24 20:02	2/15/24	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	34	3.42	0	10	7	163	D
2/16/24 20:02	2/15/24	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-2,316	231.56	0	-10	-6	163	D
1/18/24 20:15	1/16/24	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	34	3.42	0	10	7	153	D
1/18/24 20:15	1/16/24	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-2,176	217.59	0	-10	-6	153	D
1/8/24 20:18	1/5/24	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	34	3.42	0	10	8	141	D
1/8/24 20:18	1/5/24	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-2,001	200.05	0	-10	-7	141	D
12/18/23 20:09	12/15/23	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	17	3.42	0	5	4	141	D
12/18/23 20:09	12/15/23	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-939	187.80	0	-5	-3	141	D
11/17/23 20:00	11/15/23	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-870	174.08	0	-5	-3	141	D
11/17/23 20:00	11/15/23	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	17	3.42	0	5	4	141	D
10/17/23 20:10	10/16/23	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	34	3.42	0	10	8	142	D
10/17/23 20:10	10/16/23	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-2,008	200.78	0	-10	-7	142	D
9/19/23 20:10	9/15/23	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	34	3.42	0	10	8	142	D
9/19/23 20:10	9/15/23	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-2,129	212.86	0	-10	-7	142	D
8/25/23 20:09	8/24/23	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	34	3.42	0	10	8	142	D
8/25/23 20:09	8/24/23	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-2,146	214.62	0	-10	-7	142	D
2/22/23 20:17	2/21/23	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-5,635	187.84	0	-30	-17	145	D
2/22/23 20:17	2/21/23	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	102	3.42	0	30	26	145	D
12/2/22 20:19	11/14/22	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.ad	102	3.42	0	30	27	143	D
12/2/22 20:18	8/11/22	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.ad	102	3.42	0	30	27	143	D
11/16/22 20:03	11/14/22	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S	-7,224	240.81	0	-30	-27	83	D
8/12/22 20:32	8/11/22	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S	-8,418	280.60	0	-30	-21	113	D
6/8/22 20:24	6/6/22	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	25	3.42	0	7	5	143	D
6/8/22 20:24	6/6/22	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-1,312	177.32	0	-7	-5	143	D
6/1/22 19:01	5/27/22	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	9	3.42	0	3	2	143	D
6/1/22 19:01	5/27/22	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-455	175.06	0	-3	-2	143	D
5/13/22 20:19	5/13/22	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	17	3.42	0	5	4	143	D
5/13/22 20:19	5/13/22	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-750	150.00	0	-5	-3	143	D
5/12/22 20:15	5/11/22	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	51	3.42	0	15	12	143	D
5/12/22 20:15	5/11/22	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-2,113	140.87	0	-15	-9	143	D
11/22/21 21:00	11/18/21	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	154	3.42	0	45	49	137	D
11/22/21 21:00	11/18/21	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-9,328	207.28	0	-45	-25	137	D
8/27/21 21:24	8/26/20	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.ad	58	3.42	0	17	21	98	D
8/27/21 21:24	8/26/20	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.ad	-1,020	60.01	0	-17	-15	98	D
8/20/21 17:01	8/18/21	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	154	3.42	0	45	49	137	D
