| TC | Stat | Stk | Ins | Fil | +d | +w | +m | +q | +h | +y | avg | 
|---|
| Filing Date | T Date | Ticker | Issuer | Inc | Sector | Ind | Industry | Owner | oSt | Rel | Title | T | TVal | Price | L | Qty | oc | Own | H | r2y | r1y | r6m | r3m | r6w | r3w | r7d | r3d | f1d | f1w | f1m | f3m | f6m | f1y | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 6/7/24 16:44 | 6/7/24 | TCPC | Blackrock Tcp Capital Corp. | Fund | CEF | Closed-End Funds | Petro Andrea | CA | D | P | 57 | 11.49 | 0 | 5 | 73 | 12 | D | ||||||||||||||||
| 11/15/21 16:31 | 11/12/21 | RC | Ready Capital Corp | MD | RlEst | REIT | Real Estate Investment Trusts | Petro Andrea | NY | D | P | 32 | 16.20 | 0 | 2 | 25 | 10 | D | |||||||||||||||
| 11/12/21 17:41 | 11/10/21 | TCPC | Blackrock Tcp Capital Corp. | Fund | CEF | Closed-End Funds | Petro Andrea | NY | D | P | 32 | 14.06 | 0 | 2 | 51 | 7 | D | ||||||||||||||||
| 8/17/21 16:31 | 8/16/21 | RC | Ready Capital Corp | MD | RlEst | REIT | Real Estate Investment Trusts | Petro Andrea | NY | D | P | 50 | 15.06 | 0 | 3 | 69 | 8 | D | |||||||||||||||
| 5/14/21 19:30 | 5/13/21 | RC | Ready Capital Corp | MD | RlEst | REIT | Real Estate Investment Trusts | Petro Andrea | NY | D | P | 67 | 14.18 | 0 | 5 | New | 5 | D | |||||||||||||||
| 11/17/20 17:07 | 11/16/20 | TCPC | Blackrock Tcp Capital Corp. | Fund | CEF | Closed-End Funds | Petro Andrea | NY | D | P | 36 | 11.16 | 0 | 3 | 242 | 5 | D | ||||||||||||||||
| 8/31/20 17:06 | 8/28/20 | TCPC | Blackrock Tcp Capital Corp. | Fund | CEF | Closed-End Funds | Petro Andrea | NY | D | P | 13 | 9.91 | 0 | 1 | New | 1 | D | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |