Finance Services Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
4/14/25 20:23	4/11/25	MDBH	Mdb Capital Holdings, LLC	DE	Financ	Loan	Finance Services	Marlett Christopher A	TX	DOT	Co-Found	P	8	5.00	2	1	133	I
4/9/25 18:21	4/7/25	MDBH	Mdb Capital Holdings, LLC	DE	Financ	Loan	Finance Services	Digiandomenico Anthony	TX	DOT	Co-Found	P	7	4.90	1	2	96	D
4/9/25 18:16	4/7/25	MDBH	Mdb Capital Holdings, LLC	DE	Financ	Loan	Finance Services	Marlett Christopher A	TX	DOT	Co-Found	P	7	4.80	1	1	131	I
3/24/25 16:09	3/20/25	MSTR	Microstrategy Inc	DE	Financ	Loan	Finance Services	Kang Andrew	VA	O	EVP,CFO	P	128	85.00	2	12	14	D
3/24/25 16:07	3/20/25	MSTR	Microstrategy Inc	DE	Financ	Loan	Finance Services	Shao Wei-Ming	VA	O	EVP,GC	P	43	85.00	1	7	8	D
3/24/25 16:05	3/20/25	MSTR	Microstrategy Inc	DE	Financ	Loan	Finance Services	Le Phong	VA	DO	P,CEO	P	510	85.00	6	42	20	D
3/20/25 06:00	3/17/25	RIOT	Riot Platforms, Inc.	NV	Financ	Loan	Finance Services	Mouton Douglas	CO	D		P	65	7.74	8	70	20	D
3/18/25 20:53	3/17/25	CMPO	Composecure, Inc.	DE	Financ	Loan	Finance Services	Deangelo Joseph J	NJ	D		P	501	11.12	45	New	45	D
3/11/25 08:40	3/7/25	AXP	American Express Co	NY	Financ	Loan	Finance Services	Angelakis Michael J	NY	D		P	999	269.89	4	New	4	D
3/10/25 21:15	3/10/25	BUR	Burford Capital Ltd	Y7	Financ	Loan	Finance Services	Lenkner Travis	Y7	O	Chief De	P	335	13.25	25	New	25	D
3/7/25 15:07	3/6/25	CORZ	Core Scientific, Inc./Tx	DE	Financ	Loan	Finance Services	Weiss Eric Stanton	DE	D		P	51	8.46	6	3	222	D
3/6/25 18:45	3/6/25	CORZ	Core Scientific, Inc./Tx	DE	Financ	Loan	Finance Services	Levy Jordan	DE	D		P	501	8.01	63	26	307	D
3/6/25 17:45	3/6/25	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Walker William M	MD	DO	CB,CEO	P	1,509	86.21	18	2	963	D
2/26/25 14:34	2/24/25	MGLD	Marygold Companies, Inc.	NV	Financ	Loan	Finance Services	Nicholas & Melinda Gerber Living Trust	CA	DOT	CEO	P	53	1.05	50	0	18,641	D
2/21/25 20:02	2/20/25	CMPO	Composecure, Inc.	DE	Financ	Loan	Finance Services	Resolute Compo Holdings LLC	NY	DT		P	3,862	16.57	233	0	50,170	I
2/21/25 20:01	2/20/25	CMPO	Composecure, Inc.	DE	Financ	Loan	Finance Services	Knott Thomas R.	NY	DT		P	3,862	16.57	233	0	50,170	I
2/21/25 20:00	2/20/25	CMPO	Composecure, Inc.	DE	Financ	Loan	Finance Services	Cote John D.	NY	DT		P	3,862	16.57	233	0	51,670	I
2/18/25 17:09	2/14/25	MGLD	Marygold Companies, Inc.	NV	Financ	Loan	Finance Services	Nicholas & Melinda Gerber Living Trust	CA	DOT	CEO	P	52	1.10	48	0	18,591	D
2/14/25 21:40	2/12/25	CMPO	Composecure, Inc.	DE	Financ	Loan	Finance Services	Resolute Compo Holdings LLC	NY	DT		P.m	9,986	15.44	647	1	49,937	I
2/14/25 21:38	2/12/25	CMPO	Composecure, Inc.	DE	Financ	Loan	Finance Services	Knott Thomas R.	NY	DT		P.m	9,986	15.44	647	1	49,937	I
2/14/25 21:36	2/12/25	CMPO	Composecure, Inc.	DE	Financ	Loan	Finance Services	Cote John D.	NY	DT		P.m	9,986	15.44	647	1	51,437	I
2/14/25 19:21	2/12/25	MDBH	Mdb Capital Holdings, LLC	DE	Financ	Loan	Finance Services	Digiandomenico Anthony	TX	DOT	Co-Found	P.m	8	6.15	1	1	94	D
2/14/25 16:10	1/13/25	GRYP	Gryphon Digital Mining, Inc.	DE	Financ	Loan	Finance Services	Billingsley Jessica	NV	D		P.ad	19	0.3900	48	10	554	D
2/12/25 15:58	2/11/25	MGLD	Marygold Companies, Inc.	NV	Financ	Loan	Finance Services	Nicholas & Melinda Gerber Living Trust	CA	DOT	CEO	P	34	1.06	32	0	18,543	D