8/20/21 17:01	8/18/21	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-8,463	188.08	0	-45	-25	137	D
6/23/21 17:39	6/22/21	EYPT	Eyepoint Pharmaceuticals, Inc.	DE	Electr	LabEq	Laboratory Analytical Instrum	Godshall Douglas Evan	MA	D		M.d	0	0.00	0	3	45	8	D
5/20/21 21:04	5/18/21	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	154	3.42	0	45	49	137	D
5/20/21 21:04	5/18/21	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-7,171	159.36	0	-45	-25	137	D
3/2/21 19:22	2/28/21	EYPT	Eyepoint Pharmaceuticals, Inc.	DE	Electr	LabEq	Laboratory Analytical Instrum	Godshall Douglas Evan	MA	D		M.d	0	0.00	0	2	53	6	D
2/22/21 20:38	2/18/21	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	154	3.42	0	45	48	139	D
2/22/21 20:38	2/18/21	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-5,488	121.96	0	-45	-24	139	D
11/18/20 21:08	11/16/20	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.dm	956	3.42	0	280		98	D
11/18/20 21:08	11/16/20	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.dm	-26,476	94.56	0	-280	-74	98	D
8/28/20 19:40	8/27/20	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	3	3.42	0	1	1	98	D
8/28/20 19:40	8/27/20	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-51	60.00	0	-1	-1	98	D
8/25/20 19:19	8/24/20	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.dm	199	3.42	0	58	144	98	D
8/25/20 19:19	8/24/20	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.dm	-3,490	60.05	0	-58	-37	98	D
8/21/20 21:51	8/20/20	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.dm	150	3.42	0	44	81	98	D
8/21/20 21:51	8/20/20	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.dm	-2,642	60.01	0	-44	-31	98	D
8/5/20 21:49	8/3/20	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.dm	102	3.42	0	30	44	98	D
8/5/20 21:49	8/3/20	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.dm	-1,500	50.01	0	-30	-23	98	D
5/19/20 16:14	5/15/20	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	102	3.42	0	30	44	98	D
5/19/20 16:14	5/15/20	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-1,259	41.95	0	-30	-23	98	D
2/19/20 20:47	2/18/20	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	102	3.42	0	30	43	100	D
2/19/20 20:47	2/18/20	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-1,297	43.23	0	-30	-23	100	D
11/22/19 17:09	11/21/19	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	M.d	102	3.42	0	30		16	D
11/22/19 17:09	11/21/19	SWAV	Shockwave Medical, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	CA	DO	P,CEO	S.d	-1,123	37.42	0	-30	-65	16	D
6/24/19 16:29	6/21/19	EYPT	Eyepoint Pharmaceuticals, Inc.	DE	Electr	LabEq	Laboratory Analytical Instrum	Godshall Douglas Evan	MA	D		M.d	0	0.00	0	7	23	36	D
4/1/19 08:20	3/29/19	EYPT	Eyepoint Pharmaceuticals, Inc.	DE	Electr	LabEq	Laboratory Analytical Instrum	Godshall Douglas Evan	MA	D		P	30	1.75	0	17	136	30	D
9/21/18 16:19	9/19/18	VTL	Vital Therapies Inc	DE	Health	Drug	Pharmaceutical Preparations	Godshall Douglas Evan	CA	D		S	-24	0.3487	0	-69	-100	0	D
6/29/18 16:00	6/27/18	EYPT	Eyepoint Pharmaceuticals, Inc.	DE	Electr	LabEq	Laboratory Analytical Instrum	Godshall Douglas Evan	MA	D		M.d	0	0.00	0	13	New	13	D
2/26/16 17:01	2/24/16	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	0	0.00	18	6	7	84	D	-70	-67	-62	-36	14	-26	-12	-12	-1	-8	-9	-9
2/26/16 17:01	2/25/16	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-58	29.20	18	-2	-2	84	D	-70	-67	-62	-36	14	-26	-12	-12	-1	-8	-9	-9
2/25/16 17:07	2/23/16	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	0	0.00	18	3	4	81	D	-68	-64	-59	-31	22	-19	-2	-3	8	11	1	-1	86
