PNSN - Penson Worldwide Inc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	9	49	0	-1	-1	-14	-21	-30	-11
S	%wins				45	65	67	84	67	71	67

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/13/12 17:30	6/12/12	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Koslow Andrew B	TX	O	EVP - GC	S	-17	0.2200	0	-77	-50	76	D
6/13/12 17:28	6/12/12	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Engel Bryce	TX	O	P	S.m	-16	0.1863	0	-85	-42	116	D
4/1/10 18:30	3/31/10	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		S.d	0	0.00	1	-407	-44	520	M	3	57	1	11	12	-2	-4	-3	0	0	-8	-45	-53	-37
3/2/10 17:17	3/2/10	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		S	0	0.00	1	-93	-9	926	I	-8	104	-6	7	2	22	8	3	-1	3	5	-33	-52	-35
12/9/09 18:37	12/7/09	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Engemoen Roger J Jr	TX	DO	CB	S.m	-1,118	9.32	2	-120	-5	2,450	I	-39	15	-21	-13	-13	-2	2	1	-2	-2	10	15	-28	-43
8/4/09 17:59	8/4/09	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		S	-145	11.52	3	-13	-1	1,016	I	-34	-39	88	7	19	34	11	2	-4	-7	-13	-14	-25	-54
8/3/09 17:13	7/30/09	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		S.m	-1,026	11.73	3	-87	-8	1,028	I	-33	-37	95	15	14	35	18	2	-2	-8	-13	-15	-27	-55
8/4/08 16:02	8/1/08	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		S	-549	18.30	6	-30	-3	1,112	I	14	7	93	86	48	79	49	5	3	-2	-8	-35	-65	-36
7/20/07 17:22	7/19/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Engemoen Roger J Jr	TX	DO	CB	S	-225	20.04	12	-11	0	2,573	I		21	-24	-39	-26	-20	2	0	5	-4	-10	-6	-35	-35
6/18/07 19:26	6/18/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Engemoen Roger J Jr	TX	DO	CB	S	-298	26.46	5	-11	0	2,584	I		49	17	-1	-3	4	-2	1	0	-1	-24	-36	-46	-48
6/18/07 19:24	6/15/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	S	-61	27.19	5	-2	0	875	I		49	17	-1	-3	4	-2	1	0	-1	-24	-36	-46	-48
6/5/07 16:15	6/4/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Son Daniel P	TX	DO	P	S	-561	28.03	4	-20	-3	766	I		40	27	8	-9	5	3	3	-1	-1	-8	-43	-44	-53
6/4/07 18:01	5/31/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Drew John	CA	H	Disclaim	S.m	-9,001	28.51	4	-316	-11	2,450	I		40	30	11	-8	5	5	9	-1	-3	-9	-42	-45	-53
5/21/07 18:10	5/18/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Engemoen Roger J Jr	TX	DOT	CB	S	-297	26.36	6	-11	0	2,595	I		36	9	-8	-16	-1	-6	2	1	-3	-2	-37	-42	-54
5/17/07 17:28	5/15/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	S	-60	26.71	6	-2	0	882	I			18	-8	-15	-9	-3	-3	1	3	3	-37	-35	-52
5/4/07 18:01	5/3/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Son Daniel P	TX	DO	P	S	-558	27.91	7	-20	-2	786	I			28	5	0	-8	-8	6	-2	-4	0	-36	-39	-62
4/19/07 18:59	4/18/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Engemoen Roger J Jr	TX	DOT	CB	S	-368	32.74	5	-11	0	2,607	I			71	24	26	15	9	10	-3	-7	-18	-37	-40	-67
4/17/07 18:22	4/16/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	S	-32	31.56	4	-1	0	1,724	I			69	14	26	11	4	8	0	-10	-25	-43	-46	-75
4/4/07 20:40	4/3/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Son Daniel P	TX	DO	P	S	-610	30.51	5	-20	-2	806	I			71	12	-8	15	6	4	1	-3	-9	-19	-38	-71
3/20/07 18:10	3/19/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Engemoen Roger J Jr	TX	DOT	CB	S	-311	27.61	8	-11	0	2,618	I			47	18	-2	1	-1	4	2	6	22	-6	-41	-69
3/16/07 17:36	3/15/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	S	-27	26.83	8	-1	0	1,736	I			45	20	1	-11	3	-2	2	5	19	-1	-40	-61
3/16/07 17:33	3/14/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Smith Mary Agnes	TX	O	Controll	S.d	-54	27.00	8	-2	-28	5	D			45	20	1	-11	3	-2	2	5	19	-1	-40	-61
3/13/07 19:31	3/12/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Drew John	CA	DTH	Disclaim	S	-7,737	26.81	7	-289	-9	2,765	I			50	19	11	-6	3	4	0	4	13	2	-40	-60
3/9/07 17:11	3/7/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Son Daniel P	TX	DO	P	S	-540	27.00	7	-20	-2	826	I			46	22	8	-4	2	8	0	-2	12	-4	-44	-67
3/8/07 11:37	3/6/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Drew John	CA	DTH	Disclaim	S	-4,887	24.82	6	-197	-6	3,054	I			38	21	3	-6	-10	5	4	-1	17	2	-41	-65
