ERC - Allspring Multi-Sector Income Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	22	60	0	1	2	4	5	10	4
P	%wins				83	87	78	85	85	83	83
S	%ret	1	4	7	-0	0	-3	2	5	11	3
S	%wins				100	80	67	0	0	33	47

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/9/24 13:43	1/9/24	ERC	Fund	CEF	Closed-End Funds	Ebsworth William R.	CA	D		P	14	9.49	0	2	750	2	D
1/4/24 14:24	1/4/24	ERC	Fund	CEF	Closed-End Funds	Polisson James	CA	D		P	9	9.41	0	1	New	1	D
6/2/23 11:26	6/1/23	ERC	Fund	CEF	Closed-End Funds	Polisson James	CA	D		P	9	8.82	0	1	100	2	D
6/2/23 10:38	6/1/23	ERC	Fund	CEF	Closed-End Funds	Ebsworth William R.	CA	D		P	15	8.84	0	2	113	3	D
8/29/22 12:59	8/22/22	ERC	Fund	CEF	Closed-End Funds	Freeman Jane A	CA	D		P	1	9.75	0	0	148	0	D
2/5/21 12:07	2/4/21	ERC	Fund	CEF	Closed-End Funds	Lee Christopher M	CA	H	Portfoli	P	37	12.44	0	3	24	16	D
12/23/20 20:45	12/22/20	ERC	Fund	CEF	Closed-End Funds	Lee Christopher M	CA	H	Portfoli	P	78	12.05	0	7	108	13	D
12/22/20 11:54	12/21/20	ERC	Fund	CEF	Closed-End Funds	Lee Christopher M	CA	H	Portfoli	P	72	12.07	0	6	New	6	D
11/13/18 12:37	11/12/18	ERC	Fund	CEF	Closed-End Funds	Ebsworth William R.	CA	D		P	6	11.79	0	1	50	2	D
11/27/17 13:14	11/27/17	ERC	Fund	CEF	Closed-End Funds	Wheelock Pamela	MN	D		P	1	13.05	0	0	New	0	D
11/27/17 12:41	11/27/17	ERC	Fund	CEF	Closed-End Funds	Polisson James	CA	D		P	13	13.02	0	1	New	1	D
6/20/17 10:55	6/16/17	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,286	13.45	0	-96	-3	3,563	I
6/15/17 12:27	6/13/17	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-135	13.46	0	-10	0	3,659	I
6/13/17 14:24	6/9/17	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-125	13.48	0	-9	0	3,669	I
6/9/17 12:26	6/7/17	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-145	13.53	0	-11	0	3,678	I
6/7/17 11:10	6/5/17	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-315	13.52	0	-23	-1	3,689	I
6/2/17 16:02	6/1/17	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-221	13.41	0	-16	0	3,717	I
5/30/17 13:18	5/25/17	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-59	13.40	0	-4	0	3,729	I
5/25/17 10:22	5/23/17	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-384	13.37	0	-29	-1	3,733	I
5/23/17 12:02	5/19/17	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-325	13.36	0	-24	-1	3,762	I
5/19/17 15:53	5/17/17	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-280	13.40	2	-21	-1	3,786	I	21	19	14	5	2	0	-1	0
5/17/17 13:44	5/15/17	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-28,422	14.15	2	-2,009	-35	3,807	I	21	19	14	5	2	0	-1	0
5/15/17 11:10	5/11/17	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,916	13.49	2	-142	-2	5,816	I	21	19	14	5	2	0	-1	0
5/11/17 14:49	5/9/17	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-237	13.55	2	-17	0	5,958	I	21	19	13	5	2	0	0	0	0
5/9/17 11:02	5/5/17	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-811	13.51	2	-60	-1	5,976	I	21	19	14	6	3	1	0	0	0