2/25/16 17:07	2/24/16	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-37	32.35	18	-1	-1	81	D	-68	-64	-59	-31	22	-19	-2	-3	8	11	1	-1	86
2/9/16 17:01	2/7/16	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	0	0.00	31	5	7	79	D	-64	-61	-61	-29	-30	16	-10	-15	2	2	-11	-17	70
2/9/16 17:01	2/8/16	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-66	36.58	31	-2	-2	79	D	-64	-61	-61	-29	-30	16	-10	-15	2	2	-11	-17	70
12/23/15 17:18	12/21/15	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	0	0.00	14	9	14	75	D	-48	-36	-38	-24	-5	-5	4	3	2	4	-29	-38	-32
12/23/15 17:18	12/22/15	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-200	46.30	14	-4	-5	75	D	-48	-36	-38	-24	-5	-5	4	3	2	4	-29	-38	-32
2/26/15 20:18	2/24/15	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	0	0.00	14	6	8	71	D	4	-10	12	23	13	5	2	1	-1	-2	3	-13	-8	-62
2/26/15 20:18	2/25/15	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-165	89.58	14	-2	-3	71	D	4	-10	12	23	13	5	2	1	-1	-2	3	-13	-8	-62
2/10/15 17:02	2/7/15	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	0	0.00	15	5	8	67	D	-4	-8	7	14	20	8	3	2	1	1	-1	-16	0	-62
2/10/15 17:02	2/9/15	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-147	86.58	15	-2	-2	67	D	-4	-8	7	14	20	8	3	2	1	1	-1	-16	0	-62
12/23/14 17:33	12/20/14	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.dm	0	0.00	12	15	30	64	D	-10	-19	-16	-4	-6	1	5	2	0	-1	17	22	6	-34
12/23/14 17:33	12/22/14	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-513	73.01	12	-7	-10	64	D	-10	-19	-16	-4	-6	1	5	2	0	-1	17	22	6	-34
10/9/14 21:03	10/8/14	VTL	Vital Therapies Inc	DE	Health	Drug	Pharmaceutical Preparations	Godshall Douglas Evan	CA	D		P	50	17.50	1	3	4	69	D				-33	-36	-24	-20	-5	-11	-1	11	49	65	-66
4/23/14 19:13	4/23/14	VTL	Vital Therapies Inc	DE	Health	Drug	Pharmaceutical Preparations	Godshall Douglas Evan	CA	D		P.d	150	12.00	4	13	23	67	D									0	6	0	117	32	130
2/11/14 18:07	2/7/14	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	0	0.00	24	5	10	56	D	35	10	12	8	1	-8	-4	-1	-1	4	-3	-1	-16	-9
2/11/14 18:07	2/10/14	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-230	94.57	24	-2	-4	56	D	35	10	12	8	1	-8	-4	-1	-1	4	-3	-1	-16	-9
12/24/13 15:05	12/20/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.dm	0	0.00	15	15	38	54	D	34	10	-2	21	3	-4	0	-1	2	2	7	2	-5	-21
12/24/13 15:05	12/20/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.dm	-643	91.37	15	-7	-12	54	D	34	10	-2	21	3	-4	0	-1	2	2	7	2	-5	-21
12/3/13 17:03	12/2/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	456	35.06	17	13	39	46	D	49	15	4	22	25	6	5	2	-1	-1	-2	-1	-8	-25
12/3/13 17:03	12/2/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-1,242	95.51	17	-13	-22	46	D	49	15	4	22	25	6	5	2	-1	-1	-2	-1	-8	-25
11/18/13 17:23	11/15/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	359	35.92	15	10	28	46	D	43	14	-6	14	30	19	24	3	0	0	2	11	2	-13
11/18/13 17:23	11/15/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-900	90.00	15	-10	-18	46	D	43	14	-6	14	30	19	24	3	0	0	2	11	2	-13
11/8/13 16:53	11/7/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	110	36.64	15	3	7	46	D	29	6	-8	3	19	17	16	19	0	0	7	7	7	-15
11/8/13 16:53	11/7/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-665	83.06	15	-8	-15	46	D	29	6	-8	3	19	17	16	19	0	0	7	7	7	-15
10/15/13 17:57	10/14/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	109	36.44	16	3	6	51	D	13	-16	-10	-20	-2	0	8	7	0	1	18	37	14	4
10/15/13 17:57	10/14/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-600	75.03	16	-8	-14	51	D	13	-16	-10	-20	-2	0	8	7	0	1	18	37	14	4
9/4/13 17:33	9/3/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	104	34.54	22	3	6	56	D	23	-14	-10	-15	-19	-5	-3	-3	-1	1	-7	23	23	4
