ETFC - E Trade Financial Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	18	34	4	5	6	0	-14	-25	-4
P	%wins				79	82	82	35	24	29	55

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/1/19 17:18	1/30/19	ETFC	Financ	SvBnk	Savings Institution, Federall	Chersi Robert J	NY	D		P	102	46.24	0	2	209	3	D
12/13/18 17:00	12/11/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Healy James P	NY	D		P	227	45.36	0	5	11	50	D
11/8/18 17:14	11/6/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Weinreich Joshua	NY	D		P	300	52.33	0	6	359	7	D
11/5/18 17:48	11/2/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Simonich Brent	NY	O	Principa	P	100	51.50	0	2	8	26	D
11/5/18 17:48	11/2/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Pizzi Michael A.	NY	O	COO,CFO	P	517	51.67	0	10	13	88	D
11/5/18 17:48	11/2/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	DO	Exec CB	P.m	513	51.27	0	10	10	114	D
7/27/17 17:36	7/25/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Healy James P	NY	D		P	210	41.97	0	5	14	41	D
3/6/15 17:07	3/4/15	ETFC	Financ	SvBnk	Savings Institution, Federall	Healy James P	NY	D		P	267	26.75	33	10	494	12	D	148	16	23	19	19	4	2	2	0	1	1	8	-9	-9
12/6/13 17:30	12/4/13	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	D		P	50	18.15	33	3	11	27	D	99	111	53	11	7	2	2	0	0	1	13	29	16	31
5/13/13 17:01	5/13/13	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	D		P	50	11.16	33	4	22	24	D	-31	15	35	1	7	14	11	2	3	3	3	31	51	95
8/13/12 16:46	8/13/12	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	D		P	64	8.45	33	8	96	15	D	-40	-28	-9	-12	5	17	9	4	2	1	5	-5	33	74
8/13/12 16:46	8/13/12	ETFC	Financ	SvBnk	Savings Institution, Federall	Petrilli Frank J.	NY	DO	Board Me	P	1,000	8.39	33	119	640	138	D	-40	-28	-9	-12	5	17	9	4	2	1	5	-5	33	74
2/28/12 17:00	2/27/12	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	D		P	12	9.51	33	1	96	3	D	-40	-39	-9	20	5	5	5	4	0	0	16	-10	-12	11
2/1/12 17:01	2/1/12	ETFC	Financ	SvBnk	Savings Institution, Federall	Petrilli Frank J.	NY	D		P	97	8.45	33	12	580	13	D	-48	-51	-47	-30	6	-8	-15	3	4	7	16	27	-11	28
12/21/11 16:02	12/19/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		P	15	7.49	33	2	0	27,426	D	-55	-51	-42	-23	-27	-14	-11	0	0	-2	22	40	-1	12
11/28/11 18:01	11/23/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Utton Nicholas	NY	O	EVP,CMO	P	48	8.02	33	6	3	203	D	-51	-45	-48	-25	-17	-23	-7	-3	1	6	-10	14	4	-1
11/2/11 20:38	10/27/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		P.m	145	10.79	33	13	0	27,424	D	-28	-31	-38	-33	-3	2	0	-13	3	5	-14	-15	-1	-19
8/24/11 18:00	8/22/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Utton Nicholas	NY	O	EVP,CMO	P	101	10.05	33	10	5	197	D	-23	-19	-37	-31	-20	-29	-8	-3	-2	6	-12	-24	-13	-20
8/10/11 18:00	8/10/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Freiberg Steven J	NY	DO	CEO	P	1,013	10.89	33	93	65	236	D	-14	-20	-33	-28	-14	-20	-26	-10	10	9	5	0	-13	-22
5/5/10 18:08	5/4/10	ETFC	Financ	SvBnk	Savings Institution, Federall	Freiberg Steven J	NY	DO	CEO	P	1,000	1.75	12	571	New	571	D	-61	-3	14	8	2	-2	-13	-5	-6	-4	-9	-10	-14	-1
6/22/09 18:15	6/19/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Weaver Donna L	NY	D		P	122	1.22	7	100	84	219	D	-95	-66	2	7	-36	-17	-21	-24	2	7	8	52	33	16
6/22/09 17:20	6/18/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	DT		P.d	100,000	1.10	7	90,909		45,792	D	-95	-66	2	7	-36	-17	-21	-24	2	7	8	52	33	16
6/22/09 17:19	6/18/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	DT		P.d	100,000	1.10	7	90,909		45,792	D	-95	-66	2	7	-36	-17	-21	-24	2	7	8	52	33	16
8/13/08 17:30	8/13/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Kanner Frederick Wilkinson	NY	D		P	76	3.05	7	25	31	106	D	-87	-81	-40	-23	-6	-12	-1	2	-1	-3	5	-47	-61	-53
