Bulldog Investors, LLP - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	6	1	44	-0	-2	-3	-5	-6	-47	-10
S	%wins				82	77	65	65	39	84	69

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
8/5/21 17:17	4/5/21	IRL	New Ireland Fund Inc		Fund	CEF	Closed-End Funds	Bulldog Investors, LLP	NJ	T	S	-314	12.50	0	-25	-6	394	I
4/22/19 16:09	4/17/19	AKP	Alliance California Municipal Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-7,871	14.68	0	-536	-99	8	I
12/7/17 15:56	12/5/17	CH	Aberdeen Chile Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-20	7.85	0	-3	0	939	D
11/13/17 11:24	11/8/17	CH	Aberdeen Chile Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-20	8.86	0	-2	0	941	D
10/10/17 13:35	10/6/17	CH	Aberdeen Chile Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-244	8.99	0	-27	-3	946	I
6/8/17 16:31	6/7/17	XRDC	Crossroads Capital, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-62	2.17	0	-28	-3	826	I
5/18/17 12:38	5/17/17	LCM	Advent/claymore Enhanced Growth & Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-712	8.74	0	-82	-8	927	I	12	16	15	3	4	2	1	-1
5/17/17 12:13	5/15/17	LCM	Advent/claymore Enhanced Growth & Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-614	8.75	0	-70	-7	1,009	I	12	16	15	3	4	2	1	-1
3/23/17 12:33	3/22/17	DCA	Dividend Capital Realty Income Allocation Fund		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-12,842	4.87	1	-2,637	-63	1,554	I	19	20	4	5	-4	-5	-5	-2	0	1
12/16/16 11:47	12/15/16	NRO	Neuberger Berman Real Estate Securities Income Fund Inc		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-239	5.30	1	-45	-1	4,295	I	21	18	1	-2	4	1	1	-2	0	0	2	1
12/15/16 10:59	12/13/16	NRO	Neuberger Berman Real Estate Securities Income Fund Inc		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-485	5.32	1	-91	-2	4,340	I	21	20	1	-3	3	3	2	-1	0	0	2	1
11/1/16 11:52	10/31/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-73	7.01	0	-10	-1	964	I	7	15	8	0	1	0	1	-1	-1	-1	2	13	17
9/12/16 09:42	9/8/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-93	7.22	0	-13	-1	975	I	-1	19	19	4	1	0	-1	-1	0	-3	0	2	13
9/7/16 09:48	9/2/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-7	7.24	0	-1	0	988	I	0	21	21	6	1	1	0	0	0	-3	-1	-1	13
9/2/16 11:14	8/31/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-38	7.22	0	-5	-1	989	I	-1	21	22	7	1	2	2	0	0	-1	-1	0	13
8/31/16 13:38	8/29/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-26	7.22	0	-4	0	994	I	0	20	25	8	1	1	1	0	0	0	-1	0	14
8/9/16 09:44	8/5/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-45	7.15	0	-6	-1	997	I	2	18	30	9	5	1	0	0	1	1	2	-2	14
8/5/16 10:59	8/3/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-97	7.12	0	-14	-1	1,004	I	1	16	25	7	1	-1	-1	0	1	1	2	-1	14
7/28/16 10:13	7/26/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-125	7.19	0	-17	-2	1,017	I	-1	18	29	9	3	1	0	0	-1	-1	1	-1	12
7/26/16 11:36	7/22/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-139	7.24	0	-19	-2	1,035	I	-1	18	28	10	5	4	1	1	0	-2	-1	-1	12
7/22/16 10:00	7/20/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-30	7.27	0	-4	0	1,054	I	0	18	30	13	4	3	0	1	0	-2	-1	-2	5
7/20/16 11:41	7/18/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-58	7.23	0	-8	-1	1,058	I	-3	13	28	10	3	1	-1	-1	1	2	2	0	7
7/13/16 14:56	7/11/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-32	7.21	0	-4	0	1,066	I	-2	14	26	13	8	2	2	1	0	-2	-1	0	5
7/11/16 13:50	7/7/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-157	7.16	0	-22	-2	1,070	I	-3	14	24	12	7	1	2	2	-1	1	0	0	6
7/6/16 13:48	7/1/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-14	7.09	0	-2	0	1,092	I	-4	10	21	12	5	0	-1	-1	2	3	2	4	7
7/1/16 10:59	6/29/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-8	7.14	1	-1	0	1,094	I	-5	11	22	14	7	2	0	4	0	1	1	2	6
6/28/16 10:59	6/24/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-1	7.11	1	0	0	1,095	I	-9	8	17	9	3	-1	-3	-4	3	2	6	4	11
