WDR - Waddell & Reed Financial Inc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	9	12	1	-1	-4	3	16	30	7
P	%wins				75	42	33	50	50	67	53
S	%ret	1	17	119	-0	1	2	3	2	9	3
S	%wins				61	49	39	38	44	38	45

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/12/21 18:09	1/10/21	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Scupham Amy J.	KS	O	SVP - Di	M.d	0	0.00	0	2	3	74	D
1/12/21 18:08	1/10/21	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Rackers Christopher W.	KS	O	SVP,CPBO	M.d	0	0.00	0	2	3	62	D
1/12/21 18:07	1/10/21	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Mihal Shawn M.	KS	O	SVP - We	M.d	0	0.00	0	4	5	90	D
1/12/21 18:06	1/10/21	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Daley Michael John	KS	O	VP - Chi	M.d	0	0.00	0	1	15	8	D
1/12/21 18:05	1/10/21	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Buyle Mark P.	KS	O	SVP,GC,C	M.d	0	0.00	0	3	4	89	D
1/14/20 17:50	1/10/20	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Daley Michael John	KS	O	VP - Chi	M.d	0	0.00	0	1	38	4	D
1/14/20 17:42	1/10/20	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Scupham Amy J.	KS	O	SVP - Di	M.d	0	0.00	0	2	6	42	D
1/14/20 17:41	1/10/20	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Rackers Christopher W.	KS	O	SVP,Chie	M.d	0	0.00	0	2	7	32	D
1/14/20 17:41	1/10/20	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Mihal Shawn M.	KS	O	SVP - We	M.d	0	0.00	0	4	9	55	D
1/14/20 17:39	1/10/20	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Buyle Mark P.	KS	O	SVP,GC,C	M.d	0	0.00	0	3	5	65	D
11/7/19 17:12	11/5/19	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Walton Jerry W	KS	D		S	-166	17.48	0	-10	-12	69	D
3/25/19 17:57	3/22/19	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Logue Dennis E	KS	D		S	-84	16.72	0	-5	-7	69	D
2/19/19 18:25	2/15/19	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		S	-18	17.75	0	-1	-4	23	D
1/11/19 17:41	1/10/19	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Scupham Amy J.	KS	O	SVP - Di	M.d	0	0.00	0	2	6	46	D
1/11/19 17:40	1/10/19	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Rackers Christopher W.	KS	O	SVP,CHRO	M.d	0	0.00	0	2	6	35	D
1/11/19 17:40	1/10/19	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Mihal Shawn M.	KS	O	SVP - Br	M.d	0	0.00	0	4	8	60	D
1/11/19 17:39	1/10/19	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Buyle Mark P.	KS	O	SVP,GC,C	M.d	0	0.00	0	3	5	69	D
1/3/19 18:49	1/2/19	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Walton Jerry W	KS	D		S	0	0.00	0	-7	-8	79	D
11/19/18 17:36	11/16/18	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Walton Jerry W	KS	D		S	-180	19.05	0	-9	-12	72	D
9/13/18 17:24	9/12/18	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Kosloff Alan W	KS	D		S	-401	20.42	0	-20	-33	40	D
9/13/18 17:23	9/11/18	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		S	-54	20.53	0	-3	-11	22	D
6/13/18 18:07	6/12/18	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		S	-53	19.93	0	-3	-10	25	D
5/7/18 18:42	5/4/18	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		S	-18	18.38	0	-1	-3	27	D
2/2/18 17:15	2/1/18	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Walton Jerry W	KS	D		S	-133	22.95	0	-6	-7	81	D
1/12/18 18:07	1/10/18	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Clouse Benjamin R	KS	O	VP,CAO	M.d	0	0.00	0	0	1	54	I
12/22/17 18:52	12/21/17	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Hills Wendy J	KS	O	SVP,GC,S	S.m	-701	22.41	0	-31	-19	136	D
12/22/17 18:39	12/21/17	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	S	-1,015	22.48	0	-45	-14	270	D
11/21/17 17:14	11/20/17	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Kosloff Alan W	KS	D		S	-380	19.82	0	-19	-27	53	D
