ETFC - E Trade Financial Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	18	34	4	5	6	0	-14	-25	-4
P	%wins				79	82	82	35	24	29	55
S	%ret	1	12	66	0	1	-1	3	-3	-8	-1
S	%wins				55	55	52	40	57	68	54

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
8/10/20 17:31	8/6/20	ETFC	Financ	SvBnk	Savings Institution, Federall	Murphy Michael Jos.	VA	O	Sr. MD,R	S	-527	52.72	0	-10	-23	34	D
3/2/20 17:59	2/27/20	ETFC	Financ	SvBnk	Savings Institution, Federall	Curcio Michael John	VA	O	EVP,Inst	S	-94	46.30	0	-2	-2	117	D
2/14/20 17:03	2/12/20	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	VA	D		S	-1,453	44.53	0	-33	-28	85	D
9/16/19 17:20	9/13/19	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	D		S	-231	45.18	0	-5	-4	109	D
9/16/19 17:19	9/13/19	ETFC	Financ	SvBnk	Savings Institution, Federall	Curcio Michael John	NY	O	EVP,Inst	S	-2,421	45.18	0	-54	-36	96	D
5/21/19 17:13	5/17/19	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	D		S	-1,989	48.13	0	-41	-26	115	D
4/25/19 17:04	4/23/19	ETFC	Financ	SvBnk	Savings Institution, Federall	Weaver Donna L	NY	D		M.d	29	14.35	0	2	3	64	D
4/25/19 17:04	4/23/19	ETFC	Financ	SvBnk	Savings Institution, Federall	Sclafani Joseph L	NY	D		M.d	29	14.35	0	2	6	38	D
2/12/19 20:54	2/12/19	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	DO	CEO	S	-2,165	47.35	0	-46	-26	129	D
2/12/19 20:53	2/12/19	ETFC	Financ	SvBnk	Savings Institution, Federall	Curcio Michael John	NY	O	EVP,Inst	S	-1,039	47.36	0	-22	-10	191	D
2/1/19 17:18	1/30/19	ETFC	Financ	SvBnk	Savings Institution, Federall	Chersi Robert J	NY	D		P	102	46.24	0	2	209	3	D
12/13/18 17:00	12/11/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Healy James P	NY	D		P	227	45.36	0	5	11	50	D
11/8/18 17:14	11/6/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Weinreich Joshua	NY	D		P	300	52.33	0	6	359	7	D
11/5/18 17:48	11/2/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Simonich Brent	NY	O	Principa	P	100	51.50	0	2	8	26	D
11/5/18 17:48	11/2/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Pizzi Michael A.	NY	O	COO,CFO	P	517	51.67	0	10	13	88	D
11/5/18 17:48	11/2/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	DO	Exec CB	P.m	513	51.27	0	10	10	114	D
4/26/18 17:15	4/24/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Weaver Donna L	NY	D		M.d	87	43.55	0	2	3	61	D
3/8/18 17:04	3/6/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Simonich Brent	NY	O	Principa	S	-407	53.00	0	-8	-23	26	D
2/9/18 21:39	2/7/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	DO	CEO	M.d	85	17.58	0	5	4	130	D
2/9/18 21:39	2/7/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	DO	CEO	S.dm	-5,959	51.79	0	-115	-47	130	D
2/9/18 21:39	2/7/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Pizzi Michael A.	NY	O	CFO	M.d	206	17.58	0	12	20	69	D
2/9/18 21:39	2/7/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Pizzi Michael A.	NY	O	CFO	S.dm	-3,602	51.58	0	-70	-50	69	D
2/9/18 21:39	2/7/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	DO	Exec CB	S.m	-675	51.27	0	-13	-11	106	D
2/9/18 21:39	2/7/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Curcio Michael John	NY	O	Chief Br	S.m	-1,767	51.74	0	-34	-13	230	D
2/1/18 17:12	1/30/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Sclafani Joseph L	NY	D		M.d	64	31.75	0	2	6	34	D
2/1/18 17:12	1/30/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Sclafani Joseph L	NY	D		S.d	-106	52.75	0	-2	-6	34	D
1/30/18 17:16	1/26/18	ETFC	Financ	SvBnk	Savings Institution, Federall	Kanner Frederick Wilkinson	NY	D		M.d	87	43.55	0	2	5	44	D
9/14/17 17:08	9/13/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	DO	CEO	S	-347	40.49	0	-9	-4	217	D