2/11/25 18:48	2/7/25	MDBH	Mdb Capital Holdings, LLC	DE	Financ	Loan	Finance Services	Digiandomenico Anthony	TX	DOT	Co-Found	P.m	12	6.22	2	2	93	D
2/6/25 16:50	2/4/25	MDBH	Mdb Capital Holdings, LLC	DE	Financ	Loan	Finance Services	Digiandomenico Anthony	TX	DOT	Co-Found	P.m	4	6.23	1	1	91	D
2/3/25 17:23	1/30/25	MDBH	Mdb Capital Holdings, LLC	DE	Financ	Loan	Finance Services	Digiandomenico Anthony	TX	DOT	Co-Found	P.m	13	6.19	2	2	90	D
1/31/25 18:12	1/27/25	WULF	Terawulf Inc.	DE	Financ	Loan	Finance Services	Bucella Michael C.	MD	D		P	20	4.17	5	2	206	D
1/29/25 18:16	1/27/25	MDBH	Mdb Capital Holdings, LLC	DE	Financ	Loan	Finance Services	Digiandomenico Anthony	TX	DOT	Co-Found	P.m	6	6.21	1	1	88	D
1/27/25 15:38	1/22/25	MDBH	Mdb Capital Holdings, LLC	DE	Financ	Loan	Finance Services	Digiandomenico Anthony	TX	DOT	Co-Found	P.m	8	6.21	1	2	87	D
1/21/25 21:40	1/16/25	MDBH	Mdb Capital Holdings, LLC	DE	Financ	Loan	Finance Services	Digiandomenico Anthony	TX	DOT	Co-Found	P.m	18	6.18	3	3	86	D
1/15/25 18:44	1/13/25	GRYP	Gryphon Digital Mining, Inc.	DE	Financ	Loan	Finance Services	Vaiopoulos Demetrios	NV	D		P.d	19	0.3900	48	15	379	I
1/15/25 18:28	1/13/25	MDBH	Mdb Capital Holdings, LLC	DE	Financ	Loan	Finance Services	Digiandomenico Anthony	TX	DOT	Co-Found	P.m	18	6.15	3	4	84	D
1/15/25 18:20	1/13/25	GRYP	Gryphon Digital Mining, Inc.	DE	Financ	Loan	Finance Services	Kaiser Brittany	NV	D		P.d	38	0.3900	97	11	965	D
1/15/25 17:27	1/13/25	GRYP	Gryphon Digital Mining, Inc.	DE	Financ	Loan	Finance Services	Billingsley Jessica	NV	D		P.d	19	0.3900	48	18	316	D
1/15/25 16:27	1/13/25	GRYP	Gryphon Digital Mining, Inc.	DE	Financ	Loan	Finance Services	Cox Heather	NV	D		P.d	38	0.3900	97	28	445	D
1/15/25 16:17	1/13/25	GRYP	Gryphon Digital Mining, Inc.	DE	Financ	Loan	Finance Services	Gallie Peter Eric	NV	O	SVP	P.d	57	0.3900	145	29	645	D
1/15/25 16:17	1/13/25	GRYP	Gryphon Digital Mining, Inc.	DE	Financ	Loan	Finance Services	Tolhurst Daniel George	NV	D		P.d	38	0.3900	97	3	3,671	D
1/15/25 16:16	1/13/25	GRYP	Gryphon Digital Mining, Inc.	DE	Financ	Loan	Finance Services	Gutterman Steven D.	NV	DO	CEO	P.d	30	0.3900	77	4	1,819	D
1/15/25 16:15	1/13/25	GRYP	Gryphon Digital Mining, Inc.	DE	Financ	Loan	Finance Services	Salzman Simeon	NV	O	CFO	P.d	8	0.3900	19	3	639	D
1/7/25 20:20	1/3/25	MDBH	Mdb Capital Holdings, LLC	DE	Financ	Loan	Finance Services	Digiandomenico Anthony	TX	DOT	Co-Found	P	0	6.25	0	0	81	D
1/3/25 21:18	3/15/24	EXOD	Exodus Movement, Inc.	DE	Financ	Loan	Finance Services	Gernetzke James	NE	O	CFO	P	0	6.96	0	0	429	D
12/30/24 13:23	12/20/24	MDBH	Mdb Capital Holdings, LLC	DE	Financ	Loan	Finance Services	Digiandomenico Anthony	TX	DOT	Co-Found	P.a	2	6.25	0	0	81	D
12/23/24 18:54	12/20/24	MDBH	Mdb Capital Holdings, LLC	DE	Financ	Loan	Finance Services	Digiandomenico Anthony	TX	DOT	Co-Found	P	2	6.25	0	0	81	D
12/23/24 16:00	12/23/24	GREE	Greenidge Generation Holdings Inc.	DE	Financ	Loan	Finance Services	Kovler Jordan	NY	DO	CEO	P	9	1.76	5	9	60	D
12/23/24 11:28	12/20/24	MGLD	Marygold Companies, Inc.	NV	Financ	Loan	Finance Services	Nicholas & Melinda Gerber Living Trust	CA	DOT	CEO	P	73	1.72	42	0	18,511	D
12/20/24 12:36	12/17/24	MDBH	Mdb Capital Holdings, LLC	DE	Financ	Loan	Finance Services	Digiandomenico Anthony	TX	DOT	Co-Found	P.m	23	6.22	4	5	80	D