11/13/17 17:13	11/9/17	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Butch Thomas W	KS	O	EVP,CMO	S.m	-769	19.23	0	-40	-8	492	I
8/9/17 17:18	8/7/17	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Clouse Benjamin R	KS	O	VP,Chief	S.d	-118	20.01	0	-6	-15	34	I
8/7/17 16:28	8/3/17	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Kosloff Alan W	KS	D		S	-486	19.40	0	-25	-26	72	D
8/4/15 17:06	8/3/15	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		S	-135	44.96	33	-3	-20	12	D	-10	-12	0	-7	-9	-2	1	3	0	1	-18	-16	-48	-56
5/26/15 18:14	5/26/15	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Logue Dennis E	KS	D		S	-130	48.30	33	-3	-5	51	D	13	-16	2	-2	3	1	4	2	1	-1	2	-16	-20	-55
2/11/15 17:25	2/10/15	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Avery Michael L	KS	O	P	P	268	48.64	33	6	2	246	D	25	-25	-6	1	-1	14	9	4	0	0	-1	-6	-10	-56
12/22/14 18:26	12/19/14	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Avery Michael L	KS	O	P	S	-490	48.96	33	-10	-4	253	D	46	-21	-21	-6	1	3	7	12	1	2	-9	3	2	-39
9/15/14 18:03	3/10/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Kosloff Alan W	KS	D		P	1	13.19	33	0	0	75	D	84	8	-23	-10	2	-3	-5	-3	1	0	-16	-14	-7	-28
9/15/14 18:03	9/11/14	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Kosloff Alan W	KS	D		S	-3	53.99	33	0	0	75	D	84	8	-23	-10	2	-3	-5	-3	1	0	-16	-14	-7	-28
9/4/14 18:13	9/3/14	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Clouse Melissa A	KS	O	VP,Contr	S	-74	56.83	33	-1	-13	8	D	107	21	-19	-7	-3	7	2	3	0	-5	-11	-17	-11	-33
5/21/14 17:11	5/20/14	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Butch Thomas W	KS	O	EVP,CMO	S	-1,016	59.02	33	-17	-4	404	I	125	28	-8	-12	-15	-12	-8	-5	1	2	4	-8	-19	-16
5/5/14 17:41	5/1/14	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Hills Wendy J	KS	O	SVP,GC,S	S	-439	67.97	33	-6	-13	45	D	132	65	10	6	-6	3	-2	2	-2	-5	-11	-22	-30	-26
4/4/14 16:57	3/13/14	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sanders Philip James	KS	O	SVP,Chie	P	4	71.88	33	0	0	233	D	150	79	43	16	9	5	3	1	-3	-6	-6	-11	-29	-29
2/7/14 17:48	2/6/14	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		S	-281	67.73	33	-4	-25	12	D	138	64	27	3	0	-6	0	5	0	3	7	-2	-23	-28
12/11/13 18:11	12/10/13	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Avery Michael L	KS	O	P	S	-473	63.01	33	-8	-3	286	D	154	98	39	24	2	-2	-1	1	0	2	11	18	0	-23
11/22/13 17:33	11/20/13	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Logue Dennis E	KS	D		S	-453	64.74	33	-7	-12	49	D	171	107	46	31	20	5	2	1	0	0	2	7	-4	-21
11/12/13 17:40	11/8/13	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sanders Philip James	KS	O	SVP,Chie	S	-828	63.72	33	-13	-5	229	D	143	108	41	26	23	8	4	1	2	2	-4	8	1	-23
8/14/13 17:57	8/13/13	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Butch Thomas W	KS	O	EVP,CMO	S	-894	51.09	33	-18	-4	422	I	93	84	25	11	18	2	-3	-1	-2	-2	0	27	37	6
8/12/13 17:40	8/9/13	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Avery Michael L	KS	O	P	S	-513	51.30	33	-10	-3	293	D	98	85	27	16	19	3	0	-2	0	-2	2	22	33	6
8/1/13 16:35	8/1/13	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Strohm Michael D	KS	O	SVP,Chie	S	-1,404	52.90	32	-27	-16	137	D	54	81	31	22	11	8	3	1	0	-2	-9	19	26	2
6/6/13 17:12	6/4/13	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	P	3	45.63	31	0	0	137	D	32	74	38	6	7	-4	-2	-4	3	1	-1	8	42	39
5/6/13 17:45	5/13/13	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Bloss Brent K	KS	O	SVP-Fina	S	-424	43.42	33	-10	-14	62	D	16	42	36	8	1	5	5	1	1	2	5	22	44	60
3/26/13 17:56	3/22/13	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Reimer Ronald C	KS	D		M.d	134	21.09	33	6	11	62	D	21	40	34	22	4	3	-2	-2	0	0	-4	-3	21	72