5/5/17 10:56	5/3/17	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-723	13.57	2	-53	-1	6,036	I	21	19	12	5	2	1	1	0	0	0
5/3/17 14:24	5/1/17	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-832	13.56	2	-61	-1	6,089	I	20	19	11	5	3	2	1	0	0	0
10/27/16 17:03	10/25/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	117	12.95	1	9	0	6,151	I	10	18	8	2	2	0	2	0	0	-2	-2	5	11
10/25/16 12:57	10/21/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	599	12.95	1	46	1	6,141	I	11	18	9	3	4	1	2	0	0	-2	-4	4	9
8/15/16 13:21	8/10/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	948	12.99	2	73	1	6,095	I	9	19	26	8	5	1	2	2	1	1	-3	-5	5
8/10/16 13:29	8/8/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	910	12.90	1	71	1	6,022	I	7	15	25	6	5	0	0	0	1	2	3	-1	7
7/15/16 11:46	7/13/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	282	12.78	1	22	0	5,952	I	4	12	22	9	5	2	2	1	0	1	2	1	5
6/13/16 14:40	6/9/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	42	12.65	1	3	0	5,930	I	3	8	19	10	2	4	3	1	0	-2	2	4	4
6/7/16 11:43	6/3/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	235	12.46	1	19	0	5,926	I	1	5	15	9	2	1	1	1	0	1	2	7	4
6/1/16 11:56	5/27/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	132	12.38	1	11	0	5,907	I	-1	2	12	9	1	0	0	-1	0	2	3	9	6
5/10/16 11:44	5/9/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	124	12.35	1	10	0	5,897	I	-1	1	8	17	5	1	0	-1	0	1	3	7	5
4/25/16 11:39	4/22/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1,903	12.33	1	154	3	5,887	I	1	1	10	19	7	4	3	1	-1	1	-1	6	8
4/21/16 12:43	4/19/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,177	12.29	1	177	3	5,732	I	1	1	9	20	7	2	3	2	0	1	0	7	8
4/19/16 13:01	4/15/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	404	12.09	1	33	1	5,555	I	0	0	9	15	6	3	2	1	1	1	2	8	9
4/15/16 14:42	4/13/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	346	12.02	1	29	1	5,522	I	-1	-1	7	12	6	0	1	1	0	2	3	9	10
4/13/16 11:33	4/8/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	287	12.10	1	24	0	5,493	I	-2	-2	5	8	5	-1	-1	0	1	3	4	9	12
4/8/16 12:30	4/6/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	191	12.04	1	16	0	5,469	I	-1	-2	10	6	9	2	1	0	0	1	3	8	12	20
4/6/16 11:40	4/4/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	354	12.07	1	29	1	5,454	I	-1	-2	11	8	9	3	-1	-2	1	0	4	7	14	21
4/4/16 15:18	3/31/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	781	12.19	1	64	1	5,424	I	0	0	13	11	12	4	1	2	-1	-1	3	6	11	19
3/31/16 12:41	3/30/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	5	12.02	1	0	0	5,360	I	-1	-1	11	10	11	4	1	0	1	0	4	5	12	21
3/24/16 14:03	3/22/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	140	12.09	1	12	0	5,360	I	0	0	9	11	14	6	4	2	-1	0	3	6	10	20
3/22/16 13:30	3/18/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,670	11.98	1	139	3	5,348	I	-1	0	8	11	13	5	4	2	0	-1	3	5	10	20
3/10/16 14:55	3/8/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	14	11.66	1	1	0	5,209	I	-5	-4	5	6	9	8	2	0	0	2	4	11	18	22
