Ronin Capital, LLC - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	10	0	2	4	7	7	7	5
P	%wins				60	80	90	100	100	80	85
S	%ret	1	1	3	-3	-5	-20	-22	-48	0	-20
S	%wins				67	67	100	100	100		87

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/23/20 17:37	3/19/20	XNCR	Xencor Inc	DE	Health	Drug	Pharmaceutical Preparations	Ronin Capital, LLC	IL	T	S.m	-2,274	29.32	0	-78	-2	5,012	D
3/16/20 17:17	3/12/20	AWRE	Aware Inc /ma/	MA	Tech	Softw	Prepackaged Software	Ronin Capital, LLC	IL	T	P.m	115	2.61	0	44	1	4,621	D
1/3/20 17:17	1/2/20	AWRE	Aware Inc /ma/	MA	Tech	Softw	Prepackaged Software	Ronin Capital, LLC	IL	T	M.d	0	0.00	0	5	0	4,577	D
11/20/19 16:55	11/18/19	AWRE	Aware Inc /ma/	MA	Tech	Softw	Prepackaged Software	Ronin Capital, LLC	IL	T	P	46	2.95	0	16	0	4,572	D
11/15/19 18:32	11/13/19	AWRE	Aware Inc /ma/	MA	Tech	Softw	Prepackaged Software	Ronin Capital, LLC	IL	T	P.m	19	2.89	0	7	0	4,557	D
11/12/19 16:53	11/7/19	AWRE	Aware Inc /ma/	MA	Tech	Softw	Prepackaged Software	Ronin Capital, LLC	IL	T	P.m	91	2.90	0	31	1	4,550	D
11/6/19 17:05	11/4/19	AWRE	Aware Inc /ma/	MA	Tech	Softw	Prepackaged Software	Ronin Capital, LLC	IL	T	P.m	6	2.81	0	2	0	4,519	D
8/13/19 16:04	8/9/19	AWRE	Aware Inc /ma/	MA	Tech	Softw	Prepackaged Software	Ronin Capital, LLC	IL	T	P	3,597	2.91	0	1,238	38	4,517	D
7/2/19 15:12	7/1/19	AWRE	Aware Inc /ma/	MA	Tech	Softw	Prepackaged Software	Ronin Capital, LLC	IL	T	M.d	0	0.00	0	5	0	3,279	D
1/3/19 15:24	1/2/19	AWRE	Aware Inc /ma/	MA	Tech	Softw	Prepackaged Software	Ronin Capital, LLC	IL	T	M.d	0	0.00	0	5	0	3,274	D
7/3/18 16:50	7/2/18	AWRE	Aware Inc /ma/	MA	Tech	Softw	Prepackaged Software	Ronin Capital, LLC	IL	T	M.d	0	0.00	0	5	0	3,269	D
1/3/18 17:44	1/2/18	AWRE	Aware Inc /ma/	MA	Tech	Softw	Prepackaged Software	Ronin Capital, LLC	IL	T	M.d	0	0.00	0	5	0	3,264	D
7/6/17 12:40	7/3/17	AWRE	Aware Inc /ma/	MA	Tech	Softw	Prepackaged Software	Ronin Capital, LLC	IL	T	M.d	0	0.00	0	5	0	3,259	D
1/3/17 16:31	1/3/17	AWRE	Aware Inc /ma/	MA	Tech	Softw	Prepackaged Software	Ronin Capital, LLC	IL	T	M.d	0	0.00	0	5	0	3,254	D	34	87	40	15	8	5	3	1	2	1	0	-25
9/1/16 12:21	8/30/16	TOPS	Top Ships Inc.		Trans	ShipTr	Deep Sea Foreign Transportati	Ronin Capital, LLC	IL	T	S.m	-140	3.89	4	-36	-32	75	D	-81	-62	14	69	23	-14	0	-7	2	2	-12	-19	-48
8/29/16 17:13	8/25/16	TOPS	Top Ships Inc.		Trans	ShipTr	Deep Sea Foreign Transportati	Ronin Capital, LLC	IL	T	S.dm	-266	4.72	14	-56	-34	111	D	-79	-58	48	86	177	-19	-4	13	-1	0	-19	-19	-44
8/25/16 16:34	6/13/16	TOPS	Top Ships Inc.		Trans	ShipTr	Deep Sea Foreign Transportati	Ronin Capital, LLC	IL	T	S.dm	-487	3.52	13	-138	-71	56	D	-77	-58	66	112	196	-12	-4	11	-10	-17	-29	-29	-51
7/5/16 14:55	6/30/16	AWRE	Aware Inc /ma/	MA	Tech	Softw	Prepackaged Software	Ronin Capital, LLC	IL	T	M.d	0	0.00	0	5	0	3,249	D	-10	9	34	17	6	2	0	7	2	4	10	21	40