3/26/13 17:56	3/22/13	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Reimer Ronald C	KS	D		S.d	-274	42.98	33	-6	-9	62	D	21	40	34	22	4	3	-2	-2	0	0	-4	-3	21	72
3/25/13 18:06	3/22/13	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Kosloff Alan W	KS	D		S	-415	43.17	33	-10	-12	72	D	19	41	35	24	5	6	0	1	1	0	-4	1	23	72
3/25/13 17:54	3/21/13	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Avery Michael L	KS	O	P	S	-429	42.85	33	-10	-3	303	D	19	41	35	24	5	6	0	1	1	0	-4	1	23	72
3/11/13 17:56	3/8/13	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Logue Dennis E	KS	D		S	-6	42.33	33	0	0	56	I	15	51	45	32	11	-1	3	2	0	1	0	11	17	73
2/13/13 17:48	2/11/13	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Strohm Michael D	KS	O	SVP,Chie	S	-1,571	40.96	33	-38	-19	164	I	23	45	47	31	20	8	3	3	1	1	4	11	24	69
1/31/13 17:58	1/31/13	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		S	-195	39.28	31	-5	-25	15	D	17	40	38	26	17	9	2	4	1	2	3	6	30	69
1/31/13 17:55	1/31/13	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-1,064	39.40	31	-27	-16	137	D	17	40	38	26	17	9	2	4	1	2	3	6	30	69
12/26/12 17:51	12/24/12	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Reimer Ronald C	KS	D		M.d	105	21.09	24	5	9	58	D	8	50	28	10	12	9	7	1	0	3	9	24	25	90
12/26/12 17:51	12/24/12	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Reimer Ronald C	KS	D		S.d	-177	35.39	24	-5	-8	58	D	8	50	28	10	12	9	7	1	0	3	9	24	25	90
12/26/12 17:25	12/14/12	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Strohm Michael D	KS	O	SVP,Chie	S	-1,026	33.25	24	-31	-15	177	M	8	50	28	10	12	9	7	1	0	3	9	24	25	90
9/19/12 18:03	9/18/12	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Bloss Brent K	KS	O	SVP-Fina	P	1	33.50	21	0	0	51	D	27	14	4	11	13	13	6	1	0	-2	0	9	35	66
6/21/12 16:15	6/19/12	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-288	30.35	32	-10	-6	138	D	30	-14	31	-6	-1	5	3	1	1	0	0	16	27	52
5/8/12 16:53	5/7/12	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Bloss Brent K	KS	O	SVP-Fina	S	-247	33.40	28	-7	-13	51	D	4	-17	10	6	-3	1	-1	-2	-1	-4	-8	-6	12	51
3/20/12 17:53	3/19/12	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-17	33.00	31	-1	0	148	D	0	-11	6	34	9	3	6	0	0	1	-5	-8	5	40
3/13/12 17:31	3/12/12	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S.m	-160	32.04	31	-5	-3	148	D	-2	-17	13	25	8	1	0	5	-1	0	-7	-10	-2	43
2/21/12 17:53	2/17/12	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-157	31.33	33	-5	-3	153	D	2	-23	14	18	20	6	3	2	-1	0	3	-13	-4	41
2/14/12 17:46	2/10/12	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		S	-137	30.10	33	-5	-22	16	D	8	-20	3	14	26	8	10	3	-1	2	5	-2	-2	46
2/7/12 17:56	2/6/12	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-93	30.00	33	-3	-2	158	D	2	-17	-4	4	19	16	2	5	0	3	-1	4	-4	42
2/7/12 17:53	2/3/12	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Bloss Brent K	KS	O	SVP-Fina	S	-164	29.56	33	-6	-12	41	D	2	-17	-4	4	19	16	2	5	0	3	-1	4	-4	42
5/6/11 17:15	5/4/11	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		S	-75	39.33	33	-2	-10	17	D	70	17	30	7	-1	-3	-2	-5	1	1	-11	-14	-29	-18
3/18/11 11:29	3/16/11	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Logue Dennis E	KS	D		S	-192	38.34	30	-5	-9	48	D	145	10	40	12	3	-9	-8	-4	1	5	7	-3	-16	-11
2/18/11 17:28	2/16/11	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Strohm Michael D	KS	O	SVP,Chie	S	-877	41.76	33	-21	-10	180	I	217	32	85	40	19	16	12	4	-5	-2	-6	-8	-33	-23
2/4/11 18:19	2/2/11	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-748	37.10	33	-20	-13	133	D	152	21	50	22	2	-2	1	1	1	2	9	6	-9	-18
2/4/11 18:17	2/2/11	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		S	-141	37.14	33	-4	-17	18	D	152	21	50	22	2	-2	1	1	1	2	9	6	-9	-18