2/28/07 19:28	2/27/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Gross William D	TX	D		S	-230	28.74	5	-8	-1	698	D			64	22	-1	-2	-6	-15	0	-2	9	-3	-39	-58
2/27/07 16:39	2/23/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Drew John	CA	DTH	Disclaim	S.m	-17,950	30.53	5	-588	-15	3,251	I			76	32	4	5	4	-10	-2	-6	7	-5	-36	-55
2/26/07 21:17	2/23/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Koslow Andrew B	TX	O	SVP - GC	S	-164	31.49	4	-5	-10	47	I			84	37	15	11	10	4	-8	-13	-2	-11	-43	-63
2/26/07 21:10	2/23/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Gross William D	TX	D		S.m	-2,867	31.16	4	-92	-12	706	D			84	37	15	11	10	4	-8	-13	-2	-11	-43	-63
2/20/07 20:16	2/20/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Engemoen Roger J Jr	TX	DOT	CB	S	-337	29.94	3	-11	0	2,629	I			73	18	9	14	1	2	11	0	-7	-12	-44	-66
2/16/07 17:58	2/15/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	S	-29	28.68	3	-1	0	1,737	I			75	31	10	15	4	6	4	7	-4	-9	-40	-63
2/7/07 16:08	2/5/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Son Daniel P	TX	DO	P	S	-353	28.22	4	-13	-1	846	I			60	24	18	2	10	3	0	-1	-1	-4	-38	-60
1/19/07 18:02	1/18/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Engemoen Roger J Jr	TX	DOT	CB	S	-302	26.87	5	-11	0	2,640	I			59	30	13	-5	-4	-9	-2	-3	8	21	-27	-57
1/18/07 18:17	1/16/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	S	-29	28.87	5	-1	0	1,739	I			70	38	24	15	5	3	3	1	11	29	-23	-50
1/4/07 19:33	1/3/07	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Son Daniel P	TX	DO	P	S	-344	27.54	4	-13	-1	859	I			48	42	15	13	10	-3	-1	0	5	18	-29	-47
12/20/06 20:30	12/19/06	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Engemoen Roger J Jr	TX	DOT	CB	S	-262	23.30	4	-11	0	2,652	I			22	27	1	5	0	-2	1	13	10	23	10	-42
12/12/06 18:20	12/11/06	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Gross William D	TX	D		S.m	-2,296	22.96	4	-100	-11	798	D			30	21	3	2	2	-3	2	4	24	20	17	-39
5/26/06 18:39	5/24/06	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Son Daniel P Jr	TX	DO	P	S	-251	17.00	29	-15	-2	871	B									2	5	-8	-13	16	35
5/26/06 18:37	5/24/06	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	S	-269	17.00	29	-16	-2	934	P									2	5	-8	-13	16	35
5/26/06 18:34	5/24/06	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		S	-349	17.00	29	-21	-2	1,141	B									2	5	-8	-13	16	35
5/26/06 18:31	5/24/06	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Gross William D	TX	D		S	-332	17.00	29	-20	-2	898										2	5	-8	-13	16	35
5/26/06 18:29	5/24/06	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Gray Joseph Kelly	TX	D		S	-213	17.00	29	-13	-1	1,477	G									2	5	-8	-13	16	35
5/26/06 18:24	5/24/06	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Engemoen Roger J Jr	TX	DOT	CB	S	-843	17.00	29	-50	-2	2,671	B									2	5	-8	-13	16	35
5/26/06 18:24	5/24/06	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Koslow Andrew B	TX	O	SVP - GC	S	-11	17.00	29	-1	-3	21	B									2	5	-8	-13	16	35
5/19/06 16:57	5/17/06	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Gross William D	TX	D		S	-2,215	17.00	33	-130	-12	917										-4	-3	-5	-19	19	33
5/18/06 21:22	5/17/06	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Son Daniel P Jr	TX	DO	P	S.d	-1,673	17.00	33	-98	-10	886	B									1	-2	-3	-18	22	33
5/18/06 21:14	5/17/06	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Pendergraft Philip A	TX	DO	CEO	S.d	-1,793	17.00	33	-105	-10	949	P									1	-2	-3	-18	22	33
5/18/06 21:11	5/17/06	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Koslow Andrew B	TX	O	SVP - GC	S.d	-76	17.00	33	-4	-17	22	B									1	-2	-3	-18	22	33
5/18/06 20:51	5/17/06	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Thomas Richard	TX	D		S.d	-2,326	17.00	33	-137	-11	1,161	B									1	-2	-3	-18	22	33
5/18/06 20:46	5/17/06	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Gray Joseph Kelly	TX	D		S.d	-1,420	17.00	33	-84	-5	1,490	G									1	-2	-3	-18	22	33
5/18/06 20:41	5/17/06	PNSN	Financ	FinTrd	Security Brokers, Dealers & F	Engemoen Roger J Jr	TX	DOT	CB	S.d	-5,621	17.00	33	-331	-11	2,721	B									1	-2	-3	-18	22	33

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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