1/6/16 12:46	1/4/16	AWRE	Aware Inc /ma/	MA	Tech	Softw	Prepackaged Software	Ronin Capital, LLC	IL	T	M.d	0	0.00	0	5	0	3,244	D	-28	-30	-20	-6	4	5	-1	-2	-1	-3	-6	23	40	96
7/2/15 15:34	6/30/15	AWRE	Aware Inc /ma/	MA	Tech	Softw	Prepackaged Software	Ronin Capital, LLC	IL	T	M.d	0	0.00	0	5	0	3,239	D	8	-15	-10	-6	4	-4	1	0	-2	-4	-19	-18	-21	6
1/5/15 15:03	1/2/15	AWRE	Aware Inc /ma/	MA	Tech	Softw	Prepackaged Software	Ronin Capital, LLC	IL	T	M.d	0	0.00	0	5	0	3,234	D	12	1	-7	25	5	-6	1	-2	1	2	8	-1	-11	-30
7/2/14 16:16	6/30/14	AWRE	Aware Inc /ma/	MA	Tech	Semicn	Semiconductors & Related Devi	Ronin Capital, LLC	IL	T	M.d	0	0.00	1	5	0	3,229	D	41	27	9	14	17	13	15	16	0	1	-12	-24	-5	-15
5/9/14 13:11	5/7/14	AWRE	Aware Inc /ma/	MA	Tech	Semicn	Semiconductors & Related Devi	Ronin Capital, LLC	IL	T	P.m	9	5.49	0	2	0	3,224	D	29	13	5	-14	-5	-3	-2	-1	0	2	7	7	7	-4
5/7/14 14:05	5/5/14	AWRE	Aware Inc /ma/	MA	Tech	Semicn	Semiconductors & Related Devi	Ronin Capital, LLC	IL	T	P.m	24	5.47	0	4	0	3,222	D	38	16	8	-15	-3	-1	0	1	-1	1	4	2	5	-5
5/5/14 14:59	5/1/14	AWRE	Aware Inc /ma/	MA	Tech	Semicn	Semiconductors & Related Devi	Ronin Capital, LLC	IL	T	P.m	120	5.45	0	22	1	3,218	D	45	18	6	-15	-5	-4	-2	-1	0	-1	5	4	5	1
5/1/14 15:19	4/29/14	AWRE	Aware Inc /ma/	MA	Tech	Semicn	Semiconductors & Related Devi	Ronin Capital, LLC	IL	T	P.m	52	5.50	0	10	0	3,196	D	141	15	2	-13	-4	-4	-2	-1	-1	0	3	9	5	3
4/29/14 11:30	4/25/14	AWRE	Aware Inc /ma/	MA	Tech	Semicn	Semiconductors & Related Devi	Ronin Capital, LLC	IL	T	P.m	91	5.48	0	17	1	3,186	D	143	15	3	-9	-3	-3	0	-1	0	-1	2	13	5	4
1/6/14 16:46	1/2/14	AWRE	Aware Inc /ma/	MA	Tech	Semicn	Semiconductors & Related Devi	Ronin Capital, LLC	IL	T	M.d	0	0.00	0	5	0	3,169	D	229	10	14	14	5	3	1	0	0	0	8	-6	8	1
7/3/13 13:22	7/1/13	AWRE	Aware Inc /ma/	MA	Tech	Semicn	Semiconductors & Related Devi	Ronin Capital, LLC	IL	T	M.d	0	0.00	1	5	0	3,164	D	189	12	-4	7	3	0	4	11	0	0	-6	4	16	25
11/15/12 16:45	11/13/12	AWRE	Aware Inc /ma/	MA	Tech	Semicn	Semiconductors & Related Devi	Ronin Capital, LLC	IL	D	P	6,000	6.00	0	1,000	46	3,159	D	144	139	8	5	-5	-3	-1	-2	-2	5	8	11	11	22
9/6/12 17:02	9/4/12	AWRE	Aware Inc /ma/	MA	Tech	Semicn	Semiconductors & Related Devi	Ronin Capital, LLC	IL	T	P	0	5.94	0	0	0	2,159	D	225	162	77	9	-5	9	4	4	0	0	-1	3	4	7
8/31/12 18:18	8/30/12	AWRE	Aware Inc /ma/	MA	Tech	Semicn	Semiconductors & Related Devi	Ronin Capital, LLC	IL	T	P.m	94	5.96	0	16	1	2,159	D	213	123	61	5	3	4	6	0	3	8	4	12	9	13
8/30/12 13:45	8/28/12	AWRE	Aware Inc /ma/	MA	Tech	Semicn	Semiconductors & Related Devi	Ronin Capital, LLC	IL	T	P	138	5.98	0	23	1	2,144	D	216	127	64	6	-3	1	6	1	-1	6	4	11	10	10
5/15/12 18:13	5/14/12	AWRE	Aware Inc /ma/	MA	Tech	Semicn	Semiconductors & Related Devi	Ronin Capital, LLC	IL	DT	P	20	5.40	1	4	0	2,104	D	167	88	128	66	71	75	-4	-11	3	1	5	2	12	22

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y