12/3/10 11:40	12/1/10	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Rogers William L	KS	D		M.d	247	17.67	25	14	24	72	D	201	13	31	34	19	4	4	5	1	5	11	27	12	-17
12/3/10 11:40	12/1/10	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Rogers William L	KS	D		S.d	-447	31.92	25	-14	-16	72	D	201	13	31	34	19	4	4	5	1	5	11	27	12	-17
11/22/10 16:41	11/18/10	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Rogers William L	KS	D		M.d	220	17.71	29	12	21	72	D	239	8	12	38	12	7	0	3	-2	-1	14	29	21	-14
11/22/10 16:41	11/18/10	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Rogers William L	KS	D		S.d	-385	31.03	29	-12	-15	72	D	239	8	12	38	12	7	0	3	-2	-1	14	29	21	-14
11/5/10 16:58	11/3/10	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Bloss Brent K	KS	O	SVP-Fina	S.m	-182	30.62	29	-6	-16	32	D	126	14	0	31	16	14	12	9	0	-3	2	16	23	-8
9/17/10 17:16	9/15/10	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Avery Michael L	KS	O	SVP,Chie	S.a	-274	27.36	23	-10	-4	233	D	18	1	-21	12	10	20	8	2	3	-3	4	26	41	18
9/16/10 16:57	9/15/10	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Avery Michael L	KS	O	SVP,Chie	S	-274	27.36	22	-10	-4	232	D	18	9	-21	8	11	22	5	5	-1	-2	3	25	37	12
6/23/10 16:20	6/22/10	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	S	-2,455	24.55	33	-100	-9	981	I	-28	4	-17	-32	-27	-6	-3	0	-4	-8	0	12	43	50
4/30/10 16:18	4/29/10	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-217	38.05	27	-6	-4	122	D	19	75	29	21	9	1	1	-3	1	-8	-27	-34	-20	12
4/30/10 16:16	4/29/10	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Avery Michael L	KS	O	SVP,Chie	S	-304	37.96	27	-8	-3	242	D	19	75	29	21	9	1	1	-3	1	-8	-27	-34	-20	12
3/19/10 16:33	3/19/10	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	S	-245	34.55	18	-7	-4	195	D	14	122	28	18	13	6	2	2	3	6	10	-28	-19	12
3/17/10 16:56	3/15/10	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	S.m	-957	34.46	18	-28	-12	202	D	20	147	35	19	7	5	0	2	0	3	11	-27	-22	12
3/15/10 16:13	3/11/10	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Strohm Michael D	KS	O	SVP,Chie	S.m	-1,446	34.28	19	-42	-20	173	M	23	136	34	21	10	2	1	0	1	0	11	-26	-23	19
3/12/10 16:15	3/10/10	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	S	-554	34.45	19	-16	-7	230	D	19	148	31	20	9	5	-1	-1	0	2	10	-27	-24	17
3/9/10 16:15	3/5/10	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	S	-637	34.71	19	-18	-7	247	D	25	201	33	19	10	8	5	1	0	0	8	-29	-23	20
3/3/10 17:16	3/2/10	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-418	33.75	20	-12	-9	130	D	17	175	31	22	4	14	6	5	1	1	6	-24	-32	19
12/16/09 17:05	12/15/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schieber Mark A	KS	O	SVP,Cont	S	-120	29.88	12	-4	-16	21	D	-12	167	19	8	4	3	2	3	-2	-1	7	16	-19	14
11/18/09 16:19	11/16/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Avery Michael L	KS	O	SVP,Chie	S	-310	31.00	22	-10	-5	191	D	-1	196	35	15	6	6	3	0	-2	-4	-1	8	-1	2
11/3/09 16:19	10/30/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	M.dm	1,399	18.00	24	78	8	1,023	I	-7	104	21	1	0	0	-2	-1	0	7	3	13	23	6
11/3/09 16:19	10/30/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	S.dm	-2,222	28.59	24	-78	-7	1,023	I	-7	104	21	1	0	0	-2	-1	0	7	3	13	23	6
8/6/09 17:20	8/5/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Rogers William L	KS	D		M.d	34	17.67	24	2	3	68	D	21	-11	87	18	11	13	5	0	3	0	-4	5	13	-8
8/6/09 17:20	8/5/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Rogers William L	KS	D		S.d	-54	28.10	24	-2	-3	68	D	21	-11	87	18	11	13	5	0	3	0	-4	5	13	-8
8/5/09 16:22	7/31/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	M.d	168	16.83	25	10	4	250	D	26	-11	92	20	16	9	8	1	-3	-5	-8	1	16	-10
