Commercial Banks Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
9/19/24 21:27	9/19/24	JEF	Jefferies Financial Group Inc.	M0	Financ	NtBnk	Commercial Banks	Sumitomo Mitsui Financial Group, Inc.	M0	D		P	551,773	59.67	9,247	New	9,247	I
8/4/23 16:32	8/1/23	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Cavallaro Frank A.	NJ	O	SEVP,CFO	P.d	75	29.38	3	78	6	D
5/3/23 13:41	5/2/23	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Spinelli Anthony W.	NJ	D		P.d	25	24.66	1	11	10	D
5/1/23 15:16	4/28/23	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Plante Robert A.	NJ	O	EVP,COO	P.d	40	26.60	2	3	48	D
3/29/23 15:31	3/28/23	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Cavallaro Frank A.	NJ	O	SEVP,CFO	P.d	100	30.43	3	New	3	D
3/28/23 10:25	3/24/23	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Meyercord F Duffield	NJ	D		P.d	147	30.03	5	4	126	D
3/24/23 12:45	3/24/23	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Bowser Carmen M	NJ	D		P.d	28	28.46	1	11	10	D
3/17/23 15:20	3/15/23	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Lacapria Michael	NY	O	CFO	P.d	56	37.50	2	10	16	I
3/13/23 16:34	3/13/23	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kennedy Douglas L	NJ	DO	P,CEO	P.d	32	32.03	1	1	191	D
12/14/22 17:48	12/7/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P.e	7	1,750.0	0	0	4	I
10/19/22 18:31	10/17/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	D		P	250	1,000.0	0	0	81	D
10/17/22 19:40	10/11/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	20	14.45	1	0	1,803	I
9/27/22 21:04	9/23/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	GU	D		P	8	15.00	1	1	44	D
8/30/22 18:50	8/29/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	56	14.00	4	3	134	D
8/23/22 21:51	8/23/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	4	15.24	0	0	130	D
8/18/22 18:35	8/18/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Crisostomo Joseph Michael Sr	GU	D		P	5	15.00	0	2	16	D
8/15/22 20:03	8/15/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	2	15.50	0	0	130	D
8/15/22 19:54	8/11/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	6	15.50	0	0	130	D
7/29/22 20:48	7/28/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	GU	D		P	7	14.60	0	1	43	D
7/27/22 20:50	7/22/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	GU	D		P	1	14.65	0	0	43	D
7/11/22 21:52	7/11/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Crouthamel Roger Powell	GU	D		P	0	14.75	0	0	406	I
6/21/22 21:31	6/21/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Roger P. Crouthamel, Trustee of the John Kerr Grandchildren'S Trust Dated May 30, 1990	GU	D		P	5	14.75	0	1	56	I
6/21/22 21:29	6/21/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Crouthamel Roger Powell	GU	D		P	1	14.75	0	0	406	I
6/21/22 21:28	6/17/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Maria Eugenia Herrero	GU	DO	EVP,COO	P	6	14.75	0	4	10	D
6/15/22 21:51	6/6/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	GU	D		P	6	13.90	0	1	43	D
6/15/22 21:49	6/14/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Crouthamel Roger Powell	GU	D		P	2	13.88	0	0	406	I
6/13/22 21:35	6/13/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	0	12.00	0	0	129	D
6/13/22 21:34	6/13/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	D		P	0	12.00	0	0	81	D
6/13/22 21:32	6/13/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	8	12.00	1	0	1,802	I
6/13/22 21:28	6/13/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	GU	D		P	0	12.00	0	0	42	D
6/13/22 19:16	6/10/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Maria Eugenia Herrero	GU	DO	EVP,COO	P	1	13.50	0	1	9	D
6/8/22 21:37	6/8/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Maria Eugenia Herrero	GU	DO	EVP,COO	P	10	18.50	1	6	9	D
5/24/22 13:06	5/23/22	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Horst Peter D.	NJ	D		P.d	79	31.49	3	28	12	D
5/4/22 14:23	5/3/22	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kass Steven A	NJ	D		P.d	31	31.12	1	8	14	D
5/4/22 14:21	5/3/22	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Carfora Jeffrey J	NJ	O	SEVP,CFO	P.d	31	30.94	1	1	120	D
5/4/22 14:17	5/2/22	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kennedy Douglas L	NJ	DO	P,CEO	P.d	31	31.11	1	1	189	D
5/4/22 13:59	5/3/22	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Bowser Carmen M	NJ	D		P.d	21	32.20	1	9	8	D
