ETFC - E Trade Financial Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	12	66	0	1	-1	3	-3	-8	-1
S	%wins				55	55	52	40	57	68	54

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
8/10/20 17:31	8/6/20	ETFC	Financ	SvBnk	Savings Institution, Federall	Murphy Michael Jos.	VA	O	Sr. MD,R	S	-527	52.72	0	-10	-23	34	D
3/2/20 17:59	2/27/20	ETFC	Financ	SvBnk	Savings Institution, Federall	Curcio Michael John	VA	O	EVP,Inst	S	-94	46.30	0	-2	-2	117	D
2/14/20 17:03	2/12/20	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	VA	D		S	-1,453	44.53	0	-33	-28	85	D
9/16/19 17:20	9/13/19	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	D		S	-231	45.18	0	-5	-4	109	D
9/16/19 17:19	9/13/19	ETFC	Financ	SvBnk	Savings Institution, Federall	Curcio Michael John	NY	O	EVP,Inst	S	-2,421	45.18	0	-54	-36	96	D
5/21/19 17:13	5/17/19	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	D		S	-1,989	48.13	0	-41	-26	115	D
2/12/19 20:54	2/12/19	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	DO	CEO	S	-2,165	47.35	0	-46	-26	129	D
2/12/19 20:53	2/12/19	ETFC	Financ	SvBnk	Savings Institution, Federall	Curcio Michael John	NY	O	EVP,Inst	S	-1,039	47.36	0	-22	-10	191	D
3/8/18 17:04	3/6/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Simonich Brent	NY	O	Principa	S	-407	53.00	0	-8	-23	26	D
2/9/18 21:39	2/7/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	DO	CEO	S.dm	-5,959	51.79	0	-115	-47	130	D
2/9/18 21:39	2/7/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Pizzi Michael A.	NY	O	CFO	S.dm	-3,602	51.58	0	-70	-50	69	D
2/9/18 21:39	2/7/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	DO	Exec CB	S.m	-675	51.27	0	-13	-11	106	D
2/9/18 21:39	2/7/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Curcio Michael John	NY	O	Chief Br	S.m	-1,767	51.74	0	-34	-13	230	D
2/1/18 17:12	1/30/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Sclafani Joseph L	NY	D		S.d	-106	52.75	0	-2	-6	34	D
9/14/17 17:08	9/13/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	DO	CEO	S	-347	40.49	0	-9	-4	217	D
9/14/17 17:08	9/13/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	DO	Exec CB	S	-59	40.46	0	-1	-2	87	D
9/14/17 17:07	9/13/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Curcio Michael John	NY	O	Chief Br	S	-1,352	40.38	0	-33	-13	234	D
8/22/17 17:04	8/18/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	DO	CEO	S	-587	39.41	0	-15	-6	233	D
8/22/17 17:04	8/18/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Pizzi Michael A.	NY	O	CFO	S	-393	39.41	0	-10	-8	110	D
7/28/17 17:00	7/26/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Simonich Brent	NY	O	Principa	S	-236	41.50	0	-6	-16	30	D
3/29/17 17:03	3/27/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	DO	Exec CB	S	-263	33.03	33	-8	-8	90	D	23	40	23	-3	-7	-2	-3	2	2	1	2
2/14/17 17:32	2/10/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Simonich Brent	NY	O	Principa	S	-248	35.60	33	-7	-16	37	D	40	71	43	15	4	-2	6	3	2	1	-4
2/14/17 17:22	2/10/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Pizzi Michael A.	NY	O	CFO	S.d	-1,670	35.60	33	-47	-28	120	D	40	71	43	15	4	-2	6	3	2	1	-4