8/5/09 16:22	7/31/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	S.d	-282	28.19	25	-10	-4	250	D	26	-11	92	20	16	9	8	1	-3	-5	-8	1	16	-10
6/11/09 16:56	6/10/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Butch Thomas W	KS	O	SVP,CMO	S	-677	27.07	32	-25	-9	258	I	15	-20	107	96	24	19	9	3	-1	-7	-11	-2	6	-6
6/9/09 16:14	6/8/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	M.d	168	16.83	33	10	4	250	D	15	-21	147	129	22	12	12	4	-1	-5	-14	-4	8	-11
6/9/09 16:14	6/8/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	S.d	-270	27.00	33	-10	-4	250	D	15	-21	147	129	22	12	12	4	-1	-5	-14	-4	8	-11
6/2/09 17:01	5/29/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Connealy Daniel P	KS	O	SVP,CFO	P	1	24.19	33	0	0	172	D	4	-26	97	98	29	8	10	9	2	7	5	7	14	5
6/2/09 16:58	5/29/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	S	-332	24.24	33	-14	-1	1,023	I	4	-26	97	98	29	8	10	9	2	7	5	7	14	5
6/2/09 16:56	5/29/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	M.d	890	16.83	33	53	6	1,005	I	4	-26	97	98	29	8	10	9	2	7	5	7	14	5
6/2/09 16:56	5/29/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	S.d	-945	24.14	33	-39	-4	1,005	I	4	-26	97	98	29	8	10	9	2	7	5	7	14	5
5/28/09 20:31	5/27/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	S	-52	24.63	32	-2	0	1,023	I	-2	-28	149	57	13	-4	5	1	2	8	8	15	25	18
5/28/09 20:27	5/27/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	S	-883	24.38	32	-36	-4	993	I	-2	-28	149	57	13	-4	5	1	2	8	8	15	25	18
5/28/09 20:26	5/27/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	S	-1,448	24.18	32	-60	-5	1,030	I	-2	-28	149	57	13	-4	5	1	2	8	8	15	25	18
5/28/09 20:24	5/27/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	M.d	2,018	16.83	32	120	12	1,090	I	-2	-28	149	57	13	-4	5	1	2	8	8	15	25	18
5/28/09 20:24	5/27/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	S.d	-522	24.05	32	-22	-2	1,090	I	-2	-28	149	57	13	-4	5	1	2	8	8	15	25	18
5/27/09 16:26	5/26/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-123	24.66	33	-5	-4	111	D	7	-21	179	67	17	5	11	8	3	8	9	18	26	22
5/12/09 16:17	5/11/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	S	-251	24.41	33	-10	-1	1,023	I	1	-28	92	42	40	9	5	-3	-8	1	16	16	27	47
5/12/09 16:17	5/11/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	S	-1,048	24.20	33	-43	-4	1,002	I	1	-28	92	42	40	9	5	-3	-8	1	16	16	27	47
5/12/09 16:16	5/11/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	M.d	2,142	14.63	33	146	16	1,045	I	1	-28	92	42	40	9	5	-3	-8	1	16	16	27	47
5/12/09 16:16	5/11/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	S.d	-2,232	24.03	33	-93	-8	1,045	I	1	-28	92	42	40	9	5	-3	-8	1	16	16	27	47
5/12/09 16:12	5/8/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	M.d	168	16.83	33	10	4	250	D	1	-28	92	42	40	9	5	-3	-8	1	16	16	27	47
5/12/09 16:12	5/8/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	S.d	-242	24.15	33	-10	-4	250	D	1	-28	92	42	40	9	5	-3	-8	1	16	16	27	47
5/12/09 16:11	5/8/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schieber Mark A	KS	O	SVP,Cont	M.d	25	17.01	33	1	6	25	D	1	-28	92	42	40	9	5	-3	-8	1	16	16	27	47
5/12/09 16:11	5/8/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schieber Mark A	KS	O	SVP,Cont	S.d	-36	24.32	33	-1	-6	25	D	1	-28	92	42	40	9	5	-3	-8	1	16	16	27	47
5/12/09 16:11	5/8/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Reimer Ronald C	KS	D		S	-73	24.18	33	-3	-7	43	M	1	-28	92	42	40	9	5	-3	-8	1	16	16	27	47
5/12/09 16:10	5/8/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Bloss Brent K	KS	O	SVP-Fina	S	-99	24.65	33	-4	-13	27	D	1	-28	92	42	40	9	5	-3	-8	1	16	16	27	47