9/14/17 17:08	9/13/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	DO	Exec CB	S	-59	40.46	0	-1	-2	87	D
9/14/17 17:07	9/13/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Curcio Michael John	NY	O	Chief Br	S	-1,352	40.38	0	-33	-13	234	D
8/22/17 17:04	8/18/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	DO	CEO	S	-587	39.41	0	-15	-6	233	D
8/22/17 17:04	8/18/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Pizzi Michael A.	NY	O	CFO	S	-393	39.41	0	-10	-8	110	D
7/28/17 17:00	7/26/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Simonich Brent	NY	O	Principa	S	-236	41.50	0	-6	-16	30	D
7/27/17 17:36	7/25/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Healy James P	NY	D		P	210	41.97	0	5	14	41	D
3/29/17 17:03	3/27/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	DO	Exec CB	S	-263	33.03	33	-8	-8	90	D	23	40	23	-3	-7	-2	-3	2	2	1	2
2/14/17 17:32	2/10/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Simonich Brent	NY	O	Principa	S	-248	35.60	33	-7	-16	37	D	40	71	43	15	4	-2	6	3	2	1	-4
2/14/17 17:22	2/10/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Pizzi Michael A.	NY	O	CFO	M.d	164	14.60	33	11	10	120	D	40	71	43	15	4	-2	6	3	2	1	-4
2/14/17 17:22	2/10/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Pizzi Michael A.	NY	O	CFO	S.d	-1,670	35.60	33	-47	-28	120	D	40	71	43	15	4	-2	6	3	2	1	-4
2/9/17 17:05	2/8/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	DO	CEO	M.d	54	14.60	33	4	2	248	D	40	68	36	23	-1	-3	-8	1	-1	5	-2	-1
2/9/17 17:05	2/8/17	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	DO	CEO	S.d	-572	34.72	33	-16	-6	248	D	40	68	36	23	-1	-3	-8	1	-1	5	-2	-1
11/16/16 17:10	11/14/16	ETFC	Financ	SvBnk	Savings Institution, Federall	Simonich Brent	NY	O	Principa	S	-261	32.68	33	-8	-18	36	D	45	15	26	33	13	18	21	6	3	3	6	12
4/28/16 17:04	4/26/16	ETFC	Financ	SvBnk	Savings Institution, Federall	Simonich Brent	NY	O	Principa	S	-105	26.22	33	-4	-8	46	D	20	-8	-7	11	7	14	6	0	-1	-2	7	-1	10
4/27/16 17:00	4/25/16	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S	-436	25.93	33	-17	-7	217	D	17	-6	-7	11	6	9	7	4	-3	-3	5	-4	10
2/11/16 17:00	2/10/16	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S	-563	21.24	33	-27	-10	234	D	0	-19	-28	-32	-31	-15	-13	-9	5	9	25	25	25	75
2/11/16 16:59	2/10/16	ETFC	Financ	SvBnk	Savings Institution, Federall	Pizzi Michael A.	NY	O	EVP,CFO	M.d	28	9.25	33	3	2	146	D	0	-19	-28	-32	-31	-15	-13	-9	5	9	25	25	25	75
2/11/16 16:59	2/10/16	ETFC	Financ	SvBnk	Savings Institution, Federall	Pizzi Michael A.	NY	O	EVP,CFO	S.d	-473	21.26	33	-22	-13	146	D	0	-19	-28	-32	-31	-15	-13	-9	5	9	25	25	25	75
1/26/16 17:01	1/25/16	ETFC	Financ	SvBnk	Savings Institution, Federall	Idzik Paul	NY	DO	CEO	S	-259	23.69	33	-11	-2	450	D	11	-5	-18	-13	-22	-19	-8	-4	-1	0	-5	10	6	56
9/15/15 17:01	9/11/15	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S	-73	26.96	33	-3	-1	251	D	57	15	-6	-13	-6	11	5	-1	0	-4	-6	5	-11	-3
3/6/15 17:07	3/4/15	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S	-145	26.49	33	-5	-2	253	D	148	16	23	19	19	4	2	2	0	1	1	8	-9	-9
3/6/15 17:07	3/4/15	ETFC	Financ	SvBnk	Savings Institution, Federall	Healy James P	NY	D		P	267	26.75	33	10	494	12	D	148	16	23	19	19	4	2	2	0	1	1	8	-9	-9
2/12/15 17:08	2/10/15	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S.m	-301	25.37	33	-12	-4	259	D	132	22	20	12	6	13	8	1	-1	-1	8	14	9	-22
2/12/15 17:08	2/11/15	ETFC	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-534	25.44	33	-21	-10	182	D	132	22	20	12	6	13	8	1	-1	-1	8	14	9	-22
2/10/15 18:42	2/9/15	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S	-386	25.22	33	-15	-5	271	D	128	24	18	10	3	12	6	-1	0	1	8	17	16	-19