12/16/24 17:39	12/16/24	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Schuppenhauer Eric	TX	O	EVP GBU	P	500	16.34	31	197	46	D
12/13/24 17:01	12/13/24	OPRT	Oportun Financial Corp	DE	Financ	Loan	Finance Services	Daswani Mohit	CA	D		P	29	3.90	7	22	42	D
12/13/24 16:59	12/13/24	OPRT	Oportun Financial Corp	DE	Financ	Loan	Finance Services	Minetti Carlos	CA	D		P	58	3.89	15	43	50	D
12/11/24 17:32	12/11/24	OPRT	Oportun Financial Corp	DE	Financ	Loan	Finance Services	Williams R Neil	CA	D		P	97	3.87	25	22	140	D
12/2/24 17:05	11/27/24	OPRT	Oportun Financial Corp	DE	Financ	Loan	Finance Services	Coblentz Jonathan Aaron	CA	O	CFO,Chie	P.m	100	3.91	26	5	531	I
12/2/24 17:03	11/27/24	OPRT	Oportun Financial Corp	DE	Financ	Loan	Finance Services	Vazquez Raul	CA	DO	CEO	P	34	3.86	9	1	1,491	D
11/25/24 16:29	11/22/24	BENF	Beneficient	NV	Financ	Loan	Finance Services	Cangany Peter T Jr	TX	D		P	24	0.9500	25	6	426	I
11/25/24 10:58	11/21/24	MGLD	Marygold Companies, Inc.	NV	Financ	Loan	Finance Services	Nicholas & Melinda Gerber Living Trust	CA	DOT	CEO	P	75	1.51	50	0	18,469	D
11/20/24 06:03	11/19/24	BENF	Beneficient	NV	Financ	Loan	Finance Services	Cangany Peter T Jr	TX	D		P	70	0.9267	75	23	401	I
11/19/24 16:32	11/15/24	LMFA	Lm Funding America, Inc.	DE	Financ	Loan	Finance Services	Graham Andrew L.	FL	D		P	26	2.58	10	137	17	D
11/12/24 13:21	11/8/24	GDOT	Green Dot Corp	DE	Financ	Loan	Finance Services	Topline Capital Management, LLC	CA	H	See Expl	P.m	1,941	10.89	178	3	6,336	I
11/12/24 12:59	11/8/24	GDOT	Green Dot Corp	DE	Financ	Loan	Finance Services	Topline Capital Partners, LP	CA	T		P.m	1,941	10.89	178	3	6,336	D
10/9/24 17:42	9/30/24	PGY	Pagaya Technologies Ltd.	L3	Financ	Loan	Finance Services	Yulzari Yahav	NY	DO	Chief Bu	P	248	10.52	24	8	312	D
10/1/24 17:22	9/23/24	GDOT	Green Dot Corp	DE	Financ	Loan	Finance Services	Topline Capital Management, LLC	CA	H	See Expl	P.m	2,384	11.98	199	3	6,158	I
10/1/24 17:09	9/23/24	GDOT	Green Dot Corp	DE	Financ	Loan	Finance Services	Topline Capital Partners, LP	CA	T		P.m	2,384	11.98	199	3	6,158	D
9/27/24 18:03	9/20/24	BENF	Beneficient	NV	Financ	Loan	Finance Services	Rutledge Maria S.	TX	O	CTO	P	1	1.11	1	55	3	D
9/23/24 16:50	8/5/24	BTM	Bitcoin Depot Inc.		Financ	Loan	Finance Services	Paul Andrew Mitchell	CO	T		P.m	258	1.65	156	5	3,063	D
9/16/24 19:20	9/13/24	CORZ	Core Scientific, Inc./Tx	DE	Financ	Loan	Finance Services	Patten Jarrod M	DE	D		P	25	11.05	2	1	300	D
9/12/24 16:21	9/11/24	CORZ	Core Scientific, Inc./Tx	DE	Financ	Loan	Finance Services	Patten Jarrod M	DE	D		P	21	10.10	2	1	298	D
9/11/24 16:09	9/10/24	CORZ	Core Scientific, Inc./Tx	DE	Financ	Loan	Finance Services	Patten Jarrod M	DE	D		P	21	9.90	2	1	296	D
9/10/24 16:18	9/9/24	CORZ	Core Scientific, Inc./Tx	DE	Financ	Loan	Finance Services	Weiss Eric Stanton	DE	D		P	46	9.21	5	3	195	D
9/10/24 16:05	9/6/24	MFIN	Medallion Financial Corp	DE	Financ	Loan	Finance Services	Cutrone Anthony N.	NY	O	CFO	P.m	41	7.52	6	8	74	M
9/6/24 16:00	9/6/24	GREE	Greenidge Generation Holdings Inc.	DE	Financ	Loan	Finance Services	Kovler Jordan	NY	DO	CEO	P	9	1.72	5	8	68	D
9/5/24 16:29	9/4/24	CORZ	Core Scientific, Inc./Tx	DE	Financ	Loan	Finance Services	Patten Jarrod M	DE	D		P	72	9.28	8	3	294	D
9/4/24 16:57	9/3/24	CORZ	Core Scientific, Inc./Tx	DE	Financ	Loan	Finance Services	Patten Jarrod M	DE	D		P	49	9.68	5	2	286	D