3/8/16 14:34	3/4/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,091	11.67	1	93	2	5,208	I	-6	-5	4	5	11	8	4	2	0	1	4	9	17	24
3/4/16 14:14	3/2/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	299	11.50	1	26	1	5,114	I	-6	-7	3	4	10	9	4	1	1	1	5	10	18	26
3/2/16 13:45	2/29/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,561	11.41	1	137	3	5,088	I	-6	-7	3	3	9	8	5	3	-1	1	7	9	19	27
2/29/16 13:09	2/25/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.am	674	11.21	1	60	1	4,951	I	-7	-9	1	1	4	2	3	1	1	3	7	12	21	28
2/24/16 17:13	2/22/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.am	2,946	11.13	1	265	6	4,891	I	-8	-9	-1	0	0	2	5	2	0	3	10	12	22	29
2/22/16 14:38	2/18/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.am	840	10.94	1	77	2	4,626	I	-9	-10	-4	-1	-3	1	2	1	2	3	11	14	25	31
2/18/16 13:15	2/16/16	ERC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,691	10.90	1	339	8	4,550	I	-9	-11	-4	-2	-4	2	-1	3	-1	2	9	16	25	32
2/2/15 15:57	2/2/15	ERC	Fund	CEF	Closed-End Funds	Freeman Jane A	CA	D		P	1	13.58	2	0	New	0	D	-2	4	-2	-1	2	-1	0	-1	0	1	1	2	-5	-11
1/5/15 13:27	1/5/15	ERC	Fund	CEF	Closed-End Funds	Ebsworth William R.	CA	D		P	14	13.54	3	1	New	1	D	-2	5	-4	0	0	2	2	1	-1	0	1	1	-2	-9
2/12/13 12:46	2/8/13	ERC	Fund	CEF	Closed-End Funds	Wells Fargo Bank N A	SD	H	see rema	P	95	16.24	2	6		0	I	25	14	6	1	2	-1	0	0	-1	0	2	5	-9	-5
4/25/11 15:23	4/21/11	ERC	Fund	CEF	Closed-End Funds	Johnson Judith M	CA	D		P	1	14.97	2	0	New	0	D	64	6	-4	2	0	-1	0	1	0	1	2	6	1	10
4/25/11 14:42	4/25/11	ERC	Fund	CEF	Closed-End Funds	Larcker David F.	CA	D		P	1	14.94	2	0	New	0	D	64	6	-4	2	0	-1	0	1	0	1	2	6	1	10
4/21/11 16:36	4/17/11	ERC	Fund	CEF	Closed-End Funds	Mitchell Olivia S	CA	D		P.a	1	14.83	2	0	New	0	D	64	7	-4	3	0	-1	0	1	0	1	2	6	1	10
4/20/11 16:30	4/20/11	ERC	Fund	CEF	Closed-End Funds	Willeke Donald C	CA	D		P	3	14.95	2	0	New	0	D	64	7	-3	3	0	0	0	0	0	1	2	6	2	9
4/19/11 16:06	4/17/11	ERC	Fund	CEF	Closed-End Funds	Mitchell Olivia S	CA	D		P	1	14.85	2	0	New	0	D	64	6	-4	2	-1	-1	-1	0	0	0	2	6	1	9
4/18/11 16:04	4/18/11	ERC	Fund	CEF	Closed-End Funds	Penny Timothy J	CA	D		P	2	14.82	2	0	New	0	D	63	6	-4	1	-1	-1	-1	0	0	1	2	6	2	10
4/14/11 11:09	4/14/11	ERC	Fund	CEF	Closed-End Funds	Harris Isaiah Jr	GA	D		P	3	14.85	2	0	New	0	D	67	6	-5	0	-2	-1	-2	0	0	1	3	6	1	9
4/1/11 17:02	4/1/11	ERC	Fund	CEF	Closed-End Funds	Gordon Peter G	CA	D		P	1	15.09	2	0	New	0	D	77	9	-2	3	1	1	1	0	0	0	1	4	0	8
3/17/11 20:42	4/29/10	ERC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	33	15.57	2	2		0	I	85	8	-2	2	-2	-1	-3	-2	0	2	1	3	4	12
3/17/11 20:42	4/29/10	ERC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-31	14.96	2	-2	-100	0	I	85	8	-2	2	-2	-1	-3	-2	0	2	1	3	4	12
10/9/09 17:14	10/5/09	ERC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	1	14.16	2	0	New	0	I	19	86	41	17	7	1	0	0	-1	-1	-2	2	10	24