1/23/15 18:01	1/23/15	ETFC	Financ	SvBnk	Savings Institution, Federall	Idzik Paul	NY	DO	CEO	S	-267	24.40	33	-11	-2	577	D	118	5	6	8	-4	-7	0	2	-1	-4	7	16	22	-2
1/6/15 17:06	1/5/15	ETFC	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-31	23.84	33	-1	-1	170	D	153	14	3	2	2	3	-4	-4	2	1	12	22	28	26
8/27/14 17:01	8/25/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	M.d	405	12.02	33	34	24	175	D	159	55	1	12	7	7	6	2	-1	-2	2	4	17	13
8/27/14 17:01	8/25/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S.d	-1,000	22.62	33	-44	-20	175	D	159	55	1	12	7	7	6	2	-1	-2	2	4	17	13
4/30/14 17:05	4/28/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S	-203	22.07	33	-9	-4	234	D	106	113	27	8	-10	10	5	-3	1	-4	-9	-7	-6	31
3/4/14 17:01	2/28/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Idzik Paul	NY	DO	CEO	S	-1,037	22.30	33	-46	-6	703	D	127	107	53	23	5	6	-3	-2	0	2	3	-12	-4	15
3/4/14 17:01	2/28/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-714	22.31	33	-32	-15	185	D	127	107	53	23	5	6	-3	-2	0	2	3	-12	-4	15
2/11/14 17:04	2/10/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S.m	-57	20.61	33	-3	-1	217	D	127	87	41	22	6	-3	1	7	1	7	12	4	2	22
2/11/14 17:04	2/10/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S.m	-76	20.60	33	-4	-1	243	D	127	87	41	22	6	-3	1	7	1	7	12	4	2	22
2/10/14 18:19	2/7/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-62	19.98	33	-3	-1	227	D	120	84	39	17	4	-4	2	5	2	6	13	2	3	22
2/10/14 18:19	2/7/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S	-52	19.97	33	-3	-1	257	D	120	84	39	17	4	-4	2	5	2	6	13	2	3	22
1/24/14 17:01	1/23/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Idzik Paul	NY	DO	CEO	S	-232	21.19	33	-11	-1	750	D	118	104	54	21	13	6	2	0	-4	-3	8	8	-1	17
1/7/14 17:01	1/6/14	ETFC	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-26	20.34	33	-1	-1	193	D	139	116	51	18	15	9	4	3	0	-1	-7	-4	5	9
12/6/13 17:30	12/4/13	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	D		P	50	18.15	33	3	11	27	D	99	111	53	11	7	2	2	0	0	1	13	29	16	31
12/2/13 17:01	11/27/13	ETFC	Financ	SvBnk	Savings Institution, Federall	Audette Matthew J	NY	O	EVP,CFO	S	-157	17.88	33	-9	-4	198	D	109	110	55	28	2	1	3	1	0	1	9	28	9	22
12/2/13 17:01	11/27/13	ETFC	Financ	SvBnk	Savings Institution, Federall	Roessner Karl A	NY	O	EVP,GC	S	-265	17.88	33	-15	-6	222	D	109	110	55	28	2	1	3	1	0	1	9	28	9	22
5/13/13 17:01	5/13/13	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	D		P	50	11.16	33	4	22	24	D	-31	15	35	1	7	14	11	2	3	3	3	31	51	95
3/15/13 16:41	3/13/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S	-309,009	11.28	33	-27,394	-100	32	D	-30	13	24	30	2	0	0	-5	-2	0	-8	9	58	118
8/13/12 16:46	8/13/12	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	D		P	64	8.45	33	8	96	15	D	-40	-28	-9	-12	5	17	9	4	2	1	5	-5	33	74
8/13/12 16:46	8/13/12	ETFC	Financ	SvBnk	Savings Institution, Federall	Petrilli Frank J.	NY	DO	Board Me	P	1,000	8.39	33	119	640	138	D	-40	-28	-9	-12	5	17	9	4	2	1	5	-5	33	74
2/28/12 17:00	2/27/12	ETFC	Financ	SvBnk	Savings Institution, Federall	Lawson Rodger A	NY	D		P	12	9.51	33	1	96	3	D	-40	-39	-9	20	5	5	5	4	0	0	16	-10	-12	11
2/1/12 17:01	2/1/12	ETFC	Financ	SvBnk	Savings Institution, Federall	Petrilli Frank J.	NY	D		P	97	8.45	33	12	580	13	D	-48	-51	-47	-30	6	-8	-15	3	4	7	16	27	-11	28
12/21/11 16:02	12/19/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		P	15	7.49	33	2	0	27,426	D	-55	-51	-42	-23	-27	-14	-11	0	0	-2	22	40	-1	12
12/20/11 17:59	11/21/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.a	-117	8.35	33	-14	-16	75	I	-58	-52	-47	-30	-30	-14	-14	-8	0	-2	24	45	4	13