3/17/22 12:22	4/6/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.d	15	14.60	1	1	136	I
1/31/22 08:15	1/27/22	SC	Santander Consumer USA Holdings Inc.	U3	Financ	NtBnk	Commercial Banks	Banco Santander, S.A.	U3	T		P	588,653	41.50	14,184	6	259,778	I
1/19/22 20:04	1/19/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Cook Joaquin Phillip Leon Guerrero	GU	DO	CEO,P	P	19	11.50	2	24	9	D
9/30/21 21:52	9/30/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	147	9.90	15	13	129	D
9/23/21 21:51	9/23/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	10	12.50	1	0	1,801	I
9/23/21 21:50	9/23/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	0	12.50	0	0	114	D
9/23/21 21:47	9/23/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	GU	D		P	0	12.50	0	0	42	D
9/23/21 21:43	9/23/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	1	12.50	0	0	95	D
9/23/21 21:42	9/23/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	D		P	0	12.50	0	0	81	D
9/23/21 21:41	9/23/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Sablan Mark Joseph	GU	D		P	0	12.50	0	0	37	D
9/22/21 13:17	9/21/21	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Horst Peter D.	NJ	D		P.d	80	31.88	3	60	7	D
8/2/21 15:42	8/2/21	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Poland Todd	NJ	O	EVP,GC	P.d	32	32.31	1	19	6	D
5/12/21 21:26	5/12/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Maria Eugenia Herrero	GU	DO	EVP,COO	P	5	10.50	1	6	9	D
4/21/21 20:01	4/19/21	MYF	Blackrock Muniyield Investment Fund	A6	Financ	NtBnk	Commercial Banks	Td Securities (Usa) LLC	NY	T		P	59,400	100,000	1		0	D
4/8/21 21:21	4/8/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Maria Eugenia Herrero	GU	DO	EVP,COO	P	5	10.50	1	6	8	D
2/5/21 16:55	2/4/21	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.d	25	22.15	1	1	135	D
11/9/20 15:11	11/6/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Plante Robert A.	NJ	O	EVP,COO	P.d	17	16.90	1	10	11	D
11/9/20 15:09	11/5/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Horst Peter D.	NJ	D		P.d	17	16.83	1	67	3	D
11/9/20 15:06	11/6/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Doyle Timothy E	NJ	O	EVP,Chie	P.d	35	17.33	2	26	10	D
11/9/20 15:02	11/6/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Babcock John P	NJ	O	SEVP,P o	P.d	17	16.95	1	2	66	D
11/5/20 18:19	11/5/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Spinelli Anthony W.	NJ	D		P.d	17	16.75	1	41	3	D
11/5/20 18:18	11/5/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Plante Robert A.	NJ	O	EVP,COO	P.d	9	17.23	1	5	10	D
11/5/20 18:15	11/5/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Meyercord F Duffield	NJ	D		P.d	26	17.05	2	2	96	D
11/5/20 18:13	11/5/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kass Steven A	NJ	D		P.d	26	17.21	2	36	6	I
11/4/20 15:55	11/4/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Carfora Jeffrey J	NJ	O	SEVP,CFO	P.d	17	16.65	1	1	99	D
11/3/20 16:59	11/2/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kennedy Douglas L	NJ	DO	P,CEO	P.d	18	18.15	1	1	162	D
10/21/20 20:42	5/14/19	MS	Morgan Stanley	DE	Financ	NtBnk	Commercial Banks	Mitsubishi Ufj Financial Group Inc	M0	T		P.m	71	44.34	2	0	377,085	I
10/21/20 20:41	10/24/16	MS	Morgan Stanley	DE	Financ	NtBnk	Commercial Banks	Mitsubishi Ufj Financial Group Inc	M0	T		P.m	141	49.12	3	0	404,867	I
10/21/20 20:39	10/28/13	MS	Morgan Stanley	DE	Financ	NtBnk	Commercial Banks	Mitsubishi Ufj Financial Group Inc	M0	T		P.m	0	30.18	0	0	432,017	I
9/29/20 21:54	9/29/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	1	10.00	0	0	114	D
9/29/20 21:50	9/29/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	2	10.00	0	0	95	D
9/29/20 21:48	9/29/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	D		P	2	10.00	0	0	81	D
9/29/20 21:46	9/29/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	GU	D		P	0	10.00	0	0	42	D
9/29/20 21:44	9/29/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	16	10.00	2	0	1,800	I
9/23/20 20:59	9/23/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	11	10.50	1	1	114	D
9/22/20 21:17	9/22/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	4	10.50	0	0	113	D
7/28/20 18:46	7/23/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	4	10.50	0	0	113	D
6/5/20 17:33	6/5/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Deutsch Todd	NY	D		P.d	4	18.48	0	0	48	D
5/28/20 17:16	5/27/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Deutsch Todd	NY	D		P.dm	5	17.00	0	1	48	D