10/1/09 11:11	9/1/09	ERC	Fund	CEF	Closed-End Funds	McDonnell Gerald M	MA	D		S	-1	13.49	2	0	-100	0	D	19	45	46	19	8	5	1	1	-1	-1	-1	1	10	23
7/29/08 12:05	7/28/08	ERC	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	36	14.79	1	2	17	17	D	8	1	-2	-5	-5	0	0	-1	1	0	-2	-26	-11	10
7/21/08 08:51	7/18/08	ERC	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	25	14.93	1	2	13	14	D	10	-1	-2	-4	-6	-2	0	3	1	-1	-2	-29	-14	6
7/17/08 16:06	7/17/08	ERC	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	25	14.87	1	2	15	13	D	9	-2	-4	-3	-6	-4	0	0	1	1	-1	-25	-16	6
5/5/08 15:04	5/5/08	ERC	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	4	16.07	1	0	2	11	D	16	-2	4	2	4	3	1	1	-1	0	1	-5	-27	-13
4/28/08 11:22	4/16/08	ERC	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	8	15.76	1	1	5	11	D	17	-1	4	3	5	1	2	1	0	1	1	-6	-29	-15
1/23/08 16:40	1/23/08	ERC	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	16	15.67	2	1	11	10	D	12	-1	-1	-1	0	0	-2	-3	0	1	-1	3	0	-16
10/26/07 11:23	10/25/07	ERC	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	49	16.19	1	3	48	9	D	18	4	-4	4	1	0	0	0	0	0	-3	0	3	-28
7/27/07 15:42	7/26/07	ERC	Fund	CEF	Closed-End Funds	Cestone Andrew	PA	H	portfoli	P	100	16.00	2	6	New	6	D	9	8	-3	-7	-6	-5	-3	-3	0	-1	0	3	3	0
7/18/07 14:09	7/16/07	ERC	Fund	CEF	Closed-End Funds	Conkey Christopher	MA	O	EIMCO CI	S	-42	16.80	2	-3	-100	0	D	12	11	0	-4	-5	-2	-2	-2	0	0	-9	1	2	-2
8/15/06 15:39	7/12/06	ERC	Fund	CEF	Closed-End Funds	Brown-Premo Lisa	NC	H	Portfoli	P	10	16.32	2	1	New	1	D	9	2	5	3	2	2	1	0	0	0	2	7	9	-2
7/24/06 11:23	7/24/06	ERC	Fund	CEF	Closed-End Funds	Erikson Dana	MA	H	Portfoli	P	12	16.20	1	1	New	1	D	9	2	3	2	1	1	0	1	0	0	2	6	11	11
3/16/06 13:57	8/1/05	ERC	Fund	CEF	Closed-End Funds	Richardson David M	MA	D		P	10	17.44	2	1	New	1										1	1	-2	1	6	14
12/15/05 09:57	12/14/05	ERC	Fund	CEF	Closed-End Funds	Keith Leroy	MA	D		P	1	15.70	3	0	New	0	D	1	-7	-6	-8	-4	-1	0	0	0	0	6	8	8	19
2/25/05 16:14	2/25/05	ERC	Fund	CEF	Closed-End Funds	Conkey Christopher	MA	O	Chief In	P	9	18.08	2	1	33	2	D		5	4	0	-1	-1	-2	0	0	0	-6	-4	0	1
2/25/05 16:07	2/24/05	ERC	Fund	CEF	Closed-End Funds	Conkey Christopher	MA	O	Chief In	P	36	18.06	2	2		0	D		5	4	0	-1	-1	-2	0	0	0	-6	-4	0	1
10/8/04 14:55	10/7/04	ERC	Fund	CEF	Closed-End Funds	Richardson David M	MA	D		P	29	18.20	2	2	New	2	D		8	3	4	2	0	0	0	0	1	1	3	-1	1
9/10/04 15:46	9/8/04	ERC	Fund	CEF	Closed-End Funds	Wagoner Richard	MA	D		P	2	18.07	2	0	New	0	D		8	1	7	5	2	1	1	0	0	1	7	4	5
8/24/04 10:44	8/23/04	ERC	Fund	CEF	Closed-End Funds	McDonnell Gerald M	MA	D		P	2	17.97	2	0	New	0	D		10	0	8	2	2	1	0	0	0	2	5	4	5
6/10/04 16:01	6/10/04	ERC	Fund	CEF	Closed-End Funds	Scofield Michael S	MA	D		P.e	2	17.39	2	0	New	0	D			-2	-5	2	3	1	0	-1	0	3	7	14	8
8/21/03 11:21	8/20/03	ERC	Fund	CEF	Closed-End Funds	Shima Richard J		D		P	15	17.78	3	1	New	1	D					-10	-11	-9	-2	0	0	3	5	12	11

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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