12/12/11 18:00	11/21/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.a	-117	8.35	33	-14	-14	83	I	-45	-44	-34	-17	-23	8	-3	-3	-1	-11	4	15	-8	-5
12/5/11 18:01	7/26/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.a	-228	16.28	33	-14	-10	131	I	-46	-42	-35	-20	-9	0	10	4	-2	-5	-10	-1	-14	-9
12/5/11 18:01	10/26/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.a	-145	10.35	33	-14	-14	89	I	-46	-42	-35	-20	-9	0	10	4	-2	-5	-10	-1	-14	-9
12/5/11 18:01	9/26/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.a	-136	9.68	33	-14	-12	103	I	-46	-42	-35	-20	-9	0	10	4	-2	-5	-10	-1	-14	-9
12/5/11 18:00	8/25/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.a	-149	10.64	33	-14	-11	117	I	-46	-42	-35	-20	-9	0	10	4	-2	-5	-10	-1	-14	-9
11/28/11 18:01	11/23/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Utton Nicholas	NY	O	EVP,CMO	P	48	8.02	33	6	3	203	D	-51	-45	-48	-25	-17	-23	-7	-3	1	6	-10	14	4	-1
11/23/11 19:06	11/21/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S	-117	8.35	33	-14	-16	75	I	-50	-44	-46	-24	-16	-20	-9	1	1	14	-1	20	9	5
11/2/11 20:38	10/27/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		P.m	145	10.79	33	13	0	27,424	D	-28	-31	-38	-33	-3	2	0	-13	3	5	-14	-15	-1	-19
11/2/11 20:38	10/27/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.m	-145	10.85	33	-13	0	27,424	D	-28	-31	-38	-33	-3	2	0	-13	3	5	-14	-15	-1	-19
10/27/11 18:00	10/26/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S	-145	10.35	33	-14	-83	3	D	-32	-25	-34	-32	-7	20	14	6	2	-10	-31	-30	-6	-28
9/28/11 06:00	9/26/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S	-136	9.68	33	-14	-45	17	D	-45	-33	-36	-28	-15	-14	-15	3	-5	-15	7	-22	11	-12
8/29/11 18:00	8/25/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S	-149	10.64	33	-14	-31	31	D	-25	-16	-32	-31	-13	-1	-8	3	1	0	-14	-30	-16	-28
8/24/11 18:00	8/22/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Utton Nicholas	NY	O	EVP,CMO	P	101	10.05	33	10	5	197	D	-23	-19	-37	-31	-20	-29	-8	-3	-2	6	-12	-24	-13	-20
8/10/11 18:00	8/10/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Freiberg Steven J	NY	DO	CEO	P	1,013	10.89	33	93	65	236	D	-14	-20	-33	-28	-14	-20	-26	-10	10	9	5	0	-13	-22
7/28/11 18:00	7/26/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S	-228	16.28	33	-14	-24	45	D	7	8	-2	-5	15	9	24	-1	1	-6	-33	-35	-50	-54
5/3/11 17:21	5/2/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		M.d	283,258	10.34	33	27,394	999%	27,424	D	4	-6	15	-1	6	3	3	1	-2	-2	-9	-6	-29	-35
4/27/11 16:16	4/25/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		M.d	30,809	10.34	33	2,980		30	D	-31	-12	15	4	7	1	3	1	0	1	-6	0	-35	-35
4/27/11 16:16	4/25/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.d	-450,450	16.38	33	-27,500	-100	30	D	-31	-12	15	4	7	1	3	1	0	1	-6	0	-35	-35
3/1/11 18:26	2/28/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		M.d	216,395	10.34	33	20,928	578	24,550	D	100	-3	24	8	-4	-9	-11	-4	0	-1	-1	0	-30	-37
2/25/11 17:35	2/23/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		M.d	60,076	10.34	33	5,810		3,622	D	63	2	22	8	-4	-7	-12	-11	1	0	-1	-3	-32	-39
2/25/11 17:35	2/23/11	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.d	-381,045	15.91	33	-23,950	-87	3,622	D	63	2	22	8	-4	-7	-12	-11	1	0	-1	-3	-32	-39
5/6/10 16:23	5/4/10	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		M.d	197,494	1.03	13	191,000	718	217,620	D	-60	-2	19	7	4	-7	-12	-2	-4	2	-9	-1	-7	3
5/5/10 18:08	5/4/10	ETFC	Financ	SvBnk	Savings Institution, Federall	Freiberg Steven J	NY	DO	CEO	P	1,000	1.75	12	571	New	571	D	-61	-3	14	8	2	-2	-13	-5	-6	-4	-9	-10	-14	-1