9/3/24 16:42	8/30/24	CORZ	Core Scientific, Inc./Tx	DE	Financ	Loan	Finance Services	Patten Jarrod M	DE	D		P	15	9.95	2	1	281	D
8/29/24 16:54	8/28/24	CORZ	Core Scientific, Inc./Tx	DE	Financ	Loan	Finance Services	Patten Jarrod M	DE	D		P	39	9.70	4	1	279	D
8/28/24 09:08	8/27/24	BENF	Beneficient	NV	Financ	Loan	Finance Services	Cangany Peter T Jr	TX	D		P	59	1.97	30	21	176	I
8/22/24 16:21	8/20/24	CORZ	Core Scientific, Inc./Tx	DE	Financ	Loan	Finance Services	Levy Jordan	DE	D		P	497	10.20	49	28	224	D
8/21/24 16:15	8/19/24	BENF	Beneficient	NV	Financ	Loan	Finance Services	Cangany Peter T Jr	TX	D		P.m	63	2.28	28	51	81	I
8/16/24 08:58	8/14/24	PAPL	Pineapple Financial Inc.		Financ	Loan	Finance Services	Dasgupta Shubha-Jeet	A6	DOT	CEO	P	2	1.08	2	40	7	D
8/13/24 16:30	8/9/24	GHI	Greystone Housing Impact Investors LP	DE	Financ	Loan	Finance Services	Rogozinski Kenneth	NE	O	CEO	P.m	56	14.10	4	2	165	I
8/9/24 20:00	8/8/24	ML	Moneylion Inc.	DE	Financ	Loan	Finance Services	Chrystal John C	NY	D		P.m	459	45.88	10	25	50	D
8/8/24 16:14	8/2/24	PAPL	Pineapple Financial Inc.		Financ	Loan	Finance Services	Marin Kendall Leo	A6	DOT	COO	P	2	0.9400	2	0	854	D
8/2/24 19:27	8/1/24	PAPL	Pineapple Financial Inc.		Financ	Loan	Finance Services	Mitchell Christa Lillian	A6	DO	CSO	P	2	1.02	2	1	280	D
7/31/24 18:08	7/25/24	PAPL	Pineapple Financial Inc.		Financ	Loan	Finance Services	Marin Kendall Leo	A6	DOT	COO	P.m	4	1.01	4	0	852	D
7/30/24 16:05	7/29/24	PAPL	Pineapple Financial Inc.		Financ	Loan	Finance Services	Dasgupta Shubha-Jeet	A6	DOT	CEO	P	3	1.14	3	150	5	D
7/26/24 16:30	7/23/24	PAPL	Pineapple Financial Inc.		Financ	Loan	Finance Services	Giannoukakis Tasis Anastasios	A6	D		P	21	0.9030	24	26	113	D
7/25/24 16:15	7/23/24	PAPL	Pineapple Financial Inc.		Financ	Loan	Finance Services	Mitchell Christa Lillian	A6	DO	CSO	P	2	0.8800	2	1	278	D
7/25/24 08:58	7/22/24	PAPL	Pineapple Financial Inc.		Financ	Loan	Finance Services	Marin Kendall Leo	A6	DOT	COO	P	2	0.9150	2	0	848	D
7/18/24 16:15	7/17/24	PAPL	Pineapple Financial Inc.		Financ	Loan	Finance Services	Dasgupta Shubha-Jeet	A6	DOT	CEO	P	2	0.9690	2	New	2	D
6/20/24 20:06	6/18/24	SLNH	Soluna Holdings, Inc	NV	Financ	Loan	Finance Services	Michaels David C	NY	D		P	32	3.47	9	12	88	D
6/20/24 20:04	6/18/24	SLNH	Soluna Holdings, Inc	NV	Financ	Loan	Finance Services	Belizaire John	NY	DO	CEO	P	0	0.00	9	6	174	D
6/14/24 13:50	6/14/24	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Noto Anthony	CA	DO	CEO	P	199	6.48	31	0	8,122	D
6/10/24 16:28	6/7/24	LDI	Loandepot, Inc.		Financ	Loan	Finance Services	Martell Frank	CA	DO	CEO,P	P	52	2.09	25	3	928	I
6/5/24 16:36	6/3/24	DAVE	Dave Inc./De		Financ	Loan	Finance Services	Beilman Kyle	CA	O	CFO,Secr	P	32	37.67	1	0	250	D
6/3/24 19:37	5/30/24	LDI	Loandepot, Inc.		Financ	Loan	Finance Services	Martell Frank	CA	DO	CEO,P	P	90	1.80	50	6	903	I
5/30/24 17:45	5/28/24	LDI	Loandepot, Inc.		Financ	Loan	Finance Services	Martell Frank	CA	DO	CEO,P	P.m	155	1.79	87	11	853	I
5/29/24 16:18	5/24/24	LMFA	Lm Funding America, Inc.	DE	Financ	Loan	Finance Services	Traber Martin A	FL	D		P	17	3.37	5	999%	5	D
5/28/24 06:12	5/24/24	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Noto Anthony	CA	DO	CEO	P	200	6.92	29	0	8,091	D