5/5/09 16:15	5/1/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	M.dm	505	16.83	33	30	14	250	D	5	-30	86	69	29	15	9	10	1	-1	8	18	19	54
5/5/09 16:15	5/1/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	S.dm	-692	23.07	33	-30	-11	250	D	5	-30	86	69	29	15	9	10	1	-1	8	18	19	54
5/4/09 16:18	5/1/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S.m	-291	23.46	33	-12	-10	116	D	0	-33	80	65	41	6	5	4	-3	4	3	18	24	61
5/4/09 16:15	5/1/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		S	-237	22.07	33	-11	-37	18	D	0	-33	80	65	41	6	5	4	-3	4	3	18	24	61
5/4/09 16:12	5/1/09	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Avery Michael L	KS	O	SVP,Chie	S	-460	22.99	33	-20	-9	201	D	0	-33	80	65	41	6	5	4	-3	4	3	18	24	61
12/31/08 16:18	3/19/01	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	P	5	28.51	12	0	0	1,042	M	-44	-58	-57	-40	37	14	10	9	10	11	-9	19	81	112
11/13/08 16:07	11/11/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Connealy Daniel P	KS	O	SVP,CFO	P	111	11.14	16	10	10	111	D	-56	-68	-70	-68	-54	-26	-29	-17	-2	-15	7	46	107	194
9/10/08 16:21	9/9/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Avery Michael L	KS	O	SVP,Chie	S	-207	25.83	33	-8	-5	139	D	16	11	-15	-28	-25	-14	-19	-9	1	-9	-42	-51	-48	3
7/3/08 13:08	6/4/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Strohm Michael D	KS	O	SVP,Chie	P	5	35.54	33	0	0	129	D	73	27	-2	-1	3	-4	-7	-4	2	-5	1	-26	-53	-21
6/6/08 16:10	6/5/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Avery Michael L	KS	O	SVP,Chie	S	-372	37.16	28	-10	-6	147	D	81	50	10	27	8	6	10	6	0	-2	-6	-19	-63	-21
6/4/08 17:59	6/3/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Butch Thomas W	KS	O	SVP,CMO	M.d	254	17.21	28	15	8	204	D	68	43	6	19	13	4	9	4	4	0	-6	-10	-68	-25
6/4/08 17:59	6/3/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Butch Thomas W	KS	O	SVP,CMO	S.d	-532	35.97	28	-15	-7	204	D	68	43	6	19	13	4	9	4	4	0	-6	-10	-68	-25
6/4/08 17:56	6/2/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S.m	-702	35.55	28	-20	-20	77	D	68	43	6	19	13	4	9	4	4	0	-6	-10	-68	-25
5/30/08 16:41	5/30/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	M.d	146	14.63	28	10	5	198	D	63	40	7	7	7	3	2	6	-1	5	-1	-11	-71	-29
5/30/08 16:41	5/30/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	S.d	-356	35.63	28	-10	-5	198	D	63	40	7	7	7	3	2	6	-1	5	-1	-11	-71	-29
5/12/08 17:00	5/9/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Williams Robert J Jr	KS	O	SVP - Pu	S	-333	33.96	33	-10	-8	112	D	48	40	3	5	5	2	0	-6	0	-1	3	-2	-65	-31
5/12/08 16:57	5/9/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Williams Robert J Jr	KS	O	SVP - Pu	M.d	410	16.20	33	25	26	122	D	48	40	3	5	5	2	0	-6	0	-1	3	-2	-65	-31
5/12/08 16:57	5/9/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Williams Robert J Jr	KS	O	SVP - Pu	S.d	-522	33.63	33	-16	-11	122	D	48	40	3	5	5	2	0	-6	0	-1	3	-2	-65	-31
5/2/08 17:15	5/2/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	S	-65	36.11	33	-2	-1	198	D	65	50	11	9	6	12	13	5	-2	-6	-3	-7	-64	-34
5/2/08 17:13	5/2/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	M.d	146	14.63	33	10	5	200	D	65	50	11	9	6	12	13	5	-2	-6	-3	-7	-64	-34
5/2/08 17:13	5/2/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	S.d	-293	35.75	33	-8	-4	200	D	65	50	11	9	6	12	13	5	-2	-6	-3	-7	-64	-34
4/30/08 17:19	4/29/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	M.d	146	14.63	33	10	5	198	D	51	44	7	5	5	6	2	0	6	6	3	2	-61	-32
4/30/08 17:19	4/29/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	S.d	-339	33.88	33	-10	-5	198	D	51	44	7	5	5	6	2	0	6	6	3	2	-61	-32
3/31/08 16:35	3/27/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Rogers William L	KS	D		M.d	173	17.29	33	10	20	61	D	45	39	19	-15	-1	6	-4	-8	5	4	7	10	-23	-41