9/4/13 17:33	9/3/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-625	78.08	22	-8	-13	56	D	23	-14	-10	-15	-19	-5	-3	-3	-1	1	-7	23	23	4
8/2/13 17:29	8/1/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	451	34.70	15	13	27	61	D	44	4	6	-2	4	0	-1	3	-1	-9	-14	-20	7	-11
8/2/13 17:29	8/1/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-1,705	94.74	15	-18	-23	61	D	44	4	6	-2	4	0	-1	3	-1	-9	-14	-20	7	-11
7/29/13 18:19	7/25/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.dm	992	35.44	14	28	74	66	D	32	6	-1	10	2	-4	-2	-3	0	0	-12	-17	6	-1
7/29/13 18:19	7/25/13	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.dm	-3,067	92.95	14	-33	-33	66	D	32	6	-1	10	2	-4	-2	-3	0	0	-12	-17	6	-1
12/26/12 08:32	12/20/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.dm	0	0.00	21	15	26	71	D	-8	20	-4	-13	-2	2	1	0	-1	6	15	7	15	14
12/26/12 08:32	12/20/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.dm	-510	82.06	21	-6	-8	71	D	-8	20	-4	-13	-2	2	1	0	-1	6	15	7	15	14
11/23/12 16:50	11/20/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M	0	0.00	20	9	16	63	D	-8	33	4	-8	-12	-3	-3	1	0	0	3	6	13	11
11/23/12 16:50	11/21/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S	-321	83.97	20	-4	-6	63	D	-8	33	4	-8	-12	-3	-3	1	0	0	3	6	13	11
9/18/12 20:04	9/16/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.dm	304	6.39	10	48	460	58	D	29	62	35	3	6	3	0	0	1	1	-7	-12	-3	-17
9/18/12 20:04	9/17/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.dm	-2,268	92.53	10	-25	-30	58	D	29	62	35	3	6	3	0	0	1	1	-7	-12	-3	-17
8/28/12 18:37	8/24/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.dm	201	40.15	12	5	17	35	D	35	47	22	13	-3	3	0	1	0	0	5	-17	-6	-12
8/28/12 18:37	8/24/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.dm	-451	90.18	12	-5	-13	35	D	35	47	22	13	-3	3	0	1	0	0	5	-17	-6	-12
8/20/12 18:49	8/17/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	101	40.41	13	3	8	35	D	38	50	20	13	0	-3	1	-1	0	0	5	-8	-3	-10
8/20/12 18:49	8/17/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-222	88.98	13	-3	-7	35	D	38	50	20	13	0	-3	1	-1	0	0	5	-8	-3	-10
7/18/12 19:27	7/17/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	295	39.38	13	8	27	35	D	49	30	36	47	15	7	5	3	0	-4	-2	-4	-1	3
7/18/12 19:27	7/17/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-677	90.32	13	-8	-18	35	D	49	30	36	47	15	7	5	3	0	-4	-2	-4	-1	3
7/3/12 18:11	7/2/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	197	39.41	15	5	17	35	D	35	21	30	34	13	5	6	3	-2	-1	-2	7	0	6
7/3/12 18:11	7/2/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-450	90.00	15	-5	-13	35	D	35	21	30	34	13	5	6	3	-2	-1	-2	7	0	6
6/25/12 18:27	6/18/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	97	38.81	14	3	8	35	D	21	15	26	30	5	8	0	-2	0	3	2	9	-5	10
6/25/12 18:27	6/18/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-215	85.81	14	-3	-7	35	D	21	15	26	30	5	8	0	-2	0	3	2	9	-5	10
5/17/12 16:35	5/17/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	96	38.20	20	3	8	35	D	37	7	26	14	23	4	3	-1	-1	-1	8	13	1	22
5/17/12 16:35	5/17/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-201	80.23	20	-3	-7	35	D	37	7	26	14	23	4	3	-1	-1	-1	8	13	1	22
5/10/12 19:29	5/8/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M	0	0.00	19	8	29	35	D	43	-1	16	11	16	17	-1	-2	6	5	10	14	6	25
5/10/12 19:29	5/9/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S	-266	77.12	19	-3	-9	35	D	43	-1	16	11	16	17	-1	-2	6	5	10	14	6	25
4/30/12 18:49	4/26/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	100	39.94	20	3	9	30	D	56	6	29	15	13	22	24	13	2	0	2	16	8	23