2/9/17 17:05	2/8/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	DO	CEO	S.d	-572	34.72	33	-16	-6	248	D	40	68	36	23	-1	-3	-8	1	-1	5	-2	-1
11/16/16 17:10	11/14/16	ETFC	Financ	SvBnk	Savings Institution, Federall	Simonich Brent	NY	O	Principa	S	-261	32.68	33	-8	-18	36	D	45	15	26	33	13	18	21	6	3	3	6	12
4/28/16 17:04	4/26/16	ETFC	Financ	SvBnk	Savings Institution, Federall	Simonich Brent	NY	O	Principa	S	-105	26.22	33	-4	-8	46	D	20	-8	-7	11	7	14	6	0	-1	-2	7	-1	10
4/27/16 17:00	4/25/16	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S	-436	25.93	33	-17	-7	217	D	17	-6	-7	11	6	9	7	4	-3	-3	5	-4	10
2/11/16 17:00	2/10/16	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S	-563	21.24	33	-27	-10	234	D	0	-19	-28	-32	-31	-15	-13	-9	5	9	25	25	25	75
2/11/16 16:59	2/10/16	ETFC	Financ	SvBnk	Savings Institution, Federall	Pizzi Michael A.	NY	O	EVP,CFO	S.d	-473	21.26	33	-22	-13	146	D	0	-19	-28	-32	-31	-15	-13	-9	5	9	25	25	25	75
1/26/16 17:01	1/25/16	ETFC	Financ	SvBnk	Savings Institution, Federall	Idzik Paul	NY	DO	CEO	S	-259	23.69	33	-11	-2	450	D	11	-5	-18	-13	-22	-19	-8	-4	-1	0	-5	10	6	56
9/15/15 17:01	9/11/15	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S	-73	26.96	33	-3	-1	251	D	57	15	-6	-13	-6	11	5	-1	0	-4	-6	5	-11	-3
3/6/15 17:07	3/4/15	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S	-145	26.49	33	-5	-2	253	D	148	16	23	19	19	4	2	2	0	1	1	8	-9	-9
2/12/15 17:08	2/10/15	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S.m	-301	25.37	33	-12	-4	259	D	132	22	20	12	6	13	8	1	-1	-1	8	14	9	-22
2/12/15 17:08	2/11/15	ETFC	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-534	25.44	33	-21	-10	182	D	132	22	20	12	6	13	8	1	-1	-1	8	14	9	-22
2/10/15 18:42	2/9/15	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S	-386	25.22	33	-15	-5	271	D	128	24	18	10	3	12	6	-1	0	1	8	17	16	-19
1/23/15 18:01	1/23/15	ETFC	Financ	SvBnk	Savings Institution, Federall	Idzik Paul	NY	DO	CEO	S	-267	24.40	33	-11	-2	577	D	118	5	6	8	-4	-7	0	2	-1	-4	7	16	22	-2
1/6/15 17:06	1/5/15	ETFC	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-31	23.84	33	-1	-1	170	D	153	14	3	2	2	3	-4	-4	2	1	12	22	28	26
8/27/14 17:01	8/25/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S.d	-1,000	22.62	33	-44	-20	175	D	159	55	1	12	7	7	6	2	-1	-2	2	4	17	13
4/30/14 17:05	4/28/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S	-203	22.07	33	-9	-4	234	D	106	113	27	8	-10	10	5	-3	1	-4	-9	-7	-6	31
3/4/14 17:01	2/28/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Idzik Paul	NY	DO	CEO	S	-1,037	22.30	33	-46	-6	703	D	127	107	53	23	5	6	-3	-2	0	2	3	-12	-4	15
3/4/14 17:01	2/28/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-714	22.31	33	-32	-15	185	D	127	107	53	23	5	6	-3	-2	0	2	3	-12	-4	15
2/11/14 17:04	2/10/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S.m	-57	20.61	33	-3	-1	217	D	127	87	41	22	6	-3	1	7	1	7	12	4	2	22
2/11/14 17:04	2/10/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S.m	-76	20.60	33	-4	-1	243	D	127	87	41	22	6	-3	1	7	1	7	12	4	2	22
2/10/14 18:19	2/7/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-62	19.98	33	-3	-1	227	D	120	84	39	17	4	-4	2	5	2	6	13	2	3	22
