Cappel Anne Tuttle - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	64	0	2	3	6	14	22	8
S	%wins				58	34	34	42	48	45	44

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/15/21 18:28	11/11/21	COUR	Coursera, Inc.	DE	Tech	Softw	Prepackaged Software	Cappel Anne Tuttle	CA	O	See Rema	S.m	-438	35.01	0	-13	-4	304	D
11/23/15 17:14	11/3/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-36	34.45	20	-1	-9	11	D	-43	10	-17	13	15	7	2	8	1	4	-1	-29	-20	-1
11/4/15 19:35	11/3/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-120	33.40	9	-4	-29	9	D	-38	-15	-19	-26	7	17	4	4	2	3	2	-19	-10	-21
7/24/15 16:50	7/23/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-177	44.36	12	-4	-31	9	D	-6	21	21	3	2	3	3	-1	0	3	-22	-29	-35	-37
6/9/15 18:45	6/8/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-180	44.88	16	-4	-31	9	D	6	1	39	6	3	9	4	3	0	-1	-3	-31	-20	-35
5/21/15 17:31	5/20/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-164	40.88	14	-4	-31	9	D	-5	6	25	4	-2	-3	-1	0	-1	1	3	-16	-24	-40
5/15/15 20:03	5/14/15	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-165	40.91	12	-4	-32	9	D	-2	7	32	4	1	-5	0	0	0	4	5	-12	-15	-35
12/10/14 19:22	12/9/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-33	32.84	13	-1	-11	8	D	27	-50	-27	-9	-12	2	1	2	3	2	8	37	33	4
11/7/14 16:27	11/6/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-61	40.60	14	-2	-18	7	D	74	-32	3	16	21	15	9	3	1	3	4	21	26	10
10/10/14 17:08	10/9/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-48	32.24	13	-2	-18	7	D	33	-38	-32	-15	-10	-11	-6	-3	5	15	-1	12	35	-2
9/10/14 17:42	9/9/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-90	35.90	12	-3	-27	7	D	69	-38	-38	-23	-8	0	0	-1	0	-2	-8	-10	21	-16
8/5/14 19:43	8/5/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-55	36.80	27	-2	-18	7	D	101	-27	-33	-17	-23	1	0	-7	1	-2	-3	8	4	24
7/10/14 20:21	7/10/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-58	38.43	21	-2	-18	7	D	89	-18	-42	-15	-4	-19	-14	-7	0	0	-6	-16	-8	13
6/4/14 15:58	6/3/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-101	40.43	24	-3	-27	7	D	96	-3	-39	-29	-16	5	0	-2	2	13	5	-12	-21	6
5/14/14 14:05	5/13/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-59	39.59	25	-2	-18	7	D	90	-6	-35	-36	-25	-16	-13	-2	0	-1	18	-10	-20	5
4/11/14 15:20	4/10/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-72	48.27	33	-2	-18	7	D	122	35	-8	-30	-16	-14	-9	5	-5	1	-14	-20	-32	-9
3/12/14 16:25	3/11/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-146	58.10	31	-3	-27	7	D	175	73	1	-14	-5	-5	3	0	-1	3	-15	-21	-39	-25
2/6/14 14:00	2/4/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-86	57.04	22	-2	-18	7	D	135	70	6	2	-20	-17	-6	-8	0	11	5	-28	-33	-30
1/10/14 18:49	1/9/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-102	68.13	23	-2	-18	7	D	210	141	39	32	0	0	-2	1	-4	2	-9	-28	-42	-45
1/7/14 15:55	1/6/14	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-297	67.80	24	-4	-39	7	D	199	134	37	16	2	3	-3	-3	2	-6	-17	-32	-40	-51
11/19/13 20:07	11/18/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-38	60.00	19	-1	-8	7	D	168	130	38	15	11	1	6	2	4	12	13	3	-34	-47
11/5/13 20:00	11/5/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-184	54.57	17	-3	-35	6	D	156	128	46	4	-11	3	-6	-4	10	8	24	2	-27	-25
10/16/13 13:09	10/15/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-204	53.61	24	-4	-38	6	D	165	122	56	12	-6	-13	-8	1	2	5	11	26	-11	-33
9/17/13 19:14	9/17/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-239	59.83	11	-4	-39	6	D	172	172	70	28	11	9	5	1	0	2	-13	8	-1	-42
8/13/13 19:03	8/13/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-241	53.62	10	-5	-42	6	D	176	149	62	28	15	11	9	3	-1	-5	8	11	13	-35
7/17/13 12:27	7/16/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-218	48.51	15	-5	-42	6	D	97	138	67	39	14	6	-1	-1	-2	-1	11	11	35	-21
6/19/13 18:04	6/18/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-212	47.15	15	-5	-42	6	D	100	130	76	38	26	10	6	2	-4	-2	2	29	45	5
5/16/13 12:58	5/14/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-191	42.52	13	-5	-42	6	D	55	103	67	25	24	19	14	3	0	2	8	28	40	-8
5/9/13 17:50	5/8/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-61	38.10	9	-2	-20	6	D	42	82	71	18	9	16	8	10	2	5	12	31	39	1
4/17/13 14:03	4/16/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-154	34.27	10	-5	-42	6	D	27	57	47	21	2	-2	3	-1	-3	1	20	39	54	30
4/2/13 13:03	4/1/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-491	36.80	13	-13	-68	6	D	36	60	51	29	6	6	3	0	-1	-4	2	27	70	42
3/13/13 12:09	3/12/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-152	33.67	15	-5	-42	6	D	37	57	54	29	1	3	2	0	0	1	5	36	76	75
