Filing Date |
T Date |
Ticker |
Sector |
Ind | Industry |
Owner |
oSt |
Rel |
Title |
T |
TVal |
Price |
L |
Qty |
oc |
Own |
H |
r2y |
r1y |
r6m |
r3m |
r6w |
r3w |
r7d |
r3d |
f1d |
f1w |
f1m |
f3m |
f6m |
f1y |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1/12/18 21:19 | 1/10/18 | NRO | Fund | CEF | Closed-End Funds | Colish Faith | NY | H | Retired | S | -1 | 5.40 | 0 | 0 | -100 | 0 | D | ||||||||||||||
12/16/16 11:47 | 12/15/16 | NRO | Fund | CEF | Closed-End Funds | Bulldog Investors, LLC | NJ | T | S | -239 | 5.30 | 1 | -45 | -1 | 4,295 | I | 21 | 18 | 1 | -2 | 4 | 1 | 1 | -2 | 0 | 0 | 2 | 1 | |||
12/15/16 10:59 | 12/13/16 | NRO | Fund | CEF | Closed-End Funds | Bulldog Investors, LLC | NJ | T | S.m | -485 | 5.32 | 1 | -91 | -2 | 4,340 | I | 21 | 20 | 1 | -3 | 3 | 3 | 2 | -1 | 0 | 0 | 2 | 1 | |||
7/17/15 20:35 | 7/15/15 | NRO | Fund | CEF | Closed-End Funds | Trapp Peter P | NY | D | S | -29 | 4.85 | 1 | -6 | -100 | 0 | D | 13 | 5 | -6 | -4 | 1 | 4 | 1 | 1 | 1 | -2 | 0 | 2 | -2 | 24 | |
11/21/13 14:42 | 8/2/13 | NRO | Insur | LfIns | Life Insurance | Sun Life Financial Inc | A6 | T | S | 0 | 0.00 | 1 | -1 | -49 | 1 | I | 33 | 4 | -17 | 3 | -1 | -6 | -1 | -1 | 1 | 1 | -2 | 6 | 14 | 21 | |
11/21/13 13:38 | 7/31/13 | NRO | Insur | LfIns | Life Insurance | Sun Life Insurance & Annuity Co of New York | NY | T | S | -42,400 | 530,000 | 1 | 0 | -5 | 2 | M | 33 | 4 | -17 | 3 | -1 | -6 | -1 | -1 | 1 | 1 | -2 | 6 | 14 | 21 | |
6/5/13 21:41 | 6/3/13 | NRO | Fund | CEF | Closed-End Funds | Rivkin Jack L | NY | D | S.m | -126 | 5.00 | 1 | -25 | -100 | 0 | D | 27 | 27 | 11 | 0 | -6 | -10 | -8 | -4 | 1 | -1 | -2 | -11 | -9 | 7 | |
3/18/11 17:18 | 12/23/09 | NRO | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | S.m | -34 | 3.42 | 1 | -10 | -100 | 0 | I | 310 | 23 | 11 | 9 | 0 | -3 | -2 | -2 | 2 | 0 | 4 | 4 | -2 | 11 | |
3/21/08 20:34 | 7/24/07 | NRO | Fund | CEF | Closed-End Funds | Goss Martha Clark | NY | D | S.m | -50 | 25,000 | 2 | 0 | -100 | 0 | M | -8 | -30 | -20 | -2 | -7 | -3 | 8 | 10 | 1 | -5 | 4 | -2 | -33 | -91 |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |