Ladd Robert T. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	12	1	2	-3	0	1	3	1
P	%wins				75	73	36	64	45	30	54

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/21/22 21:08	6/16/22	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P	69	11.44	0	6	1	628	D
5/18/22 17:13	5/16/22	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P.m	126	12.85	0	10	2	627	D
9/24/20 17:21	9/23/20	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P	81	8.11	0	10	2	617	D
8/6/20 21:02	8/4/20	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P.m	240	8.00	0	30	5	607	D
5/21/20 15:24	5/19/20	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P	91	7.01	0	13	2	577	D
3/23/20 19:09	3/19/20	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P.m	54	5.35	0	10	2	564	D
3/16/20 16:40	3/12/20	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P.m	118	8.40	0	14	3	552	D
12/26/18 16:01	12/20/18	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P.m	95	11.85	0	8	2	479	D
12/19/18 16:58	12/17/18	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P.m	467	12.63	0	37	9	470	D
11/14/18 16:25	11/12/18	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P	84	12.87	0	7	2	427	D
6/1/18 18:41	5/30/18	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P.m	191	12.75	0	15	4	403	D
3/19/18 17:48	3/15/18	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P.m	117	11.68	0	10	3	380	D
3/12/18 18:09	3/8/18	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P.m	467	11.68	0	40	12	368	D
11/16/17 19:41	11/14/17	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P.m	969	12.40	0	78	32	319	D
9/12/17 16:06	9/8/17	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P.m	187	13.33	0	14	6	236	D
6/22/17 12:52	6/20/17	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P	98	13.22	0	7	4	217	D
6/13/17 17:28	6/9/17	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P.m	188	13.43	0	14	7	209	D
5/12/17 15:14	5/10/17	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P	81	13.52	2	6	3	194	D	45	48	36	2	-3	-1	-4	1	3
11/10/16 17:22	11/9/16	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P	33	11.03	0	3	2	178	D	-1	23	18	4	3	0	2	3	1	2	3	26	33
12/15/15 19:08	12/11/15	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P.m	124	9.96	0	12	9	155	D	-16	-9	-12	-3	-4	-5	-6	-2	3	2	-7	2	8	41
11/20/15 18:38	11/18/15	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DT		P	30	10.12	1	3	2	143	D	-13	-16	-12	-2	-1	0	0	1	1	2	-3	-21	6	27
8/14/15 14:10	8/12/15	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	O	P,CEO	P	81	10.13	1	8	7	122	D	-16	-20	-11	-14	-9	-4	1	1	1	7	4	3	-17	24
9/17/14 16:08	9/15/14	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P	19	13.76	1	1	1	103	D		3	2	0	2	-1	-2	0	1	-1	-11	-12	-10	-17
6/16/14 17:12	6/13/14	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P	29	14.28	1	2	2	99	D		7	1	0	5	4	3	1	1	1	3	0	-10	-7
6/12/14 12:07	6/10/14	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P.m	232	14.08	1	17	20	97	D		4	-1	-2	5	4	1	1	2	3	4	4	-4	-6
3/21/14 16:00	3/19/14	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P	72	14.42	1	5	7	80	D		8	2	2	2	0	1	0	-1	-1	-7	-2	0	-9
3/18/14 17:00	3/17/14	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P	73	14.68	1	5	7	74	D		7	3	3	1	1	2	0	-1	3	-6	1	-1	-8
3/18/14 16:21	3/13/14	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P.a	72	14.49	1	5	8	69	D		7	3	3	1	1	2	0	-1	3	-6	1	-1	-8
3/13/14 12:11	3/11/14	SCM	Stellus Capital Investment Corp	Fund	CEF	Closed-End Funds	Ladd Robert T.	TX	DO	P,CEO	P	72	14.50	1	5	8	69	D		8	2	0	1	-1	0	2	0	-1	-3	-2	3	-8

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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