CIK: 1447578 - Address: 360 S. Rosemary Ave, Suite 1420, West Palm Beach, FL 33401
6 results

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P%ret2130002594
P%wins67676710010010083

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10/30/18 15:27
10/26/18
RMIRivernorth Opportunistic Municipal Income Fund, Inc.FundCEFClosed-End FundsRivernorth Capital Management, LLCILHInvestmeP10020.0005New5D
12/6/16 16:08
9/22/16
RMPLXRivernorth Marketplace Lending CorpFundCEFClosed-End FundsRivernorth Capital Management, LLCILHInvestmeP1,00025.00040New40D
11/2/16 16:32
10/27/16
FTFFranklin Ltd Duration Income TrustFundCEFClosed-End FundsRivernorth Capital Management, LLCILTP00.001012I10147311-2-202056
8/22/16 20:42
8/18/16
FTFFranklin Ltd Duration Income TrustFundCEFClosed-End FundsRivernorth Capital Management, LLCILTP00.001002I714175321011116
12/30/15 16:13
12/29/15
RIVRivernorth Opportunities Fund, Inc.FundCEFClosed-End FundsRivernorth Capital Management, LLCILHSUBADVISP7,50020.000375New375D
11/14/14 17:28
11/12/14
AKPAlliance California Municipal Income FundFundCEFClosed-End FundsRivernorth Capital Management, LLCILTP00.00011391I-3207530-1-1-1-2-1049

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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