5/20/20 11:27	5/18/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Deutsch Todd	NY	D		P.dm	7	14.97	1	1	48	D
5/19/20 11:36	5/15/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Lacapria Michael	NY	O	CFO	P.d	27	13.49	2	36	8	D
5/19/20 11:35	5/15/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Mitzman Robert	NY	D		P.d	27	13.57	2	2	97	D
5/18/20 13:44	5/15/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Bader Eric S	NY	O	EVP,COO,	P.d	12	11.93	1	2	59	I
5/18/20 13:43	5/15/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Sagliocca Andrew C	NY	DO	P,CEO	P.d	48	11.93	4	3	133	D
5/15/20 15:00	5/14/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Grossman Marc D	NY	D		P.d	37	12.47	3	16	22	I
4/23/20 20:13	4/22/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	45	10.00	5	0	1,798	I
4/23/20 20:12	4/22/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	GU	D		P	2	10.00	0	0	42	D
4/23/20 20:08	4/22/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	1	10.00	0	0	112	D
4/23/20 20:06	4/22/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	D		P	8	10.00	1	1	81	D
4/23/20 20:05	4/22/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	9	10.00	1	1	95	D
4/21/20 16:24	3/17/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Grossman Marc D	NY	D		P.d	40	18.99	2	12	19	I
4/20/20 15:37	4/16/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Grossman Marc D	NY	D		P.d	55	13.63	4	31	17	I
3/19/20 16:54	3/19/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Daingerfield Richard	NJ	D		P.d	13	12.83	1	13	9	D
3/19/20 08:45	3/18/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Bowser Carmen M	NJ	D		P.d	14	14.32	1	90	2	D
3/18/20 16:44	3/16/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.d	16	15.54	1	1	125	I
3/18/20 16:43	8/20/19	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.dm	115	19.20	6	5	124	I
3/18/20 11:03	3/17/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Meyercord F Duffield	NJ	D		P.d	162	16.19	10	13	89	D
3/17/20 16:22	3/17/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Horst Peter D.	NJ	D		P	16	16.43	1	200	2	D
3/17/20 14:41	3/16/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Debel Richard	NJ	O	EVP,Depo	P.d	15	15.31	1	100	2	D
3/17/20 14:33	3/17/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Plante Robert A.	NJ	O	EVP,COO	P.d	7	15.19	0	16	3	D
3/17/20 10:54	3/16/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kennedy Douglas L	NJ	DO	P,CEO	P.d	32	16.06	2	1	141	D
3/17/20 10:49	3/16/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Doyle Timothy E	NJ	O	EVP,Chie	P.d	16	16.10	1	18	6	D
3/17/20 10:43	3/16/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Carfora Jeffrey J	NJ	O	SEVP,CFO	P.d	16	15.96	1	1	94	D
3/16/20 13:29	3/12/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.d	53	17.54	3	3	118	D
3/11/20 20:56	3/11/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Maria Eugenia Herrero	GU	DO	EVP,COO	P	9	10.00	1	13	8	D
3/9/20 21:09	3/6/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	500	10.68	47	72	112	D
3/5/20 20:32	3/5/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	3	10.00	0	0	65	D
2/25/20 09:20	2/24/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Debel Richard	NJ	O	EVP,Depo	P.d	15	30.32	1	100	1	D
2/3/20 17:49	1/31/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	3	10.00	0	0	65	D
1/30/20 18:12	1/29/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	4	11.00	0	1	65	D
1/29/20 14:59	1/27/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Lacapria Michael	NY	O	CFO	P.d	23	23.37	1	22	6	D
1/2/20 20:17	12/31/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	2	10.00	0	0	94	D
1/2/20 19:17	12/31/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	1	10.00	0	0	64	D
1/2/20 19:14	12/31/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	GU	D		P	1	10.00	0	0	42	D
1/2/20 19:11	12/31/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	D		P	2	10.00	0	0	78	D
1/2/20 19:09	12/31/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	14	10.00	1	0	1,794	I
1/2/20 18:59	8/29/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P.a	1	10.00	0	0	94	D
12/30/19 18:55	12/27/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	7	11.00	1	1	64	D
12/30/19 18:54	11/26/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P.a	67	10.15	7	11	64	D
12/30/19 18:52	11/12/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P.a	2	11.00	0	0	57	D