5/23/24 14:08	5/23/24	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Noto Anthony	CA	DO	CEO	P	200	6.92	29	0	8,062	D
5/22/24 15:05	5/21/24	MGLD	Marygold Companies, Inc.	NV	Financ	Loan	Finance Services	Nicholas & Melinda Gerber Living Trust	CA	DOT	CEO	P	108	1.35	80	0	18,419	D
5/15/24 16:15	5/14/24	GHI	Greystone Housing Impact Investors LP	DE	Financ	Loan	Finance Services	Rogozinski Kenneth	NE	O	CEO	P	56	15.47	4	2	161	I
5/14/24 16:15	5/10/24	GHI	Greystone Housing Impact Investors LP	DE	Financ	Loan	Finance Services	Rogozinski Kenneth	NE	O	CEO	P.m	22	15.64	1	1	157	I
5/13/24 09:40	5/9/24	CMPO	Composecure, Inc.	DE	Financ	Loan	Finance Services	Bleichroeder LP	NY	T		P	5,200	6.50	800	27	3,798	I
5/6/24 06:02	5/3/24	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Noto Anthony	CA	DO	CEO	P	199	6.90	29	0	8,033	D
4/25/24 20:44	4/24/24	NCPL	Netcapital Inc.	UT	Financ	Loan	Finance Services	Geary Steven F	MA	D		P	32	0.1324	239	999%	250	D
4/9/24 09:13	4/5/24	PGY	Pagaya Technologies Ltd.	L3	Financ	Loan	Finance Services	Das Sanjiv	MN	O	P	P	240	10.57	23	New	23	D
4/9/24 09:11	4/5/24	PGY	Pagaya Technologies Ltd.	L3	Financ	Loan	Finance Services	Rosen Tami	NY	O	Chief Pe	P	105	10.47	10	53	29	D
4/9/24 09:10	4/4/24	PGY	Pagaya Technologies Ltd.	L3	Financ	Loan	Finance Services	Zeevi Avi	PA	D		P	311	10.35	30	530	36	D
4/9/24 09:09	4/3/24	PGY	Pagaya Technologies Ltd.	L3	Financ	Loan	Finance Services	Yulzari Yahav	L3	DO	Chief Re	P	610	10.17	60	25	300	D
4/9/24 09:08	4/4/24	PGY	Pagaya Technologies Ltd.	L3	Financ	Loan	Finance Services	Pardo Avital	L3	DO	CTO	P	399	10.36	38	9	445	D
4/9/24 09:07	4/4/24	PGY	Pagaya Technologies Ltd.	L3	Financ	Loan	Finance Services	Krubiner Gal	L3	DO	CEO	P	348	10.36	34	7	523	D
3/19/24 16:17	3/15/24	CORZ	Core Scientific, Inc./Tx	DE	Financ	Loan	Finance Services	Patten Jarrod M	DE	D		P	332	3.32	100	New	100	D
3/19/24 16:17	3/15/24	CORZ	Core Scientific, Inc./Tx	DE	Financ	Loan	Finance Services	Becker Todd A	DE	D		P	410	3.16	130	999%	134	D
3/19/24 14:48	3/18/24	MGLD	Marygold Companies, Inc.	NV	Financ	Loan	Finance Services	Nicholas & Melinda Gerber Living Trust	CA	DOT	CEO	P	68	1.36	50	0	18,339	D
3/18/24 19:46	3/15/24	CORZ	Core Scientific, Inc./Tx	DE	Financ	Loan	Finance Services	Weiss Eric Stanton	DE	D		P	45	3.03	15	New	15	D
3/18/24 19:46	3/15/24	CORZ	Core Scientific, Inc./Tx	DE	Financ	Loan	Finance Services	Sullivan Adam Taylor	DE	DO	CEO	P	200	3.06	65	230	94	D
3/18/24 19:45	3/15/24	CORZ	Core Scientific, Inc./Tx	DE	Financ	Loan	Finance Services	Rozov Yadin	DE	D		P.d	246	3.07	80	New	80	D
3/14/24 15:27	3/13/24	MGLD	Marygold Companies, Inc.	NV	Financ	Loan	Finance Services	Nicholas & Melinda Gerber Living Trust	CA	DOT	CEO	P	28	1.11	25	0	18,289	D
3/12/24 19:20	3/11/24	GDOT	Green Dot Corp	DE	Financ	Loan	Finance Services	Ruppel Christian Devin	TX	O	Chief Re	P	299	9.06	33	48	102	D
3/11/24 17:03	3/7/24	DAVE	Dave Inc./De		Financ	Loan	Finance Services	Rozov Yadin	CA	D		P	30	37.31	1	1	96	D
2/22/24 16:46	2/20/24	BENF	Beneficient	NV	Financ	Loan	Finance Services	Cangany Peter T Jr	TX	D		P.m	102	0.2550	400	516	478	I
2/22/24 14:54	2/21/24	MGLD	Marygold Companies, Inc.	NV	Financ	Loan	Finance Services	Nicholas & Melinda Gerber Living Trust	CA	DOT	CEO	P	15	1.11	14	0	18,264	D
2/21/24 14:46	2/16/24	GREE	Greenidge Generation Holdings Inc.	DE	Financ	Loan	Finance Services	Kovler Jordan	CT	DO	CEO	P.m	14	3.96	4	41	12	D