2/10/14 18:19	2/7/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S	-52	19.97	33	-3	-1	257	D	120	84	39	17	4	-4	2	5	2	6	13	2	3	22
1/24/14 17:01	1/23/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Idzik Paul	NY	DO	CEO	S	-232	21.19	33	-11	-1	750	D	118	104	54	21	13	6	2	0	-4	-3	8	8	-1	17
1/7/14 17:01	1/6/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-26	20.34	33	-1	-1	193	D	139	116	51	18	15	9	4	3	0	-1	-7	-4	5	9
12/2/13 17:01	11/27/13	ETFC	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-157	17.88	33	-9	-4	198	D	109	110	55	28	2	1	3	1	0	1	9	28	9	22
12/2/13 17:01	11/27/13	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S	-265	17.88	33	-15	-6	222	D	109	110	55	28	2	1	3	1	0	1	9	28	9	22
3/15/13 16:41	3/13/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S	-309,009	11.28	33	-27,394	-100	32	D	-30	13	24	30	2	0	0	-5	-2	0	-8	9	58	118
12/20/11 17:59	11/21/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.a	-117	8.35	33	-14	-16	75	I	-58	-52	-47	-30	-30	-14	-14	-8	0	-2	24	45	4	13
12/12/11 18:00	11/21/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.a	-117	8.35	33	-14	-14	83	I	-45	-44	-34	-17	-23	8	-3	-3	-1	-11	4	15	-8	-5
12/5/11 18:01	7/26/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.a	-228	16.28	33	-14	-10	131	I	-46	-42	-35	-20	-9	0	10	4	-2	-5	-10	-1	-14	-9
12/5/11 18:01	10/26/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.a	-145	10.35	33	-14	-14	89	I	-46	-42	-35	-20	-9	0	10	4	-2	-5	-10	-1	-14	-9
12/5/11 18:01	9/26/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.a	-136	9.68	33	-14	-12	103	I	-46	-42	-35	-20	-9	0	10	4	-2	-5	-10	-1	-14	-9
12/5/11 18:00	8/25/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.a	-149	10.64	33	-14	-11	117	I	-46	-42	-35	-20	-9	0	10	4	-2	-5	-10	-1	-14	-9
11/23/11 19:06	11/21/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S	-117	8.35	33	-14	-16	75	I	-50	-44	-46	-24	-16	-20	-9	1	1	14	-1	20	9	5
11/2/11 20:38	10/27/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.m	-145	10.85	33	-13	0	27,424	D	-28	-31	-38	-33	-3	2	0	-13	3	5	-14	-15	-1	-19
10/27/11 18:00	10/26/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S	-145	10.35	33	-14	-83	3	D	-32	-25	-34	-32	-7	20	14	6	2	-10	-31	-30	-6	-28
9/28/11 06:00	9/26/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S	-136	9.68	33	-14	-45	17	D	-45	-33	-36	-28	-15	-14	-15	3	-5	-15	7	-22	11	-12
8/29/11 18:00	8/25/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S	-149	10.64	33	-14	-31	31	D	-25	-16	-32	-31	-13	-1	-8	3	1	0	-14	-30	-16	-28
7/28/11 18:00	7/26/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S	-228	16.28	33	-14	-24	45	D	7	8	-2	-5	15	9	24	-1	1	-6	-33	-35	-50	-54
4/27/11 16:16	4/25/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.d	-450,450	16.38	33	-27,500	-100	30	D	-31	-12	15	4	7	1	3	1	0	1	-6	0	-35	-35
2/25/11 17:35	2/23/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.d	-381,045	15.91	33	-23,950	-87	3,622	D	63	2	22	8	-4	-7	-12	-11	1	0	-1	-3	-32	-39