12/17/19 19:48	12/17/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	D		P	6	11.00	1	1	78	D
11/26/19 18:07	11/26/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	67	10.15	7	11	64	D
11/12/19 20:27	11/12/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	2	11.00	0	0	57	D
10/30/19 11:31	10/28/19	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Lacapria Michael	NY	O	CFO	P.d	24	23.90	1	50	3	D
9/23/19 13:31	9/20/19	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Deutsch Todd	NY	D		P.d	12	24.05	1	1	46	D
9/20/19 16:06	4/23/14	MS	Morgan Stanley	DE	Financ	NtBnk	Commercial Banks	Mitsubishi Ufj Financial Group Inc	M0	T		P.dm	1,909	1.01	1,894		0	I
9/6/19 15:47	9/6/19	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.d	22	22.35	1	1	114	I
9/5/19 14:19	9/3/19	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Mitzman Robert	NY	D		P.d	23	22.97	1	1	89	D
8/30/19 20:37	8/29/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	1	10.00	0	0	57	D
8/30/19 20:36	8/29/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	D		P	1	10.00	0	0	78	D
8/30/19 20:34	8/29/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	CA	D		P	1	10.00	0	0	42	D
8/30/19 20:32	8/29/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	1	10.00	0	0	94	D
8/30/19 20:26	8/29/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	12	10.00	1	0	1,793	I
8/27/19 19:08	8/27/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	7	11.00	1	1	94	D
8/27/19 10:45	8/23/19	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Mitzman Robert	NY	D		P.d	58	23.00	3	3	88	D
8/23/19 15:22	8/22/19	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Mitzman Robert	NY	D		P.d	49	23.94	2	2	86	D
8/21/19 11:22	8/19/19	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.d	23	22.85	1	1	113	I
8/19/19 16:10	8/16/19	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Mitzman Robert	NY	D		P.d	104	23.46	4	6	84	D
8/15/19 11:41	8/13/19	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Deutsch Todd	NY	D		P.dm	23	22.90	1	2	46	D
8/14/19 21:11	8/14/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Roger P. Crouthamel, Trustee of the John Kerr Grandchildren'S Trust Dated May 30, 1990	GU	D		P	21	10.50	2	4	55	I
8/9/19 19:26	8/8/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	49	9.75	5	10	57	D
8/2/19 12:08	7/31/19	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.dm	38	25.41	2	1	112	M
7/31/19 16:07	7/31/19	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Lacapria Michael	NY	O	CFO	P.d	26	25.97	1	100	2	D
7/29/19 14:38	7/26/19	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.d	12	24.35	1	0	111	D
6/26/19 21:32	6/26/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Atalig Francisco M.	GU	O	SVP,CFO	P	2	9.17	0	10	3	D
6/26/19 21:29	6/26/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Camacho Keven Felix	GU	DO	VP,Chief	P	2	9.17	0	3	6	D
6/4/19 20:31	6/4/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	6	11.00	1	1	93	D
5/21/19 12:25	5/17/19	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Debel Richard	NJ	O	EVP,Depo	P	14	27.36	1	New	1	D
5/9/19 15:57	5/8/19	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Lacapria Michael	NY	O	CFO	P.d	25	24.93	1	New	1	D
5/1/19 20:29	4/30/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	2	10.00	0	0	52	D
5/1/19 20:28	4/30/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	20	10.00	2	0	1,792	I
5/1/19 20:24	4/30/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	CA	D		P	2	10.00	0	0	42	D
5/1/19 20:23	4/30/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	2	10.00	0	0	93	D
5/1/19 20:21	4/30/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	D		P	2	10.00	0	0	77	D
4/10/19 20:59	4/10/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	11	11.00	1	1	93	D
3/28/19 21:18	3/8/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	CA	D		P	43	11.00	4	10	42	D
2/11/19 17:31	2/8/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	DO	EVP,COO	P	1	10.00	0	0	77	D
2/11/19 17:29	2/8/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	1	10.00	0	0	52	D
2/11/19 17:28	2/8/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	1	10.00	0	0	92	D
2/11/19 17:27	2/8/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	7	10.00	1	0	1,790	I
2/11/19 17:25	2/8/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	CA	D		P	0	10.00	0	0	38	D
1/30/19 19:31	1/30/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	11	10.75	1	1	91	D