2/14/24 16:15	2/13/24	COOP	Mr. Cooper Group Inc.	DE	Financ	Loan	Finance Services	Weinbach Michael S	TX	O	P	P	1,210	71.16	17	New	17	D
2/13/24 19:00	5/23/23	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Dawood Ismail	IL	O	CFO	P.a	218	1.09	200	75	467	D
2/7/24 11:18	2/5/24	GREE	Greenidge Generation Holdings Inc.	DE	Financ	Loan	Finance Services	Kovler Jordan	CT	DO	CEO	P	10	3.29	3	56	9	D
1/3/24 18:30	1/2/24	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Clark Douglas D	IL	DO	CEO	P	8	0.8479	10	1	840	D
12/18/23 21:38	12/14/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Seefried Sundie	CO	O	CEO	P	24	0.9610	25	2	1,248	D
12/18/23 16:30	12/14/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Fagan Doug	CO	D		P	15	0.9723	15	26	73	D
12/15/23 20:02	12/13/23	SLNH	Soluna Holdings, Inc	NV	Financ	Loan	Finance Services	Michaels David C	NY	DO	CFO	P.m	18	3.14	6	New	6	D
12/13/23 21:52	12/11/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Roda Dan	AR	O	EVP,COO	P	1	0.9999	1	0	929	D
12/12/23 17:00	12/5/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Niehaus Jonathon	CO	D		P.m	13	0.8737	15	10	164	D
12/12/23 16:30	12/8/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Summers Jonathan	CO	D		P.m	8	0.9375	8	6	151	D
12/12/23 16:30	12/8/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Emmi Donald	CO	O	GC	P	8	1.00	8	2	369	D
12/12/23 16:30	12/8/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Seefried Sundie	CO	O	CEO	P.m	9	0.9632	9	1	1,223	D
12/7/23 19:11	12/5/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Emmi Donald	CO	O	GC	P	57	0.8700	66	22	362	D
12/7/23 17:11	12/5/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Seefried Sundie	CO	O	CEO	P	18	0.8770	20	2	1,215	D
12/6/23 19:35	12/4/23	DAVE	Dave Inc./De		Financ	Loan	Finance Services	Rozov Yadin	CA	D		P	83	6.40	13	16	96	D
12/5/23 21:09	12/1/23	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Faulkner Chadwick Heath	IL	DT		P	13	0.8097	16	0	4,495	I
12/5/23 21:08	12/1/23	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Clark Douglas D	IL	DO	CEO	P	16	0.7841	20	2	858	D
12/5/23 19:05	12/1/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Carleton Richard	A6	D		P	36	0.7950	45	33	180	D
12/5/23 16:30	12/1/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Seefried Sundie	CO	O	CEO	P.m	17	0.7806	22	2	1,195	D
12/4/23 16:30	12/1/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Fagan Doug	CO	D		P	10	0.7700	13	29	58	D
12/4/23 15:56	11/30/23	CMPO	Composecure, Inc.	DE	Financ	Loan	Finance Services	Bleichroeder LP	NY	T		P	39	4.88	8	0	2,998	I
11/21/23 17:47	11/17/23	LDI	Loandepot, Inc.		Financ	Loan	Finance Services	Martell Frank	CA	DO	CEO,P	P.m	130	1.74	75	13	643	I
11/21/23 13:47	11/21/23	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Noto Anthony	CA	DO	CEO	P	146	6.50	23	0	7,262	D
11/20/23 17:15	11/16/23	GREE	Greenidge Generation Holdings Inc.	DE	Financ	Loan	Finance Services	Kovler Jordan	CT	DO	CEO	P.d	26	5.21	5	999%	5	D
11/16/23 18:27	11/14/23	LDI	Loandepot, Inc.		Financ	Loan	Finance Services	Martell Frank	CA	DO	CEO,P	P.m	84	1.68	50	10	568	I
11/14/23 18:26	11/10/23	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Dawood Ismail	IL	O	CFO	P.m	30	0.8104	37	10	416	D