4/30/10 17:26	4/29/10	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.d	-288,960	1.68	11	-172,000	-87	26,620	D	-56	7	11	9	6	2	-2	-7	4	-7	-12	-14	-15	-4
10/13/09 16:12	10/8/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.dm	-8,704	1.71	26	-5,100	-3	166,162	D	-88	-25	-11	39	-5	-13	4	-1	0	3	-10	2	1	-13
10/13/09 16:12	10/8/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	D		S.dm	-8,704	1.71	26	-5,100	-3	166,162	D	-88	-25	-11	39	-5	-13	4	-1	0	3	-10	2	1	-13
10/7/09 19:56	10/5/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.dm	-99,544	1.71	27	-58,060	-26	166,162	D	-87	-40	38	44	26	-6	-4	6	1	0	-15	6	1	-12
10/7/09 19:54	10/5/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	D		S.dm	-99,544	1.71	27	-58,060	-26	166,162	D	-87	-40	38	44	26	-6	-4	6	1	0	-15	6	1	-12
10/2/09 18:42	9/30/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.dm	-44,256	1.74	26	-25,440	-13	166,162	D	-88	-50	19	22	11	-4	-17	-12	2	2	-14	5	0	-12
10/2/09 18:42	9/30/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	D		S.dm	-44,256	1.74	26	-25,440	-13	166,162	D	-88	-50	19	22	11	-4	-17	-12	2	2	-14	5	0	-12
9/29/09 19:41	9/25/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.dm	-49,776	1.80	28	-27,600	-14	166,164	D	-86	-47	57	40	35	10	7	-1	-3	-4	-13	-1	-8	-18
9/29/09 19:40	9/25/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	D		S.dm	-49,776	1.80	28	-27,600	-14	166,164	D	-86	-47	57	40	35	10	7	-1	-3	-4	-13	-1	-8	-18
9/24/09 19:13	9/22/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.dm	-162,515	1.91	28	-85,000	-34	166,166	D	-85	-44	40	50	26	23	3	0	1	0	-4	1	-9	-16
9/24/09 18:53	9/22/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	D		S.dm	-162,515	1.91	28	-85,000	-34	166,166	D	-85	-44	40	50	26	23	3	0	1	0	-4	1	-9	-16
9/23/09 18:19	9/21/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Framke Greg	NY	O	EVP,Chie	S	-242	1.86	27	-130	-9	1,338	D	-86	-43	47	59	40	28	16	13	-5	-2	-12	-4	-13	-20
8/12/09 17:26	8/10/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	DT		S.em	-19,417	1.40	9	-13,889	-8	166,169	D	-92	-57	16	-14	6	1	-9	-4	-4	-4	18	9	-1	-4
8/12/09 17:25	8/10/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	DT		S.em	-19,417	1.40	9	-13,889	-8	166,169	D	-92	-57	16	-14	6	1	-9	-4	-4	-4	18	9	-1	-4
3/19/08 17:11	3/17/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	T		S	-20	3.15	14	-6	0	89,520	D	-86	-84	-75	-7	-20	-26	-3	-6	8	15	5	6	-17	-60
3/19/08 17:10	3/17/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	T		S	-20	3.15	14	-6	0	89,520	D	-86	-84	-75	-7	-20	-26	-3	-6	8	15	5	6	-17	-60
3/19/08 17:09	3/17/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	T		S	-157	3.20	14	-49	-6	718	D	-86	-84	-75	-7	-20	-26	-3	-6	8	15	5	6	-17	-60
3/19/08 17:08	3/17/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	T		S	-157	3.20	14	-49	-6	718	D	-86	-84	-75	-7	-20	-26	-3	-6	8	15	5	6	-17	-60
12/17/07 17:19	12/14/07	ETFC	Financ	SvBnk	Savings Institution, Federall	Caplan Mitchell H	NY	D		S	-1,161	3.87	33	-300	-18	1,353	D	-81	-83	-84	-73	-59	-16	2	-4	-4	-6	-18	-5	-4	-70
4/24/07 17:35	4/23/07	ETFC	Financ	SvBnk	Savings Institution, Federall	Simmons Robert J	NY	O	CFO	S.d	-544	21.76	15	-25	-13	166	D	104	-19	-3	-9	-3	3	0	0	1	3	7	4	-49	-81