4/30/10 17:26	4/29/10	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.d	-288,960	1.68	11	-172,000	-87	26,620	D	-56	7	11	9	6	2	-2	-7	4	-7	-12	-14	-15	-4
4/30/10 17:26	4/29/10	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		M.d	33,605	1.03	11	32,500		26,620	D	-56	7	11	9	6	2	-2	-7	4	-7	-12	-14	-15	-4
10/13/09 16:12	10/8/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.dm	-8,704	1.71	26	-5,100	-3	166,162	D	-88	-25	-11	39	-5	-13	4	-1	0	3	-10	2	1	-13
10/13/09 16:12	10/9/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		M.dm	5,273	1.03	26	5,100	3	166,162	D	-88	-25	-11	39	-5	-13	4	-1	0	3	-10	2	1	-13
10/13/09 16:12	10/8/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	D		S.dm	-8,704	1.71	26	-5,100	-3	166,162	D	-88	-25	-11	39	-5	-13	4	-1	0	3	-10	2	1	-13
10/13/09 16:12	10/9/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	D		M.dm	5,273	1.03	26	5,100	3	166,162	D	-88	-25	-11	39	-5	-13	4	-1	0	3	-10	2	1	-13
10/7/09 19:56	10/5/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.dm	-99,544	1.71	27	-58,060	-26	166,162	D	-87	-40	38	44	26	-6	-4	6	1	0	-15	6	1	-12
10/7/09 19:56	10/6/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		M.dm	60,034	1.03	27	58,060	54	166,162	D	-87	-40	38	44	26	-6	-4	6	1	0	-15	6	1	-12
10/7/09 19:54	10/5/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	D		S.dm	-99,544	1.71	27	-58,060	-26	166,162	D	-87	-40	38	44	26	-6	-4	6	1	0	-15	6	1	-12
10/7/09 19:54	10/6/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	D		M.dm	60,034	1.03	27	58,060	54	166,162	D	-87	-40	38	44	26	-6	-4	6	1	0	-15	6	1	-12
10/2/09 18:42	9/30/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.dm	-44,256	1.74	26	-25,440	-13	166,162	D	-88	-50	19	22	11	-4	-17	-12	2	2	-14	5	0	-12
10/2/09 18:42	10/1/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		M.dm	26,303	1.03	26	25,438	18	166,162	D	-88	-50	19	22	11	-4	-17	-12	2	2	-14	5	0	-12
10/2/09 18:42	9/30/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	D		S.dm	-44,256	1.74	26	-25,440	-13	166,162	D	-88	-50	19	22	11	-4	-17	-12	2	2	-14	5	0	-12
10/2/09 18:42	10/1/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	D		M.dm	26,303	1.03	26	25,438	18	166,162	D	-88	-50	19	22	11	-4	-17	-12	2	2	-14	5	0	-12
9/29/09 19:41	9/25/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.dm	-49,776	1.80	28	-27,600	-14	166,164	D	-86	-47	57	40	35	10	7	-1	-3	-4	-13	-1	-8	-18
9/29/09 19:41	9/28/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		M.dm	28,536	1.03	28	27,598	20	166,164	D	-86	-47	57	40	35	10	7	-1	-3	-4	-13	-1	-8	-18
9/29/09 19:40	9/25/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	D		S.dm	-49,776	1.80	28	-27,600	-14	166,164	D	-86	-47	57	40	35	10	7	-1	-3	-4	-13	-1	-8	-18
9/29/09 19:40	9/28/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	D		M.dm	28,536	1.03	28	27,598	20	166,164	D	-86	-47	57	40	35	10	7	-1	-3	-4	-13	-1	-8	-18
9/24/09 19:13	9/22/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		S.dm	-162,515	1.91	28	-85,000	-34	166,166	D	-85	-44	40	50	26	23	3	0	1	0	-4	1	-9	-16
9/24/09 19:13	9/23/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D		M.dm	87,887	1.03	28	84,997	105	166,166	D	-85	-44	40	50	26	23	3	0	1	0	-4	1	-9	-16
9/24/09 18:53	9/22/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	D		S.dm	-162,515	1.91	28	-85,000	-34	166,166	D	-85	-44	40	50	26	23	3	0	1	0	-4	1	-9	-16
9/24/09 18:53	9/23/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	D		M.dm	87,887	1.03	28	84,997	105	166,166	D	-85	-44	40	50	26	23	3	0	1	0	-4	1	-9	-16
9/23/09 18:19	9/21/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Framke Greg	NY	O	EVP,Chie	S	-242	1.86	27	-130	-9	1,338	D	-86	-43	47	59	40	28	16	13	-5	-2	-12	-4	-13	-20