12/26/18 19:42	12/26/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Lourdes Aflague	GU	D		P	1	10.00	0	0	84	D
12/26/18 19:40	12/26/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	3	10.00	0	0	90	D
12/26/18 19:38	12/26/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	2	10.00	0	0	52	D
12/26/18 19:37	12/26/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	DO	EVP,COO	P	3	10.00	0	0	77	D
12/26/18 19:36	12/26/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	CA	D		P	0	10.00	0	0	38	D
12/26/18 19:34	12/26/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	18	10.00	2	0	1,789	I
12/18/18 16:56	12/18/18	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Tandon Parag	NY	O	Chief Ac	P.d	11	22.40	1	33	2	D
12/11/18 19:03	11/26/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	3	11.00	0	0	90	D
12/11/18 18:59	11/14/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	8	11.00	1	1	90	D
11/7/18 11:29	11/6/18	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Waser Eric H.	NJ	O	EVP,Head	P.d	27	27.15	1	3	33	D
11/6/18 10:42	11/5/18	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kennedy Douglas L	NJ	DO	P,CEO	P.d	28	27.96	1	1	125	D
11/6/18 10:39	11/5/18	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Carfora Jeffrey J	NJ	O	SEVP,CFO	P.d	42	28.21	2	2	87	D
10/31/18 20:47	10/31/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Lourdes Aflague	GU	D		P	2	10.00	0	0	84	D
10/29/18 21:29	10/29/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	2	10.00	0	0	89	D
10/29/18 21:27	10/29/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	DO	EVP,COO	P	2	10.00	0	0	77	D
10/29/18 21:25	10/29/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	14	10.00	1	0	1,787	I
10/22/18 20:27	10/22/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	0	10.00	0	0	51	D
10/22/18 20:23	10/22/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin Joe Taitano	GU	D		P	0	10.00	0	0	4	D
9/19/18 20:54	9/19/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	2	10.00	0	0	89	D
9/19/18 20:48	9/19/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	DO	EVP,COO	P	2	10.00	0	0	77	D
9/19/18 20:43	9/19/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Lourdes Aflague	GU	D		P	2	10.00	0	0	83	D
9/19/18 20:38	9/19/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	14	10.00	1	0	1,786	I
9/18/18 12:07	8/8/18	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kass Steven A	NJ	D		P	33	33.25	1	100	2	I
9/17/18 20:32	9/17/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	11	11.00	1	1	89	D
9/17/18 20:26	9/17/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	0	10.00	0	0	51	D
8/6/18 16:37	8/6/18	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		P.d	13	25.28	1	0	306	I
7/30/18 15:21	7/27/18	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.d	25	24.73	1	1	106	D
6/4/18 16:29	6/1/18	DHCP	Ditech Holding Corp	X0	Financ	NtBnk	Commercial Banks	Barclays Plc	X0	T		P	0	6.62	0	0	532	I
5/18/18 15:09	5/17/18	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		P.d	12	24.52	1	0	305	I
3/19/18 13:05	3/16/18	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.d	24	23.95	1	1	105	D
3/12/18 15:03	2/16/18	NZF	Nuveen Municipal Credit Income Fund	A6	Financ	NtBnk	Commercial Banks	Toronto Dominion Investments, Inc.	NY	T		P.a	155,000	100,000	2	103	3	D
3/7/18 18:18	3/7/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	100	12.25	8	10	88	D
3/1/18 15:50	3/1/18	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.d	7	23.20	0	0	104	I
2/28/18 10:05	2/26/18	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		P.d	11	22.78	1	0	305	I
2/16/18 13:28	2/14/18	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		P.d	11	22.00	1	0	304	I
2/8/18 16:05	2/7/18	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Coelho Anthony	NY	D		P.d	122	22.59	5	12	49	I
2/8/18 15:02	2/1/18	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.d	10	24.75	0	0	104	I
1/29/18 17:03	1/26/18	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		P.d	20	20.49	1	0	304	I
1/24/18 18:38	1/24/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	3	9.11	0	0	80	D
1/22/18 19:02	1/19/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	0	9.13	0	0	51	D
1/22/18 18:59	1/19/18	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	18	9.11	2	0	1,784	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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