2/21/08 16:53	2/19/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	S	-861	32.12	33	-27	-1	2,139	I	56	28	35	0	4	3	2	4	0	7	5	5	-5	-54
2/21/08 16:51	2/19/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	S	-986	31.92	33	-31	-1	2,189	I	56	28	35	0	4	3	2	4	0	7	5	5	-5	-54
2/21/08 16:49	2/19/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	M.d	1,870	16.20	33	115	5	2,224	I	56	28	35	0	4	3	2	4	0	7	5	5	-5	-54
2/21/08 16:49	2/19/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	S.d	-1,821	31.56	33	-58	-3	2,224	I	56	28	35	0	4	3	2	4	0	7	5	5	-5	-54
2/1/08 18:04	2/1/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Avery Michael L	KS	O	SVP,Chie	S	-1,130	34.13	33	-33	-17	166	D	51	32	35	3	-6	0	9	1	1	-4	-9	6	-1	-59
2/1/08 18:03	2/1/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Avery Michael L	KS	O	SVP,Chie	M.d	589	16.83	33	35	21	199	D	51	32	35	3	-6	0	9	1	1	-4	-9	6	-1	-59
2/1/08 18:03	2/1/08	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Avery Michael L	KS	O	SVP,Chie	S.d	-915	34.02	33	-27	-12	199	D	51	32	35	3	-6	0	9	1	1	-4	-9	6	-1	-59
11/20/07 17:36	11/20/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		M.d	213	17.67	33	12	83	27	D	66	27	28	30	16	-2	-6	-6	-5	1	10	-1	2	-68
11/20/07 17:36	11/20/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		S.d	-391	32.42	33	-12	-31	27	D	66	27	28	30	16	-2	-6	-6	-5	1	10	-1	2	-68
11/13/07 16:40	11/8/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Strohm Michael D	KS	O	SVP,Chie	S.m	-1,232	32.87	33	-37	-25	112	D	69	36	36	43	19	7	1	-1	0	-6	7	-4	3	-68
11/8/07 16:37	11/7/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	M.d	2,796	18.00	33	155	18	1,034	I	74	34	36	45	22	17	2	-1	-3	0	6	-4	1	-63
11/8/07 16:37	11/7/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	S.d	-5,125	33.00	33	-155	-13	1,034	I	74	34	36	45	22	17	2	-1	-3	0	6	-4	1	-63
11/8/07 16:33	11/6/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	M.d	445	15.33	33	29	19	182	D	74	34	36	45	22	17	2	-1	-3	0	6	-4	1	-63
11/8/07 16:33	11/6/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Sundeen John E Jr	KS	O	SVP,CAO	S.d	-1,015	34.94	33	-29	-14	182	D	74	34	36	45	22	17	2	-1	-3	0	6	-4	1	-63
11/1/07 16:45	10/30/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	M.d	17	16.83	33	1	1	80	D	84	34	36	33	29	22	17	3	3	1	5	5	12	-56
11/1/07 16:45	10/30/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S.d	-622	32.35	33	-19	-19	80	D	84	34	36	33	29	22	17	3	3	1	5	5	12	-56
10/9/07 16:41	10/5/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-49	28.24	24	-2	-2	99	D	51	10	10	5	13	8	1	-1	-1	3	27	16	19	-33
9/14/07 16:25	8/7/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-43	24.52	21	-2	-2	102	D	31	5	10	-5	-2	1	-1	4	-2	5	11	48	27	12
9/11/07 17:41	9/10/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-42	23.75	22	-2	-2	100	D	25	5	3	-6	-7	-4	-3	-4	-1	-1	14	49	28	9
7/10/07 17:54	7/9/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-47	26.76	18	-2	-2	104	D	51	37	2	10	7	1	2	-1	0	7	-6	7	26	34
6/7/07 17:50	6/7/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-44	25.25	15	-2	-2	106	D	39	20	3	12	4	3	1	-3	1	3	8	0	38	52
5/8/07 18:23	5/7/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-43	24.62	19	-2	-2	107	D	49	8	0	-3	5	-3	2	1	2	0	3	1	37	49
4/9/07 20:57	4/9/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-43	24.35	15	-2	-2	109	D	34	9	1	-9	-5	9	5	4	2	2	1	10	16	40
3/7/07 16:47	3/7/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-40	23.13	17	-2	-1	117	D	19	5	1	-6	-11	-9	-10	-3	0	-3	4	13	11	37
2/7/07 18:12	2/7/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-45	25.83	21	-2	-1	119	D	25	20	21	4	-3	-3	-1	0	0	-1	-11	-4	-3	27