8/12/09 17:26	8/10/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	DT		S.em	-19,417	1.40	9	-13,889	-8	166,169	D	-92	-57	16	-14	6	1	-9	-4	-4	-4	18	9	-1	-4
8/12/09 17:25	8/10/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	DT		S.em	-19,417	1.40	9	-13,889	-8	166,169	D	-92	-57	16	-14	6	1	-9	-4	-4	-4	18	9	-1	-4
6/22/09 18:15	6/19/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Weaver Donna L	NY	D		P	122	1.22	7	100	84	219	D	-95	-66	2	7	-36	-17	-21	-24	2	7	8	52	33	16
6/22/09 17:20	6/18/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	DT		P.d	100,000	1.10	7	90,909		45,792	D	-95	-66	2	7	-36	-17	-21	-24	2	7	8	52	33	16
6/22/09 17:19	6/18/09	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	DT		P.d	100,000	1.10	7	90,909		45,792	D	-95	-66	2	7	-36	-17	-21	-24	2	7	8	52	33	16
8/13/08 17:30	8/13/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Kanner Frederick Wilkinson	NY	D		P	76	3.05	7	25	31	106	D	-87	-81	-40	-23	-6	-12	-1	2	-1	-3	5	-47	-61	-53
8/11/08 17:02	4/11/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	T		P.ad	38	3.76	8	10	0	89,522	D	-87	-82	-41	-21	-2	-16	1	-1	-4	-2	1	-42	-60	-58
8/11/08 17:02	4/11/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	T		P.ad	38	3.76	8	10	0	89,522	D	-87	-82	-41	-21	-2	-16	1	-1	-4	-2	1	-42	-60	-58
6/2/08 17:41	5/30/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Kanner Frederick Wilkinson	NY	D		P	101	4.03	7	25	45	81	D	-83	-83	-22	-4	3	6	3	3	-2	0	-20	-21	-64	-60
4/22/08 16:40	4/22/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Kanner Frederick Wilkinson	NY	D		P	186	3.73	10	50	New	50	D	-86	-82	-66	36	8	-8	-1	16	-1	6	7	-2	-35	-34
3/19/08 17:11	3/17/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	T		S	-20	3.15	14	-6	0	89,520	D	-86	-84	-75	-7	-20	-26	-3	-6	8	15	5	6	-17	-60
3/19/08 17:10	3/17/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	T		S	-20	3.15	14	-6	0	89,520	D	-86	-84	-75	-7	-20	-26	-3	-6	8	15	5	6	-17	-60
3/19/08 17:09	3/17/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	T		P	213	3.25	14	65	10	718	D	-86	-84	-75	-7	-20	-26	-3	-6	8	15	5	6	-17	-60
3/19/08 17:09	3/17/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	T		S	-157	3.20	14	-49	-6	718	D	-86	-84	-75	-7	-20	-26	-3	-6	8	15	5	6	-17	-60
3/19/08 17:08	3/17/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	T		P	213	3.25	14	65	10	718	D	-86	-84	-75	-7	-20	-26	-3	-6	8	15	5	6	-17	-60
3/19/08 17:08	3/17/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Citadel L P	IL	T		S	-157	3.20	14	-49	-6	718	D	-86	-84	-75	-7	-20	-26	-3	-6	8	15	5	6	-17	-60
1/30/08 06:10	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Hayter George A	NY	D		P	20	4.07	14	5	2	277	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:10	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Layton Donald H	NY	D		P	1,000	4.07	14	246	207	365	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:09	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Fisher Ronald	NY	D		P	129	4.07	14	32	134	56	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:08	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		P	120	4.07	14	30	2	1,360	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:07	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Parks Michael K	NY	D		P	100	4.07	14	25	395	31	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:06	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Raffaeli C Cathleen	NY	D		P	50	4.07	14	12	331	16	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:05	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Lilien R Jarrett	NY	DO	Acting C	P	30	4.07	14	7	1	893	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:05	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Weaver Donna L	NY	D		P	280	4.07	14	69	258	95	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:04	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Brewster Daryl G	NY	D		P	100	4.07	14	25	661	28	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