8/11/08 17:02	4/11/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	T		P.ad	38	3.76	8	10	0	89,522	D	-87	-82	-41	-21	-2	-16	1	-1	-4	-2	1	-42	-60	-58
8/11/08 17:02	4/11/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	T		P.ad	38	3.76	8	10	0	89,522	D	-87	-82	-41	-21	-2	-16	1	-1	-4	-2	1	-42	-60	-58
6/2/08 17:41	5/30/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Kanner Frederick Wilkinson	NY	D		P	101	4.03	7	25	45	81	D	-83	-83	-22	-4	3	6	3	3	-2	0	-20	-21	-64	-60
4/22/08 16:40	4/22/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Kanner Frederick Wilkinson	NY	D		P	186	3.73	10	50	New	50	D	-86	-82	-66	36	8	-8	-1	16	-1	6	7	-2	-35	-34
3/19/08 17:09	3/17/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	T		P	213	3.25	14	65	10	718	D	-86	-84	-75	-7	-20	-26	-3	-6	8	15	5	6	-17	-60
3/19/08 17:08	3/17/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	T		P	213	3.25	14	65	10	718	D	-86	-84	-75	-7	-20	-26	-3	-6	8	15	5	6	-17	-60
1/30/08 06:10	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Hayter George A	NY	D		P	20	4.07	14	5	2	277	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:10	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Layton Donald H	NY	D		P	1,000	4.07	14	246	207	365	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:09	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Fisher Ronald	NY	D		P	129	4.07	14	32	134	56	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:08	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		P	120	4.07	14	30	2	1,360	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:07	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Parks Michael K	NY	D		P	100	4.07	14	25	395	31	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:06	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Raffaeli C Cathleen	NY	D		P	50	4.07	14	12	331	16	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:05	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Lilien R Jarrett	NY	DO	Acting C	P	30	4.07	14	7	1	893	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:05	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Weaver Donna L	NY	D		P	280	4.07	14	69	258	95	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:04	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Brewster Daryl G	NY	D		P	100	4.07	14	25	661	28	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:03	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Willard Stephen H	NY	D		P	100	3.99	14	25	134	44	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
8/7/07 08:14	8/6/07	ETFC	Financ	SvBnk	Savings Institution, Federall	Lilien R Jarrett	NY	DO	P,COO	P	45	14.99	20	3	0	885	D	3	-29	-34	-28	-29	-31	-15	-7	3	-1	-4	-42	-72	-81
6/15/06 19:11	6/15/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Caplan Mitchell H	NY	DO	CEO	P	526	21.03	0	25	2	1,486
6/14/06 18:56	6/14/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	P	190	19.00	0	10	1	847
6/14/06 18:54	6/14/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Caplan Mitchell H	NY	DO	CEO	P	956	19.13	0	50	4	1,461
2/2/05 20:45	1/31/05	ET	Financ	FinTrd	Security Brokers, Dealers & F	Porter William A	NY	D		P	1,012	13.67	0	74	1	5,954	I
8/4/04 17:06	8/4/04	ET	Financ	FinTrd	Security Brokers, Dealers & F	Elmer Russell S	NY	O	GC,Corp.	P	27	10.70	0	3	2	151	D
6/9/04 17:50	6/7/04	ET	Financ	FinTrd	Security Brokers, Dealers & F	Porter William A	NY	D		P	1,148	11.48	0	100	2	5,880	I
1/26/04 16:48	1/26/04	ET	Financ	FinTrd	Security Brokers, Dealers & F	Parks Michael K	NY	D		P	35	14.18	0	3	New	3	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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