2/6/07 17:08	2/5/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Bloss Brent K	KS	O	VP,Treas	P	1	25.70	21	0	0	9	D	24	18	21	3	-4	-4	-1	0	0	-2	-11	-3	-3	29
2/6/07 17:06	2/5/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Avery Michael L	KS	O	SVP,Chie	P	2	25.70	21	0	0	138	D	24	18	21	3	-4	-4	-1	0	0	-2	-11	-3	-3	29
1/9/07 16:36	1/9/07	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-47	26.95	16	-2	-1	121	D	24	31	37	6	5	5	0	-2	1	-1	-5	-7	-3	19
12/11/06 16:42	12/7/06	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-45	25.91	11	-2	-2	100	D	17	20	22	9	1	-1	2	-2	0	4	8	-10	3	45
11/7/06 17:35	11/7/06	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-45	25.81	20	-2	-2	102	D	24	30	7	19	2	-4	-1	1	-1	-3	1	2	-2	33
10/31/06 16:32	10/27/06	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		S	-142	25.75	21	-6	-19	23	D	28	38	10	21	6	-1	0	1	-2	-1	-2	1	-2	34
10/31/06 16:28	10/27/06	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		M.d	312	14.63	21	21	290	29	D	28	38	10	21	6	-1	0	1	-2	-1	-2	1	-2	34
10/31/06 16:28	10/27/06	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		S.d	-402	25.48	21	-16	-36	29	D	28	38	10	21	6	-1	0	1	-2	-1	-2	1	-2	34
10/6/06 17:18	10/6/06	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-44	25.27	17	-2	-2	103	D	19	37	11	28	14	6	3	4	0	1	-2	6	0	10
9/12/06 17:12	9/8/06	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-41	23.27	12	-2	-2	105	D	14	21	9	12	8	4	2	1	2	0	7	6	-5	2
8/16/06 17:51	8/15/06	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Strohm Michael D	KS	O	SVP,Chie	M.d	1,392	16.65	14	84	157	137	D	18	19	3	1	12	5	3	5	0	-1	9	10	17	7
8/16/06 17:51	8/15/06	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Strohm Michael D	KS	O	SVP,Chie	S.d	-1,848	22.09	14	-84	-38	137	D	18	19	3	1	12	5	3	5	0	-1	9	10	17	7
8/7/06 17:57	8/7/06	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	SVP,GC	S	-37	21.32	14	-2	-2	107	M	20	16	-1	-9	9	11	3	2	0	-1	10	17	22	18
7/28/06 16:18	7/28/06	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Herrmann Henry J	KS	DO	CEO	S	-2,036	21.66	15	-94	-8	1,025	I	14	13	-7	-10	2	7	9	4	0	-1	4	16	20	20
6/9/06 17:27	4/28/06	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schieber Mark A	KS	O	VP,PAO,C	P	2	23.82	13	0	1	15	4									-3	-3	-7	8	20	20
6/9/06 17:27	6/7/06	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schieber Mark A	KS	O	VP,PAO,C	S	-2	21.84	13	0	-1	15	4									-3	-3	-7	8	20	20
8/17/04 17:00	8/2/04	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Tucker Keith A	KS	DO	CB,CEO	M.d	2,324	13.86	8	168	9	2,055	I	17	-21	-23	-3	-7	1	4	3	1	2	9	12	9	-3
2/11/04 15:01	11/21/03	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		M.dm	123	14.45	15	9	114	16	D	-13	60	6	18	14	6	0	5	2	1	-7	-19	-26	-17
2/11/04 15:01	11/21/03	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		S.dm	-206	24.18	15	-9	-35	16	D	-13	60	6	18	14	6	0	5	2	1	-7	-19	-26	-17
11/18/03 14:31	11/14/03	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		M	27	13.50	15	2	16	14	D	-20	16	8	-18	-14	-8	-6	-6	2	5	3	26	1	11
11/18/03 14:31	11/14/03	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Raines James M	KS	D		S	-45	22.26	15	-2	-12	14	D	-20	16	8	-18	-14	-8	-6	-6	2	5	3	26	1	11
8/26/03 18:11	8/18/03	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	VP,GC,As	M	28	15.89	8	2	6	30	D	-16	33	52	27	-6	2	-1	-2	0	4	-4	-15	3	-13
8/26/03 18:11	8/18/03	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Schulte Daniel C	KS	O	VP,GC,As	S	-46	26.00	8	-2	-5	30	D	-16	33	52	27	-6	2	-1	-2	0	4	-4	-15	3	-13
8/5/03 13:15	8/1/03	WDR	Financ	FinTrd	Security Brokers, Dealers & F	Tucker Keith A	KS	O	CB,CEO	M	8,772	16.21	11	541	39	1,943	M	-12	51	42	27	5	-6	-4	-3	-2	0	3	-12	5	-23

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y