EAD - Allspring Income Opportunities Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	16	32	1	2	4	-1	1	12	3
P	%wins				88	100	94	78	38	72	78
S	%ret	1	4	8	0	1	2	-2	2	17	4
S	%wins				88	50	50	38	38	0	44

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/9/24 13:51	1/9/24	EAD	Fund	CEF	Closed-End Funds	Ebsworth William R.	CA	D		P	13	6.60	0	2	400	3	D
1/4/24 14:33	1/4/24	EAD	Fund	CEF	Closed-End Funds	Polisson James	CA	D		P	7	6.57	0	1	New	1	D
6/2/23 11:18	6/1/23	EAD	Fund	CEF	Closed-End Funds	Polisson James	CA	D		P	6	6.18	0	1	100	2	D
6/2/23 10:15	6/1/23	EAD	Fund	CEF	Closed-End Funds	Ebsworth William R.	CA	D		P	16	6.20	0	3	125	5	D
8/29/22 13:10	8/22/22	EAD	Fund	CEF	Closed-End Funds	Freeman Jane A	CA	D		P	1	6.92	0	0	86	0	D
5/10/21 11:29	5/7/21	EAD	Fund	CEF	Closed-End Funds	Lee Christopher M	CA	H	Portfoli	P	18	8.73	0	2	7	34	D
5/6/21 19:07	5/6/21	EAD	Fund	CEF	Closed-End Funds	Lee Christopher M	CA	H	Portfoli	P	1	8.70	0	0	0	32	D
3/29/21 16:50	3/29/21	EAD	Fund	CEF	Closed-End Funds	Lee Christopher M	CA	H	Portfoli	P	42	8.37	0	5	19	32	D
3/2/21 17:02	3/2/21	EAD	Fund	CEF	Closed-End Funds	Lee Christopher M	CA	H	Portfoli	P	25	8.40	0	3	13	27	D
2/5/21 12:01	2/4/21	EAD	Fund	CEF	Closed-End Funds	Lee Christopher M	CA	H	Portfoli	P	41	8.25	0	5	27	24	D
12/23/20 20:38	12/22/20	EAD	Fund	CEF	Closed-End Funds	Lee Christopher M	CA	H	Portfoli	P	70	8.04	0	9	88	19	D
12/22/20 12:06	12/21/20	EAD	Fund	CEF	Closed-End Funds	Lee Christopher M	CA	H	Portfoli	P	81	8.07	0	10	New	10	D
11/27/17 12:58	11/27/17	EAD	Fund	CEF	Closed-End Funds	Wheelock Pamela	MN	D		P	1	8.41	0	0	New	0	D
11/27/17 12:18	11/27/17	EAD	Fund	CEF	Closed-End Funds	Polisson James	CA	D		P	8	8.43	0	1	New	1	D
2/2/15 15:55	2/2/15	EAD	Fund	CEF	Closed-End Funds	Freeman Jane A	CA	D		P	1	8.69	2	0	New	0	D	-2	4	-1	-2	2	-1	0	0	1	1	5	5	-2	-10
1/5/15 13:23	1/5/15	EAD	Fund	CEF	Closed-End Funds	Ebsworth William R.	CA	D		P	17	8.72	3	2	New	2	D	2	4	-3	0	-1	4	2	1	-1	0	0	3	0	-6
4/25/11 15:15	4/15/11	EAD	Fund	CEF	Closed-End Funds	Johnson Judith M	CA	D		P	1	10.20	2	0	New	0	D	87	20	5	10	4	2	2	1	0	0	2	0	-3	9
4/25/11 14:35	4/25/11	EAD	Fund	CEF	Closed-End Funds	Larcker David F.	CA	D		P	1	10.36	2	0	New	0	D	87	20	5	10	4	2	2	1	0	0	2	0	-3	9
4/21/11 16:27	4/17/11	EAD	Fund	CEF	Closed-End Funds	Mitchell Olivia S	CA	D		P.a	1	10.21	2	0	New	0	D	89	19	5	10	3	2	0	1	0	0	2	0	-5	9
4/20/11 16:16	4/20/11	EAD	Fund	CEF	Closed-End Funds	Willeke Donald C	CA	D		P	2	10.33	2	0	New	0	D	92	19	6	11	3	2	1	0	1	1	3	0	-3	9
4/19/11 16:01	4/17/11	EAD	Fund	CEF	Closed-End Funds	Mitchell Olivia S	CA	D		P	1	10.24	2	0	New	0	D	95	19	4	9	2	1	0	0	0	1	3	0	-4	9
4/18/11 15:51	4/18/11	EAD	Fund	CEF	Closed-End Funds	Penny Timothy J	CA	D		P	2	10.24	2	0	New	0	D	88	20	4	7	2	1	1	0	0	1	4	0	-3	10
4/14/11 11:02	4/14/11	EAD	Fund	CEF	Closed-End Funds	Harris Isaiah Jr	GA	D		P	2	10.27	2	0	New	0	D	92	19	5	8	3	2	1	1	0	0	5	1	-3	9
4/1/11 16:46	4/1/11	EAD	Fund	CEF	Closed-End Funds	Gordon Peter G	CA	D		P	1	10.24	2	0	New	0	D	104	17	5	9	2	2	0	0	0	1	4	1	-3	11
3/21/11 10:22	6/4/10	EAD	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	50	9.38	2	5		0	I	108	15	7	11	3	1	0	0	0	1	3	2	-1	13
3/21/11 10:22	6/4/10	EAD	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-50	9.36	2	-5	-100	0	I	108	15	7	11	3	1	0	0	0	1	3	2	-1	13
12/2/09 17:11	11/30/09	EAD	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	30	9.16	2	3		0	I	9	143	21	11	2	1	3	1	0	0	3	7	4	19
12/2/09 17:11	11/30/09	EAD	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-30	9.10	2	-3	-100	0	I	9	143	21	11	2	1	3	1	0	0	3	7	4	19
11/18/09 18:05	11/17/09	EAD	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	8	9.07	2	1		0	I	11	107	24	9	0	4	1	0	0	1	6	6	-1	21