1/30/08 06:03	1/29/08	ETFC	Financ	SvBnk	Savings Institution, Federall	Willard Stephen H	NY	D		P	100	3.99	14	25	134	44	D	-82	-83	-78	-61	7	84	41	19	10	8	14	-4	-26	-69
12/17/07 17:19	12/14/07	ETFC	Financ	SvBnk	Savings Institution, Federall	Caplan Mitchell H	NY	D		S	-1,161	3.87	33	-300	-18	1,353	D	-81	-83	-84	-73	-59	-16	2	-4	-4	-6	-18	-5	-4	-70
8/17/07 07:13	8/16/07	ETFC	Financ	SvBnk	Savings Institution, Federall	Willard Stephen H	NY	D		M.d	104	6.96	31	15	404	19	D	-17	-41	-44	-40	-41	-29	-18	-16	8	13	5	-59	-62	-77
8/7/07 08:14	8/6/07	ETFC	Financ	SvBnk	Savings Institution, Federall	Lilien R Jarrett	NY	DO	P,COO	P	45	14.99	20	3	0	885	D	3	-29	-34	-28	-29	-31	-15	-7	3	-1	-4	-42	-72	-81
4/24/07 17:35	4/23/07	ETFC	Financ	SvBnk	Savings Institution, Federall	Simmons Robert J	NY	O	CFO	M.d	95	3.80	15	25	18	166	D	104	-19	-3	-9	-3	3	0	0	1	3	7	4	-49	-81
4/24/07 17:35	4/23/07	ETFC	Financ	SvBnk	Savings Institution, Federall	Simmons Robert J	NY	O	CFO	S.d	-544	21.76	15	-25	-13	166	D	104	-19	-3	-9	-3	3	0	0	1	3	7	4	-49	-81
2/28/07 17:35	2/26/07	ETFC	Financ	SvBnk	Savings Institution, Federall	Caplan Mitchell H	NY	DO	CEO	M.d	448	3.22	9	139	9	1,685	D	77	-8	-1	-10	-10	-5	-5	-5	-1	-3	-5	-2	-35	-79
2/28/07 17:35	2/26/07	ETFC	Financ	SvBnk	Savings Institution, Federall	Caplan Mitchell H	NY	DO	CEO	S.d	-1,739	24.08	9	-72	-4	1,685	D	77	-8	-1	-10	-10	-5	-5	-5	-1	-3	-5	-2	-35	-79
1/31/07 16:47	1/29/07	ETFC	Financ	SvBnk	Savings Institution, Federall	Simmons Robert J	NY	O	CFO	M.d	95	3.80	11	25	18	166	D	77	2	3	2	5	2	-1	-1	0	0	-6	-8	-25	-83
1/31/07 16:47	1/29/07	ETFC	Financ	SvBnk	Savings Institution, Federall	Simmons Robert J	NY	O	CFO	S.d	-597	23.88	11	-25	-13	166	D	77	2	3	2	5	2	-1	-1	0	0	-6	-8	-25	-83
12/1/06 16:45	12/1/06	ET	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		M.d	68	6.77	0	10	1	1,330	I
12/1/06 16:45	12/1/06	ET	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.d	-234	23.35	0	-10	-1	1,330	I
11/2/06 17:26	11/1/06	ET	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		M.d	68	6.77	0	10	1	1,330	I
11/2/06 17:26	11/1/06	ET	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.d	-238	23.81	0	-10	-1	1,330	I
10/24/06 16:15	10/23/06	ET	Financ	SvBnk	Savings Institution, Federall	Simmons Robert J	NY	O	CFO	M.d	95	3.80	0	25	18	166	D
10/24/06 16:15	10/23/06	ET	Financ	SvBnk	Savings Institution, Federall	Simmons Robert J	NY	O	CFO	S.d	-554	22.14	0	-25	-13	166	D
10/3/06 16:16	10/2/06	ET	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		M.d	43	4.25	0	10	1	1,330	I
10/3/06 16:16	10/2/06	ET	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.d	-239	23.87	0	-10	-1	1,330	I
9/29/06 18:00	9/28/06	ET	Financ	SvBnk	Savings Institution, Federall	Hayter George A	NY	D		M.d	220	5.51	0	40	17	269	D
9/22/06 16:36	9/20/06	ET	Financ	SvBnk	Savings Institution, Federall	Webb Dennis	NY	O	P,Capita	M.d	15	3.81	0	4	3	129	D
9/22/06 16:36	9/20/06	ET	Financ	SvBnk	Savings Institution, Federall	Webb Dennis	NY	O	P,Capita	S.d	-100	25.00	0	-4	-3	129	D
9/1/06 17:07	9/1/06	ET	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		M.d	43	4.25	0	10	1	1,330	I
9/1/06 17:07	9/1/06	ET	Financ	SvBnk	Savings Institution, Federall	Randall Lewis E	NY	D		S.d	-236	23.56	0	-10	-1	1,330	I