6/24/16 10:10	6/22/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-97	7.17	1	-13	-1	1,096	I	-5	11	22	12	7	4	1	-1	-1	0	3	2	5
6/22/16 09:31	6/20/16	PHF	Pacholder High Yield Fund Inc	MD	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-136	7.17	1	-19	-2	1,109	I	-5	11	21	12	7	5	2	1	0	-1	2	1	6
5/12/16 10:08	5/10/16	LCM	Advent/claymore Enhanced Growth & Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-32	8.22	0	-4	0	1,079	I	1	-4	0	15	2	-1	-1	-1	0	0	2	4	1
5/5/16 14:25	5/4/16	LBF	Deutsche Global High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-119	8.05	0	-15	-3	481	I	11	3	4	9	3	2	1	0	0	0	1	6	8
4/29/16 10:12	4/27/16	LBF	Deutsche Global High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-352	8.00	0	-44	-8	496	I	13	2	5	11	4	4	2	1	0	0	0	5	8
4/27/16 16:17	4/25/16	LBF	Deutsche Global High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-401	8.00	0	-50	-8	540	I	12	2	3	12	5	3	1	0	0	0	1	6	9
1/20/16 09:34	1/15/16	LCM	Advent/claymore Enhanced Growth & Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-41	7.70	0	-5	0	1,083	I	-11	-5	-14	-9	-9	-7	-6	-2	-1	3	0	13	17	23
1/15/16 14:41	1/13/16	LCM	Advent/claymore Enhanced Growth & Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-252	7.89	0	-32	-3	1,088	I	-6	-1	-10	-4	-6	-5	-3	-1	-3	-2	-5	8	12	19
10/28/15 14:02	10/26/15	LCM	Advent/claymore Enhanced Growth & Income Fund		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-182	8.77	0	-21	-2	1,120	I	5	5	-3	-1	2	4	1	0	1	2	-2	-8	2	5
4/24/15 11:40	4/22/15	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-223	15.28	0	-15	-2	585	I	8	-4	-20	-17	8	6	6	1	0	-3	-4	-22	-45	-51
4/22/15 12:01	4/20/15	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-132	15.14	0	-9	-1	600	I	8	-4	-18	-18	8	6	6	1	1	0	-3	-19	-44	-52
2/10/15 16:00	2/6/15	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-16	15.00	1	-1	0	608	I	5	-16	-10	-24	-20	-19	-7	-2	0	-1	-7	0	-25	-54
2/4/15 11:34	1/30/15	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-22	15.95	1	-1	0	609	M	10	-15	-6	-21	-18	-17	-11	-3	-2	-3	-9	-3	-22	-52
1/30/15 16:32	1/28/15	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-210	16.15	1	-13	-2	739	I	13	-11	-5	-18	-16	-15	-14	-4	-1	-6	-10	-6	-25	-59
1/28/15 16:17	1/26/15	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-3	17.10	1	0	0	752	I	17	-9	-1	-17	-16	-14	-13	-13	1	-3	-11	-4	-25	-57
1/26/15 16:18	1/22/15	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-49	18.40	1	-3	0	752	I	29	-4	7	-10	-5	-7	-7	-6	-3	-4	-16	-7	-28	-56
1/22/15 16:18	1/20/15	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-975	18.45	1	-53	-7	755	I	36	-1	14	-4	-2	-2	-3	-1	-6	-14	-26	-17	-34	-65
1/20/15 16:19	1/15/15	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-376	18.58	1	-20	-2	808	I	37	0	17	1	-5	-1	-1	-1	-1	-10	-22	-18	-31	-64
12/18/14 09:30	12/16/14	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-59	19.10	2	-3	0	828	I	41	9	17	2	-2	-4	2	0	0	-2	-2	-27	-30	-63
12/16/14 14:00	12/15/14	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-38	19.15	2	-2	0	831	I	40	11	17	3	-4	-3	-3	4	0	-2	-3	-25	-27	-62
12/15/14 12:17	12/12/14	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-178	19.16	2	-9	-1	833	I	41	12	17	3	-3	-3	-4	4	0	-1	-2	-26	-26	-62
12/5/14 15:28	12/4/14	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-2,882	19.60	2	-147	-15	842	I	43	19	21	9	1	-1	0	0	-4	-5	-4	-28	-27	-61
12/3/14 12:34	12/2/14	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S	-180	22.66	1	-8	-1	989	I	43	22	24	11	3	0	1	1	0	-7	-5	-29	-29	-61
12/2/14 16:32	11/24/14	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-395	22.55	1	-18	-2	997	I	41	22	22	10	3	0	0	0	0	-6	-6	-29	-28	-62
11/14/14 11:54	11/7/14	SVVC	Firsthand Technology Value Fund, Inc.		Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T	S.m	-1,019	22.68	2	-45	-4	1,015	I	50	19	24	15	5	2	1	1	0	-1	-4	-26	-25	-60

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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