4/30/12 18:49	4/26/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-194	77.59	20	-3	-8	30	D	56	6	29	15	13	22	24	13	2	0	2	16	8	23
2/17/12 19:10	2/16/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.dm	170	41.25	6	4	16	30	D	97	-16	22	18	8	11	7	9	-2	0	-8	7	21	18
2/17/12 19:10	2/16/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.dm	-481	74.96	6	-6	-17	30	D	97	-16	22	18	8	11	7	9	-2	0	-8	7	21	18
2/1/12 17:52	1/31/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S	-350	70.07	6	-5	-13	33	D	77	-26	8	2	0	-6	3	3	2	-1	3	12	26	27
1/6/12 18:03	1/5/12	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.m	-352	70.41	4	-5	-12	38	D	106	-19	-4	0	13	8	4	1	1	-2	-4	-11	21	22
12/22/11 18:23	12/20/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	0	0.00	5	6	15	43	D	95	-23	-9	13	8	2	-1	-1	-1	1	-1	-4	26	20
12/22/11 18:23	12/20/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-168	68.26	5	-2	-5	43	D	95	-23	-9	13	8	2	-1	-1	-1	1	-1	-4	26	20
12/13/11 19:02	12/9/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.m	-512	70.08	4	-7	-16	40	D	116	-19	-2	23	2	12	4	1	-2	2	7	1	28	21
10/7/11 17:24	10/5/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.m	-476	70.04	14	-7	-13	47	D	121	4	-17	-1	18	22	8	2	2	-7	3	9	-3	42
9/20/11 18:11	9/16/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	0	0.00	7	40	293	54	D	89	-26	-39	-21	-9	-14	-7	-1	6	14	10	25	20	69
9/20/11 18:11	9/16/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.dm	-978	55.78	7	-18	-25	54	D	89	-26	-39	-21	-9	-14	-7	-1	6	14	10	25	20	69
6/27/11 17:07	6/23/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S	-712	71.15	10	-10	-24	31	D	206	4	-12	-14	-2	14	10	12	0	-3	-7	-18	-11	12
2/24/11 17:38	2/22/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	0	0.00	11	9	26	41	D	999	123	38	-3	-9	-4	2	-4	2	-3	8	-14	-26	-12
2/24/11 17:38	2/22/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-330	87.70	11	-4	-8	41	D	999	123	38	-3	-9	-4	2	-4	2	-3	8	-14	-26	-12
1/26/11 18:34	1/25/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	381	38.07	9	10	38	36	D	999	178	49	46	14	11	-1	4	-1	-6	-15	-29	-27	-32
1/26/11 18:34	1/25/11	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.d	-925	92.51	9	-10	-22	36	D	999	178	49	46	14	11	-1	4	-1	-6	-15	-29	-27	-32
9/20/10 17:49	9/16/10	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	0	0.00	4	40		36	D	999	150	68	0	8	8	0	-3	0	-5	-15	16	15	-24
9/20/10 17:49	9/16/10	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.dm	-1,264	71.38	4	-18	-33	36	D	999	150	68	0	8	8	0	-3	0	-5	-15	16	15	-24
4/1/10 19:07	4/1/10	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S	-120	45.00	2	-3	-16	14	D		78	49	24	16	11	5	1	1	3	25	56	61	99
3/19/10 17:08	3/17/10	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S.m	-200	42.72	2	-5	-22	17	D		83	59	39	17	14	14	4	0	3	13	63	67	93
2/26/10 17:34	2/26/10	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	S	-424	38.86	3	-11	-34	21	D		31	56	23	11	4	3	2	1	0	14	39	69	114
2/24/10 21:16	2/22/10	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	DO	P,Chief	M.d	0	0.00	2	25	340	32	D		999	54	22	17	2	4	3	0	0	11	39	63	119
7/20/09 13:32	7/17/09	HTWR	Heartware International, Inc.	DE	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	MA	O	P,Chief	S	-76	22.59	1	-3	-31	7										0	1	3	41	52	160
8/21/07 09:34	8/20/07	ASX	Heartware Ltd	C3	Health	MdEq	Surgical & Medical Instrument	Godshall Douglas Evan	C3	DO	CEO	P	29	0.4600	7	63	169	100	D	78	14	-3	-1	-18	-12	-7	-1	1	2	-2	11	-11	-15

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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