11/18/09 18:05	11/17/09	EAD	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-9	9.14	2	-1	-100	0	I	11	107	24	9	0	4	1	0	0	1	6	6	-1	21
10/1/09 11:03	9/1/09	EAD	Fund	CEF	Closed-End Funds	McDonnell Gerald M	MA	D		S	-1	8.72	1	0	-100	0	D	-3	50	57	18	9	4	2	1	-1	0	-1	7	11	24
7/28/09 14:44	7/15/09	EAD	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	0	8.16	1	0	New	0	I	-11	-1	37	22	5	4	2	2	1	5	6	15	22	31
7/28/09 14:44	7/23/09	EAD	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	0	8.29	1	0	-50	0	I	-11	-1	37	22	5	4	2	2	1	5	6	15	22	31
4/23/09 10:28	4/22/09	EAD	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	69	6.87	1	10		6	D	-37	-28	26	14	21	10	3	0	2	5	16	25	44	58
4/23/09 10:06	4/21/09	EAD	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	14	6.77	1	2	14	16	D	-37	-28	26	14	21	10	3	0	2	5	16	25	44	58
4/23/09 09:51	7/18/08	EAD	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P.a	24	10.03	1	2	28	11	D	-37	-28	26	14	21	10	3	0	2	5	16	25	44	58
4/23/09 09:46	7/17/08	EAD	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P.a	1	10.00	1	0	1	9	D	-37	-28	26	14	21	10	3	0	2	5	16	25	44	58
7/29/08 11:56	7/28/08	EAD	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	63	10.17	2	6	42	21	D	-9	-12	-6	-10	-9	1	1	-2	0	0	-1	-42	-26	1
7/28/08 11:23	7/25/08	EAD	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	10	10.16	2	1	7	15	D	-8	-10	-4	-9	-8	2	3	-1	-1	0	-2	-40	-28	-1
7/25/08 11:00	7/24/08	EAD	Fund	CEF	Closed-End Funds	Koonce Michael H	MA	O	Secretar	S	-12	10.19	2	-1	-100	0	D	-8	-11	-5	-8	-7	0	7	0	0	0	-1	-41	-30	1
7/21/08 08:46	7/18/08	EAD	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	25	10.03	2	3	23	14	D	-8	-13	-5	-7	-12	-3	0	6	1	1	0	-44	-31	-1
7/17/08 16:01	7/17/08	EAD	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	25	10.00	2	3	29	11	D	-10	-17	-8	-7	-14	-8	-1	-1	0	3	1	-41	-34	-2
7/16/08 14:17	7/16/08	EAD	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	7	9.56	2	1	10	9	D	-13	-22	-12	-10	-18	-12	-7	-6	4	8	6	-40	-26	2
4/28/08 11:16	4/16/08	EAD	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	8	10.99	2	1	5	15	D	1	-12	-1	5	12	5	5	2	0	2	2	-9	-45	-26
1/23/08 16:35	1/23/08	EAD	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	11	10.94	3	1	17	7	D	-1	-14	-12	-10	-4	-2	-4	-4	2	4	0	5	-2	-34
7/27/07 15:32	7/26/07	EAD	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	76	12.73	3	6	999%	7	D	6	3	-6	-10	-10	-9	-5	-3	1	2	0	-1	-6	-10
1/19/07 10:41	1/19/07	EAD	Fund	CEF	Closed-End Funds	Koonce Michael H	MA	O	Secretar	P.e	6	14.17	4	0	68	1	D	11	15	9	2	0	-1	-3	0	0	1	2	5	-3	-12
12/15/05 09:54	12/14/05	EAD	Fund	CEF	Closed-End Funds	Keith Leroy	MA	D		P	1	13.22	3	0	New	0	D	9	-6	-5	-10	-5	-2	-4	-2	-1	0	5	11	10	23
9/10/04 15:42	9/8/04	EAD	Fund	CEF	Closed-End Funds	Wagoner Richard	MA	D		P	2	15.73	3	0	New	0	D		19	8	9	5	3	1	1	0	0	2	4	3	9
8/24/04 10:50	8/23/04	EAD	Fund	CEF	Closed-End Funds	McDonnell Gerald M	MA	D		P	2	15.44	3	0	New	0	D		22	9	11	4	1	0	1	0	1	3	6	4	11
6/10/04 16:10	6/10/04	EAD	Fund	CEF	Closed-End Funds	Scofield Michael S	MA	D		P.e	1	14.90	3	0	New	0	D		10	1	-1	4	4	2	-1	-1	1	2	9	14	13
3/5/04 14:59	2/6/04	EAD	Fund	CEF	Closed-End Funds	Evergreen Investment Management Co LLC	MA	H	Adviser	S.ea	-110	15.68	5	-7	-100	0	I		13	10	3	-4	-3	2	0	0	0	0	0	8	14
2/9/04 15:15	2/6/04	EAD	Fund	CEF	Closed-End Funds	Evergreen Investment Management Co LLC	MA	H	Adviser	S.e	-112	15.95	4	-7	-100	0	I			18	8	2	-1	1	1	0	1	-2	-8	3	12
8/15/03 08:20	8/14/03	EAD	Fund	CEF	Closed-End Funds	Koonce Michael H	MA	O	Secretar	P	6	14.00	4	0	New	0	D				-4	-5	-4	1	-1	1	0	4	10	18	22

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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