11/9/23 15:24	11/9/23	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Noto Anthony	CA	DO	CEO	P	298	6.78	44	1	7,239	D
11/9/23 14:37	11/9/23	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Lapointe Christopher	CA	O	CFO,PAO	P	100	6.69	15	2	827	D
11/6/23 06:06	11/1/23	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Faulkner Chadwick Heath	IL	DT		P	14	0.8516	16	0	4,479	I
11/6/23 06:05	11/1/23	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Clark Douglas D	IL	DO	CEO	P.m	17	0.8533	20	2	849	D
10/25/23 16:11	10/24/23	AXP	American Express Co	NY	Financ	Loan	Finance Services	Clayton Walter Joseph III	NY	D		P	144	143.93	1	100	2	D
10/3/23 19:15	10/2/23	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Clark Douglas D	IL	DO	CEO	P.m	21	1.04	20	2	829	D
10/3/23 19:12	10/2/23	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Faulkner Chadwick Heath	IL	DT		P	17	1.08	16	0	4,463	I
9/27/23 19:23	9/26/23	CRKR	Prairie Operating Co.	DE	Financ	Loan	Finance Services	Kessler Paul L.	CA	DT		P.d	0	0.00	41	0	42,048	I
9/14/23 18:25	9/12/23	LDI	Loandepot, Inc.		Financ	Loan	Finance Services	Martell Frank	CA	DO	CEO,P	P.m	96	1.92	50	11	518	I
9/13/23 17:53	9/12/23	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Dawood Ismail	IL	O	CFO	P	15	1.17	13	4	380	D
9/7/23 17:56	9/5/23	LDI	Loandepot, Inc.		Financ	Loan	Finance Services	Martell Frank	CA	DO	CEO,P	P.m	100	1.99	50	12	468	I
9/6/23 19:41	9/1/23	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Faulkner Chadwick Heath	IL	DT		P	20	1.24	16	0	4,447	I
9/6/23 19:37	9/1/23	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Clark Douglas D	IL	DO	CEO	P.m	24	1.22	20	3	809	D
8/30/23 16:05	8/28/23	INTV	Integrated Ventures, Inc.	NV	Financ	Loan	Finance Services	Rubakh Steve	PA	DOT	CEO	P	16	1.61	10	0	4,021	D
8/22/23 20:00	8/18/23	ML	Moneylion Inc.	DE	Financ	Loan	Finance Services	Choubey Diwakar	NY	DO	CEO,Dir	P	1	14.92	0	0	884	D
8/17/23 20:04	8/17/23	ML	Moneylion Inc.	DE	Financ	Loan	Finance Services	Choubey Diwakar	NY	DO	CEO,Dir	P	1	14.95	0	0	883	D
8/15/23 20:00	8/11/23	ML	Moneylion Inc.	DE	Financ	Loan	Finance Services	Chrystal John C	NY	D		P.m	48	16.14	3	17	21	D
8/8/23 16:30	8/7/23	GHI	Greystone Housing Impact Investors LP	DE	Financ	Loan	Finance Services	Rogozinski Kenneth	NE	O	CEO	P	32	15.92	2	2	133	I
8/3/23 17:51	8/1/23	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Faulkner Chadwick Heath	IL	DT		P	27	1.68	16	0	4,431	I
8/3/23 17:46	8/1/23	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Clark Douglas D	IL	DO	CEO	P.m	34	1.68	20	3	789	D
7/18/23 11:06	7/14/23	RKFL	Rocketfuel Blockchain, Inc.	NV	Financ	Loan	Finance Services	Jensen Peter Michael	CA	DO	CEO	P	0	0.1850	1	0	3,142	D
7/5/23 20:05	7/3/23	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Clark Douglas D	IL	DO	CEO	P	28	1.39	20	3	769	D
6/23/23 16:49	10/3/22	SUNL	Sunlight Financial Holdings Inc.	DE	Financ	Loan	Finance Services	Potere Matthew	NC	DO	CEO	P.d	10	2.66	4	0	1,423	D
6/16/23 07:57	5/3/23	CRKR	Prairie Operating Co.	DE	Financ	Loan	Finance Services	Kessler Paul L.	CA	DT		P.ad	599	0.1090	5,497	8	76,133	M
6/15/23 20:29	6/14/23	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Faulkner Chadwick Heath	IL	DT		P	37	1.87	20	0	4,415	I
6/13/23 17:52	6/9/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Schwartz Todd G.	IL	DOT	CEO	P	7	2.27	3	0	94,667	I