7/25/06 19:49	7/24/06	ET	Financ	SvBnk	Savings Institution, Federall	Simmons Robert J	NY	O	CFO	M.d	95	3.80	0	25	18	166	D
7/25/06 19:49	7/24/06	ET	Financ	SvBnk	Savings Institution, Federall	Simmons Robert J	NY	O	CFO	S.d	-559	22.35	0	-25	-13	166	D
6/15/06 19:13	6/15/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Gelbard Arlen W	NY	O	Chief Ad	M.d	30	2.12	0	14	4	350
6/15/06 19:11	6/15/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Caplan Mitchell H	NY	DO	CEO	P	526	21.03	0	25	2	1,486
6/14/06 18:56	6/14/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	P	190	19.00	0	10	1	847
6/14/06 18:54	6/14/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Caplan Mitchell H	NY	DO	CEO	P	956	19.13	0	50	4	1,461
6/5/06 17:25	6/2/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Webb Dennis	NY	O	P,Capita	M.d	95	3.81	0	25	24	129
6/5/06 17:25	6/2/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Webb Dennis	NY	O	P,Capita	S.d	-626	25.03	0	-25	-16	129
5/17/06 21:05	5/15/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Simmons Robert J	NY	O	CFO	M.d	348	7.37	0	47	40	166
5/17/06 21:05	5/15/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Simmons Robert J	NY	O	CFO	S.d	-1,175	24.86	0	-47	-22	166
5/17/06 21:03	5/16/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Webb Dennis	NY	O	P,Capita	M.d	209	3.81	0	55	74	129
5/17/06 21:03	5/16/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Webb Dennis	NY	O	P,Capita	S.d	-1,378	25.06	0	-55	-30	129
5/17/06 21:02	5/15/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Webb Dennis	NY	O	P,Capita	M.d	552	3.81	0	145		129
5/17/06 21:02	5/15/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Webb Dennis	NY	O	P,Capita	S.d	-3,623	24.99	0	-145	-53	129
5/12/06 21:33	5/12/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Simmons Robert J	NY	O	CFO	M.d	348	7.37	0	47	40	166
5/12/06 21:33	5/12/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Simmons Robert J	NY	O	CFO	S.d	-1,197	25.33	0	-47	-22	166
5/12/06 21:32	5/11/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Simmons Robert J	NY	O	CFO	M.d	348	7.37	0	47	40	166
5/12/06 21:32	5/11/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Simmons Robert J	NY	O	CFO	S.d	-1,240	26.25	0	-47	-22	166
1/4/06 16:33	1/3/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Randall Lewis E	NY	D		M.d	9	0.5825	0	16	1	1,377	I
1/4/06 16:33	1/3/06	ET	Financ	FinTrd	Security Brokers, Dealers & F	Randall Lewis E	NY	D		S.d	-226	20.54	0	-11	-1	1,377	I
12/19/05 16:07	12/16/05	ET	Financ	FinTrd	Security Brokers, Dealers & F	Weaver Donna L	NY	D		M.d	12	4.25	0	3	14	25	D
12/2/05 16:11	12/1/05	ET	Financ	FinTrd	Security Brokers, Dealers & F	Randall Lewis E	NY	D		M.d	9	0.5825	0	16	1	1,392	I
12/2/05 16:11	12/1/05	ET	Financ	FinTrd	Security Brokers, Dealers & F	Randall Lewis E	NY	D		S.d	-216	19.60	0	-11	-1	1,392	I
11/2/05 16:02	11/1/05	ET	Financ	FinTrd	Security Brokers, Dealers & F	Randall Lewis E	NY	D		M.d	9	0.5825	0	16	1	1,387	I
11/2/05 16:02	11/1/05	ET	Financ	FinTrd	Security Brokers, Dealers & F	Randall Lewis E	NY	D		S.d	-207	18.85	0	-11	-1	1,387	I
10/4/05 16:04	10/3/05	ET	Financ	FinTrd	Security Brokers, Dealers & F	Randall Lewis E	NY	D		M.d	9	0.5825	0	16	1	1,382	I
10/4/05 16:04	10/3/05	ET	Financ	FinTrd	Security Brokers, Dealers & F	Randall Lewis E	NY	D		S.d	-194	17.60	0	-11	-1	1,382	I
9/2/05 16:11	9/1/05	ET	Financ	FinTrd	Security Brokers, Dealers & F	Randall Lewis E	NY	D		M.d	9	0.5825	0	16	1	1,377	I
9/2/05 16:11	9/1/05	ET	Financ	FinTrd	Security Brokers, Dealers & F	Randall Lewis E	NY	D		S.d	-181	16.41	0	-11	-1	1,377	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y