Neal James R - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	11	-0	-4	-10	-10	-22	-68	-19
S	%wins				64	64	55	80	88	100	75

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/13/24 15:08	2/9/24	PALI	Palisade Bio, Inc.	DE	Health	BioPrd	Biological Products, (No Diag	Neal James R	CA	D		M.d	0	0.00	0	11	New	11	D
7/24/23 18:38	6/27/23	PCSA	Processa Pharmaceuticals, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Neal James R	MD	D		M.d	0	0.00	0	14	New	14	D
7/18/22 16:30	7/15/22	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	M.d	101	4.03	0	25	298	33	D
7/18/22 16:30	7/15/22	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	S.d	-746	29.84	0	-25	-43	33	D
3/23/22 18:52	3/21/22	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	M.dm	215	4.03	0	53		33	D
3/23/22 18:52	3/21/22	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	S.dm	-1,554	29.07	0	-53	-62	33	D
6/29/21 17:09	6/25/21	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	S	-303	33.62	0	-9	-22	33	D
12/17/20 16:30	12/15/20	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	M.d	143	5.50	0	26	346	34	M
12/17/20 16:30	12/15/20	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	S.d	-1,075	41.35	0	-26	-44	34	M
11/24/20 16:30	11/20/20	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	M.dm	110	5.50	0	20	362	26	D
11/24/20 16:30	11/20/20	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	S.dm	-656	32.81	0	-20	-44	26	D
11/6/20 17:20	11/5/20	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	M.d	55	5.50	0	10	64	26	D
11/6/20 17:20	11/5/20	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	S.d	-260	26.02	0	-10	-28	26	D
3/24/20 16:38	3/23/20	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	P	15	14.50	0	1	4	26	D
3/23/20 16:30	3/20/20	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	P	16	16.41	0	1	4	25	D
11/8/19 16:30	11/6/19	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	M.d	24	5.50	0	4	25	22	D
11/8/19 16:30	11/6/19	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	S.d	-96	22.00	0	-4	-17	22	D
9/20/19 19:40	9/18/19	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	M.dm	86	5.50	0	16	252	22	D
9/20/19 19:40	9/18/19	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	S.dm	-329	21.02	0	-16	-42	22	D
11/15/18 16:09	11/13/18	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	P	53	13.26	0	4	21	23	D
4/27/18 17:44	4/26/18	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	M.dm	132	5.50	0	24		19	D
4/27/18 17:44	4/26/18	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	S.dm	-588	24.51	0	-24	-55	19	D
11/15/17 20:03	11/13/17	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	M.dm	187	4.03	0	46		19	D
11/15/17 20:03	11/13/17	XOMA	Xoma Corp		Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DO	CEO	S.dm	-1,307	28.24	0	-46	-71	19	D
3/23/17 10:45	3/21/17	XOMA	Xoma Corp	DE	Health	Drug	Pharmaceutical Preparations	Neal James R	CA	DOH	VP Busin	S	-28	5.40	1	-5	-22	18	D	-92	-62	-41	6	46	30	8	13	8	15	28
2/1/17 16:47	2/1/17	XOMA	Xoma Corp	DE	Health	Drug	Pharmaceutical Preparations	Neal James R	CA	OH	VP Busin	S	-1	4.52	0	0	-1	21	D	-94	-79	-66	-22	-26	-14	-7	-4	-2	-11	0	51
1/10/17 12:21	1/9/17	XOMA	Xoma Corp	DE	Health	Drug	Pharmaceutical Preparations	Neal James R	CA	OH	VP Busin	S	-1	5.15	1	0	-1	21	D	-93	-77	-51	-39	-21	-11	5	7	-3	-9	-19	27
11/3/16 19:38	11/1/16	XOMA	Xoma Corp	DE	Health	Drug	Pharmaceutical Preparations	Neal James R	CA	O	VP Busin	S	-1	5.25	1	0	-1	21	D	-94	-86	-64	-58	-49	-36	2	-3	3	8	2	-14	18
10/11/16 17:26	10/7/16	XOMA	Xoma Corp	DE	Health	Drug	Pharmaceutical Preparations	Neal James R	CA	OH	VP Busin	S	-1	0.4478	1	-3	-1	427	D	-88	-56	-45	-19	-24	-14	-2	-6	-2	-16	-33	-39	-21
3/22/16 21:03	3/22/16	XOMA	Xoma Corp	DE	Health	Drug	Pharmaceutical Preparations	Neal James R	CA	OH	VP Busin	S	-16	0.7847	2	-20	-4	425	D	-87	-80	-1	-42	4	4	-17	3	-3	-10	6	-28	-33	-67
12/1/14 17:29	11/26/14	XOMA	Xoma Corp	DE	Health	Drug	Pharmaceutical Preparations	Neal James R	CA	H	VP Busin	S	-10	5.67	11	-2	-1	139	D	92	23	40	30	41	49	40	8	-9	-16	-35	-32	-37	-74
11/24/14 18:25	11/24/14	XOMA	Xoma Corp	DE	Health	Drug	Pharmaceutical Preparations	Neal James R	CA	O	VP Busin	S	-5	5.03	6	-1	-1	141	D	65	13	10	9	21	7	13	13	5	7	-37	-27	-42	-85
11/17/14 17:44	11/13/14	XOMA	Xoma Corp	DE	Health	Drug	Pharmaceutical Preparations	Neal James R	CA	O	VP Busin	S	-17	3.89	5	-4	-3	142	D	47	-5	4	-10	-3	-11	-2	-3	2	16	4	-8	-15	-68
8/18/14 18:21	8/15/14	XOMA	Xoma Corp	DE	Health	Drug	Pharmaceutical Preparations	Neal James R	CA	O	VP Busin	S	-30	4.61	5	-7	-4	146	D	37	9	-41	18	-3	12	10	3	0	-3	5	-9	-19	-81
3/20/14 15:39	3/18/14	XOMA	Xoma Corp	DE	Health	Drug	Pharmaceutical Preparations	Neal James R	CA	O	VP Busin	S	-17	6.32	28	-3	-2	153	D	197	87	36	14	-11	-29	-2	5	-1	-20	-33	-23	-27	-34

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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