6/13/23 17:50	6/9/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Schwartz Theodore G	IL	DT		P	7	2.27	3	0	34,429	I
6/12/23 07:30	6/9/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Darwin John	CO	D		P	15	0.5900	25	1	1,866	D
6/12/23 07:30	6/9/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Roda Dan	AR	O	EVP , CO	P	1	0.5900	2	1	268	D
6/12/23 07:30	6/9/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Emmi Donald	CO	O	GC	P	22	0.5890	38	15	296	D
6/12/23 07:30	6/9/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Summers Jonathan	CO	D		P	5	0.6000	8	8	113	D
6/12/23 07:30	6/8/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Seefried Sundie	CO	O	CEO	P	10	0.5300	20	2	1,173	I
6/9/23 20:14	6/7/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Schwartz Todd G.	IL	DOT	CEO	P.m	14	2.18	6	0	94,738	I
6/9/23 20:11	6/7/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Schwartz Theodore G	IL	DT		P.m	14	2.18	6	0	34,426	M
6/7/23 17:04	6/5/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Schwartz Todd G.	IL	DOT	CEO	P.m	26	2.06	13	0	94,731	I
6/7/23 17:01	6/5/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Schwartz Theodore G	IL	DT		P.m	26	2.06	13	0	34,301	I
6/5/23 19:49	6/1/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Schwartz Todd G.	IL	DOT	CEO	P.m	14	2.10	7	0	94,719	I
6/5/23 19:47	6/1/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Schwartz Theodore G	IL	DT		P.m	14	2.10	7	0	34,288	I
6/5/23 18:09	6/1/23	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Clark Douglas D	IL	DO	CEO	P	23	1.13	20	3	749	D
6/1/23 18:28	5/30/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Schwartz Todd G.	IL	DOT	CEO	P.m	23	2.10	11	0	94,712	I
6/1/23 18:27	5/30/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Schwartz Theodore G	IL	DT		P.m	23	2.10	11	0	34,281	I
6/1/23 16:30	5/31/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Meyers Jennifer	CO	D		P	5	0.4853	10	11	102	D
5/30/23 17:04	5/25/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Schwartz Todd G.	IL	DOT	CEO	P.m	4	2.22	2	0	94,701	I
5/30/23 16:53	5/25/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Schwartz Theodore G	IL	DT		P.m	4	2.22	2	0	34,270	I
5/30/23 16:30	5/23/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Dennedy James H	CO	O	CFO	P.am	20	0.3900	50	43	167	D
5/30/23 16:30	5/30/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Darwin John	CO	D		P	7	0.4800	15	1	1,841	D
5/30/23 16:30	5/25/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Carleton Richard	A6	D		P.m	25	0.4527	55	69	135	D
5/25/23 17:27	5/23/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Schwartz Todd G.	IL	DOT	CEO	P.m	8	2.18	4	0	94,897	I
5/25/23 17:25	5/23/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Schwartz Theodore G	IL	DT		P.m	8	2.18	4	0	34,268	I
5/25/23 17:04	5/23/23	CURO	Curo Group Holdings Corp.	DE	Financ	Loan	Finance Services	Dawood Ismail	IL	O	CFO	P	218	1.09	200	120	367	D
5/25/23 16:30	5/23/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Emmi Donald	CO	O	GC	P	53	0.3790	141	121	258	D
5/25/23 16:30	5/24/23	SHFS	Shf Holdings, Inc.	DE	Financ	Loan	Finance Services	Niehaus Jonathon	CO	D		P	19	0.3850	50	50	149	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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