2/15/13 15:21	2/14/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S	-342	34.20	11	-10	-61	6	D	38	49	60	33	20	4	3	2	0	-3	3	24	54	86
2/13/13 17:17	2/12/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-149	33.05	11	-5	-22	16	D	44	38	52	32	19	4	-1	0	1	-2	2	27	63	86
1/29/13 20:36	1/29/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-390	33.40	10	-12	-42	16	D	39	33	70	38	18	13	13	3	1	2	-2	10	45	86
1/16/13 15:46	1/15/13	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-129	28.67	8	-5	-22	16	D	34	18	36	19	11	4	-1	0	1	11	19	19	67	135
12/13/12 13:01	12/12/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-43	27.44	8	-2	-9	16	D	53	26	32	24	14	3	6	5	1	1	6	28	66	143
11/14/12 12:05	11/12/12	FNGN	Financial Engines, Inc.		Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-76	24.99	5	-3	-16	16	D	56	18	24	21	6	8	7	0	-2	4	8	33	64	132
10/18/12 12:45	10/17/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-72	23.85	5	-3	-16	16	D	69	15	13	17	9	0	0	1	1	-4	11	29	48	137
9/13/12 12:53	9/12/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Cappel Anne Tuttle	CA	O	EVP,GC	S.d	-66	21.73	3	-3	-16	16	D	58	0	-2	6	19	5	2	-2	3	8	11	27	61	172
8/16/12 20:42	8/15/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-63	20.72	6	-3	-16	16	D	31	0	-13	-1	-3	7	-4	-5	1	-2	9	23	63	148
7/19/12 18:32	7/18/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-63	20.72	5	-3	-16	16	D	49	-12	-10	-5	-4	1	2	-1	-3	-6	2	17	47	133
6/14/12 12:09	6/13/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-63	20.75	6	-3	-16	16	D	42	-15	-2	-7	-8	1	-1	-4	0	3	3	6	35	127
5/17/12 13:13	5/16/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-63	20.78	4	-3	-16	16	D	31	-21	-5	-13	-4	-7	-5	0	-4	-2	1	-1	24	110
4/19/12 20:58	4/18/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-66	21.75	5	-3	-16	16	D	35	-20	15	-5	3	-1	1	0	-1	1	-7	-2	12	61
3/16/12 13:52	3/14/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-66	21.78	7	-3	-16	16	D	36	-3	4	4	-5	-4	9	4	-2	-2	-3	-9	-1	51
2/28/12 20:45	2/28/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-71	23.52	7	-3	-16	16	D		-1	21	24	1	-3	0	-3	-1	-8	-4	-10	-11	39
1/20/12 15:48	1/19/12	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-71	23.48	7	-3	-16	16	D		-1	0	13	7	6	9	1	3	1	1	-10	-13	31
11/22/11 17:11	11/21/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-100	20.05	7	-5	-24	16	D		25	-19	-2	11	-5	-6	-5	-4	1	14	24	2	33
10/25/11 16:35	10/24/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-112	22.32	9	-5	-24	16	D		55	-20	-9	3	33	15	7	0	5	-7	13	-1	9
9/20/11 18:27	9/19/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-104	20.74	11	-5	-24	16	D		49	-18	-10	15	-1	-7	-5	-5	-6	5	9	12	15
8/16/11 21:36	8/15/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-99	19.89	15	-5	-24	16	D		34	-20	-22	-21	-17	-2	15	-2	-7	5	8	17	1
7/19/11 12:56	7/18/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-116	23.24	12	-5	-24	16	D		76	-2	-16	-1	-8	-11	-6	2	7	-11	-15	0	-11
6/27/11 11:50	6/24/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-500	25.00	13	-20	-56	16	D		64	29	-1	-6	7	6	6	0	3	-2	-28	-9	-20
6/21/11 13:07	6/20/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-116	23.17	7	-5	-24	16	D		51	29	-8	-20	-8	0	-3	3	9	3	-10	-6	-8
6/16/11 17:17	6/15/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-356	23.76	8	-15	-49	16	D		56	35	1	-15	-6	1	1	-2	1	0	-8	-8	-13
5/17/11 14:26	5/16/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-527	26.37	7	-20	-56	16	D		68	66	2	-6	-6	-4	-5	-1	-6	-11	-22	-15	-22
4/19/11 15:53	4/18/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-136	27.22	5	-5	-24	16	D		69	92	17	11	2	-4	1	4	2	-7	-14	-31	-20
3/22/11 19:41	3/21/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-124	24.83	5	-5	-24	16	D		35	80	41	12	0	5	7	1	5	13	-8	-18	-11
3/16/11 20:38	3/15/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-233	23.32	8	-10	-29	25	D		37	72	32	1	-5	-5	-1	3	8	15	4	-7	-5
1/20/11 17:53	1/18/11	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-230	23.01	7	-10	-29	25	D			75	69	35	20	14	4	-1	-2	9	18	-2	-2
12/15/10 13:34	12/13/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-180	17.95	8	-10	-29	25	D			15	26	20	5	4	0	-2	11	31	33	35	24
11/16/10 18:55	11/15/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-158	15.79	5	-10	-29	25	D			1	2	17	9	8	-6	-2	3	9	60	65	38
10/13/10 13:26	10/11/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	EVP,GC	S.d	-133	13.29	4	-10	-29	25	D			-15	7	6	2	6	6	2	1	20	48	96	30
9/14/10 18:21	9/13/10	FNGN	Financial Engines, Inc.	DE	Financ	InvAdv	Investment Advice	Tuttle Anne S.	CA	O	See Rema	S.d	-136	13.59	3	-10	-29	25	D				-1	-6	-3	3	5	1	1	2	30	72	59

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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