2/28/07 17:35	2/26/07	ETFC	Financ	SvBnk	Savings Institution, Federall	Caplan Mitchell H	NY	DO	CEO	S.d	-1,739	24.08	9	-72	-4	1,685	D	77	-8	-1	-10	-10	-5	-5	-5	-1	-3	-5	-2	-35	-79
1/31/07 16:47	1/29/07	ETFC	Financ	SvBnk	Savings Institution, Federall	Simmons Robert J	NY	O	CFO	S.d	-597	23.88	11	-25	-13	166	D	77	2	3	2	5	2	-1	-1	0	0	-6	-8	-25	-83
12/1/06 16:45	12/1/06	ET	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.d	-234	23.35	0	-10	-1	1,330	I
11/2/06 17:26	11/1/06	ET	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.d	-238	23.81	0	-10	-1	1,330	I
10/24/06 16:15	10/23/06	ET	Financ	SvBnk	Savings Institution, Federall	Simmons Robert J	NY	O	CFO	S.d	-554	22.14	0	-25	-13	166	D
10/3/06 16:16	10/2/06	ET	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.d	-239	23.87	0	-10	-1	1,330	I
9/22/06 16:36	9/20/06	ET	Financ	SvBnk	Savings Institution, Federall	Webb Dennis	NY	O	P,Capita	S.d	-100	25.00	0	-4	-3	129	D
9/1/06 17:07	9/1/06	ET	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.d	-236	23.56	0	-10	-1	1,330	I
7/25/06 19:49	7/24/06	ET	Financ	SvBnk	Savings Institution, Federall	Simmons Robert J	NY	O	CFO	S.d	-559	22.35	0	-25	-13	166	D
6/5/06 17:25	6/2/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Webb Dennis	NY	O	P,Capita	S.d	-626	25.03	0	-25	-16	129
5/17/06 21:05	5/15/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Simmons Robert J	NY	O	CFO	S.d	-1,175	24.86	0	-47	-22	166
5/17/06 21:03	5/16/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Webb Dennis	NY	O	P,Capita	S.d	-1,378	25.06	0	-55	-30	129
5/17/06 21:02	5/15/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Webb Dennis	NY	O	P,Capita	S.d	-3,623	24.99	0	-145	-53	129
5/12/06 21:33	5/12/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Simmons Robert J	NY	O	CFO	S.d	-1,197	25.33	0	-47	-22	166
5/12/06 21:32	5/11/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Simmons Robert J	NY	O	CFO	S.d	-1,240	26.25	0	-47	-22	166
1/4/06 16:33	1/3/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Randall Lewis E	NY	D		S.d	-226	20.54	0	-11	-1	1,377	I
12/2/05 16:11	12/1/05	ET	Financ	FinTrd	Security Brokers, Dealers & F	Randall Lewis E	NY	D		S.d	-216	19.60	0	-11	-1	1,392	I
11/2/05 16:02	11/1/05	ET	Financ	FinTrd	Security Brokers, Dealers & F	Randall Lewis E	NY	D		S.d	-207	18.85	0	-11	-1	1,387	I
10/4/05 16:04	10/3/05	ET	Financ	FinTrd	Security Brokers, Dealers & F	Randall Lewis E	NY	D		S.d	-194	17.60	0	-11	-1	1,382	I
9/2/05 16:11	9/1/05	ET	Financ	FinTrd	Security Brokers, Dealers & F	Randall Lewis E	NY	D		S.d	-181	16.41	0	-11	-1	1,377	I
8/3/05 16:09	8/1/05	ET	Financ	FinTrd	Security Brokers, Dealers & F	Randall Lewis E	NY	D		S.d	-172	15.64	0	-11	-1	1,372	M
7/29/05 16:14	7/27/05	ET	Financ	FinTrd	Security Brokers, Dealers & F	Levine Joshua S	NY	O	CT,O Off	S.d	-3,823	15.29	0	-250	-48	274	D
7/28/05 16:40	7/26/05	ET	Financ	FinTrd	Security Brokers, Dealers & F	Thurow Lester C	NY	D		S.d	-1,312	15.32	0	-86	-72	34	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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